Legal Framework

Legislation contained on this page has been reproduced by and for the Trinidad and Tobago Securities and Exchange Commission for use on its website. The Legislation contained on this site is an unofficial reproduction of the laws prepared for personal non-commercial distribution and use only. Official documents containing the enactments can be obtained from Government Publications.

 CategoryDescription
Legislation The Securities Industry Act, 1995;
Proposed Legislation All Bills which were laid or will be laid before Parliament;
By-Laws All By-Laws made by the Minister of Finance pursuant to   Section 131 of the Securities Industry Act, 1995;
Proposed By-Laws Proposed By-Laws which will be laid before Parliament;
Guidelines All Guidelines issued by the Commission pursuant to Section 6(b) of the Securities Industry Act, 1995 for the promotion and orderly growth of the securities industries;
Guidelines set out the procedure for operations within the securities market.
Proposed Guidelines All draft Guidelines of the Commission;
Rules The Rules of self-regulatory  organizations such as the Trinidad and Tobago Stock Exchange Rules and the Trinidad and Tobago Central Depository Rules;
Proposed Rules Draft Rules and amended Rules of self regulatory organizations;
Contraventions All notices, written decisions and orders concerning hearings for Contraventions before the Commission;
Notices of Hearing Notices of Hearings before the Commission;
Notices Notices issued by the Commission.
Orders Orders made by the Commission;
Decisions Written Decisions of the Commission;
Policies Documents which set out the bases for the Guidelines
Legislative Documents Report of the Joint Select Committee on the Securities Bill 2012, Hansard from the 14th Sitting of the House of Representatives- 3rd Session - 10th Parliament and the Hansard from the 9th Sitting of the Senate - 3rd Session - 10th Parliament

 

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CISMonitor is a web based application that can be run on any modern web browser. The application provides users with access to a rich collection of resources related to the Trinidad and Tobago mutual fund industry including funds under management, number of unit holders, sales and redemptions.