Sagicor Financial Corporation 12,269,938 Rights to acquire common shares of Sagicor Financial Corporation    12269938  Sagicor Financial Corporation  2011-05-31  Registered 

Preference Shares    50,000,000  Dynamic Equity Fund II Limited  2006-11-09  Not Registered 

Ansa Mc Al Limited 127,850 Ordinary Shares pursuant to its Executive Stock Option Plan    127850  ANSA McAL Limited  2011-09-30  Registered 

GraceKennedy Limited 126,570 Ordinary Shares of pursuant to its Employee Share Scheme    126,570  GraceKennedy Limited  2011-08-05  Registered 

Neal and Massy Holdings Limited 30,674 Ordinary Shares pursuant to its Executive Share Option Plan    30,674  Neal & Massy Holdings Limited  2012-04-19  Registered 

GraceKennedy Limited 120,000 ordinary shares pursuant to DSOP    120000  GraceKennedy Limited  2011-07-26  Registered 

18,849 Ordinary Shares of Neal & Massy Holdings Limited pursuant to its Executive Share Option Plan    18849  Neal & Massy Holdings Limited  2012-06-06  Registered 

25,711 Ordinary Shares of Neal & Massy Holdings Limited pursuant to its Executive Share Option Plan    25711  Neal & Massy Holdings Limited  2012-06-06  Registered 

166,524 Ordinary Shares of Neal & Massy Holdings Limited pursuant to its Executive Share Option Plan    166524  Neal & Massy Holdings Limited  2012-06-06  Registered 

125,722 Ordinary Shares of Neal & Massy Holdings Limited pursuant to its Executive Share Option Plan    125722  Neal & Massy Holdings Limited  2012-06-06  Registered 

155,691,624 Ordinary Shares of Jamaica Money Market Brokers Limited pursuant to its Take-over Bid of Capital and Credit Financial Group Limited    155691,624  Jamaica Money Market Brokers Limited  2012-07-03  Registered 

GraceKennedy Limited 7,946 Ordinary Shares pursuant to its 2003 Stock Option Plan for Managers    7946  GraceKennedy Limited  2012-07-26  Registered 

GraceKennedy Limited 92,610 Ordinary Shares pursuant to its 2008 Employee Stock Offer Plan    92610  GraceKennedy Limited  2012-07-26  Registered 

GraceKennedy Limited 45,216 Ordinary Shares pursuant to its 2009 Stock Option Plan for Directors and Employees    45,216  GraceKennedy Limited  2012-03-13  Registered 

GraceKennedy Limited 1,995,433 Ordinary Shares pursuant to its 2002 Directors' Stock Option Plan    1995,433  GraceKennedy Limited  2012-03-13  Registered 

Sagicor Financial Corporation 11,766,705 shares pursuant to transaction with NIBB    11766,705  Sagicor Financial Corporation  2009-12-29  Registered 

Development Finance Limited 800,000 Convertible Preference Shares    800,000  Development Finance Limited  2011-11-09  Registered 

Agostini?s Limited 25,200 Ordinary Stock Units pursuant to its Executive Stock Option Plan    25200  Agostini's Limited  2011-09-30  Registered 

GraceKennedy Limited 266,081 Ordinary Shares pursuant to its Directors Stock Option Plan    266081  GraceKennedy Limited  2011-09-30  Registered 

GraceKennedy Limited 106,270 Ordinary Shares pursuant to its 2008 Employee Stock Offer Plan    106,270  GraceKennedy Limited  2011-11-09  Registered 

Republic Bank Limited 1,056,563 Ordinary Shares pursuant to Executive Stock Option Plan    1056,563  Republic Bank Limited  2011-11-09  Registered 

Neal & Massy Holdings Limited 9,982 Ordinary Shares of pursuant to its Executive Share Option Plan    9982  Neal & Massy Holdings Limited  2011-08-05  Registered 

Neal & Massy Holdings Limited 13,147 Ordinary Shares of pursuant to its Executive Share Option Plan    13147  Neal & Massy Holdings Limited  2011-08-05  Registered 

Ansa Mc Al Limited 50,000 Ordinary Shares pursuant to its Executive Stock Option Plan    50000  ANSA McAL Limited  2011-12-28  Registered 

GraceKennedy Limited 105,456 Ordinary Shares pursuant to its 2008 Employee Stock Offer Plan    105456  GraceKennedy Limited  2012-03-13  Registered 

GraceKennedy Limited 742,485 Ordinary Shares pursuant to its 2002 Director Stock Option Plan    742485  GraceKennedy Limited  2012-07-26  Registered 

Sagicor Financial Corporation 24,539,876 Common Shares pursuant to a Rights Issue at USD$1.63 per share and an agreement by IFC to acquire additional common shares    24539876  Sagicor Financial Corporation  2011-05-31  Registered 

84,936 Ordinary Shares of Ansa McAL Limited pursuant to its Executive Stock Option Plan    84,936  ANSA McAL Limited  2012-12-11  Registered 

FirstCaribbean International Bank Limited 51,917,808 Ordinary Shares pursuant to acquisition of CIBC Bank & Trust Company (Cayman) Limited and CIBC Trust Company (Bahamas) Limited    51917,808  FirstCaribbean International Bank Limited  2011-11-09  Registered 

Sagicor Financial Corporation 120,000,000 Preference Shares    120000000  Sagicor Financial Corporation  2011-05-31  Registered 

10,548 Ordinary Shares of Neal & Massy Holdings Limited pursuant to its Executive Share Option Plan    10,548  Neal & Massy Holdings Limited  2012-11-26  Registered 

Jamaica Money Market Brokers Limited 11,464,154 Ordinary Shares pursuant to its Take-over Bid of Capital and Credit Financial Group Limited    11474,154  Jamaica Money Market Brokers Limited  2012-09-11  Registered 

53,700 Ordinary Shares of Agostini's Limited pursuant to its Executive Stock Option Plan    53700  Agostini's Limited  2012-06-06  Registered 

Ordinary shares (new issue)  Equities  5000000  FNCU Venture Capital Company Limited  2001-02-22  Registered 

Ordinary shares (rights issue)  Equities  2777778  Flavorite Foods Limited  2000-10-19  Registered 

Ordinary Shares  Equities  12075000  Furness Trinidad Limited  1997-07-24  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Directors)  Equities  105713  GraceKennedy Limited  2005-11-10  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  15102  GraceKennedy Limited  2005-11-10  Registered 

Ordinary Stock Units (pursuant to an Employee Share Scheme)  Equities  9095  GraceKennedy Limited  2003-04-24  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  301014  GraceKennedy Limited  2005-11-10  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  33906  GraceKennedy Limited  2005-07-21  Registered 

Ordinary Stock Units (pursuant to listing on the Trinidad & Tobago Stock Exchange)  Equities  276825714  Scotia Investments Jamaica Limited  2004-09-09  Registered 

Ordinary Shares (184,426 pursuant to Executive Stock Option Plan; 5,000 pursuant to Employee Share Purchase Plan; and 84,201 pursuant to ?Shares in Lieu of Bonus? scheme for 2003)  Equities  273627  The Barbados Shipping & Trading Company Limited  2004-03-18  Registered 

Ordinary Stock Units (pursuant to an Employee Share Scheme)  Equities  4350  GraceKennedy Limited  2003-03-27  Registered 

Ordinary Share Units (pursuant to Management Share Option Plan)  Equities  250000  One Caribbean Media Limited  2005-08-12  Registered 

Ordinary Stock Units (pursuant to Share Option Plan for Managers)  Equities  111156  One Caribbean Media Limited  2005-04-12  Registered 

Ordinary Share Units (pursuant to Management Share Option Plan)  Equities  100000  One Caribbean Media Limited  2005-07-28  Registered 

Ordinary Shares  Equities  1200000  One Caribbean Media Limited  2000-02-24  Registered 

Ordinary Shares  Equities  44981129  One Caribbean Media Limited  1997-11-08  Registered 

Ordinary Shares  Equities  2157025  One Caribbean Media Limited  1999-10-14  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  13560017  Scotia Investments Jamaica Limited  2004-10-12  Registered 

Ordinary Shares (pursuant to Executive Stock Compensation Plan)  Equities  12809013  Scotia Investments Jamaica Limited  2005-11-10  Registered 

Ordinary Shares  Equities  5000000  Flavorite Foods Limited  1997-07-24  Registered 

Preference Shares  Equities  20000  Dynamic Equity Venture Fund Limited  2002-11-07  Registered 

Ordinary Stock Units  Equities  53844707  GraceKennedy Limited  2003-03-13  Registered 

Ordinary Stock Units (pursuant to its Stock Option Plan for Managers)  Equities  57942  GraceKennedy Limited  2005-06-23  Registered 

Ordinary Stock Units (196,289 pursuant to Stock Option Plan for Managers and 500,000 pursuant to Stock Option Plan for Directors)  Equities  696289  GraceKennedy Limited  2005-02-17  Registered 

Ordinary Shares (pursuant to Directors? Option Scheme)  Equities  24000  GraceKennedy Limited  2004-05-27  Registered 

Ordinary Shares (pursuant to Stock Option Plan)  Equities  65000  Mora Ven Holdings Limited  2002-04-25  Registered 

Ordinary Shares (pursuant to Directors? Option Scheme)  Equities  137621  GraceKennedy Limited  2004-05-27  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  24612  GraceKennedy Limited  2005-02-17  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Directors)  Equities  972026  GraceKennedy Limited  2004-12-29  Registered 

Ordinary Shares (pursuant to its Director?s Stock Option Plan)  Equities  48000  GraceKennedy Limited  2004-09-09  Registered 

Ordinary Stock Units (99,415 pursuant to Managers Stock Option Plan and 81,713 pursuant to Directors Stock Option Plan)  Equities  181128  GraceKennedy Limited  2004-11-23  Registered 

Ordinary Shares (pursuant to its Director?s Stock Option Plan)  Equities  21713  GraceKennedy Limited  2004-07-29  Registered 

Ordinary Shares (pursuant to Directors? Stock Option Plan)  Equities  24000  GraceKennedy Limited  2004-06-21  Registered 

Ordinary Stock Units (pursuant to Managers Stock Option Plan)  Equities  514281  GraceKennedy Limited  2004-11-12  Registered 

Ordinary Stock Units (pursuant to Employee Share Scheme)  Equities  100000  GraceKennedy Limited  2004-03-11  Registered 

Ordinary Stock Units (pursuant to an Employee Share Scheme)  Equities  172026  GraceKennedy Limited  2004-03-18  Registered 

Ordinary Stock Units (pursuant to Employee Share Scheme)  Equities  20450  GraceKennedy Limited  2003-06-26  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  35421  GraceKennedy Limited  2005-04-12  Registered 

Ordinary Stock Units (pursuant to its Stock Option Plan for Managers)  Equities  75450  GraceKennedy Limited  2005-05-18  Registered 

Ordinary Stock Units (pursuant to Employee Share Scheme)  Equities  32050  GraceKennedy Limited  2003-07-08  Registered 

Ordinary stock units (exchange of shareholders of a subsidiary)  Equities  10494  GraceKennedy Limited  2003-11-06  Registered 

Ordinary Stock Units (pursuant to an Employee Share Scheme)  Equities  281079  GraceKennedy Limited  2003-12-10  Registered 

Ordinary stock units (pursuant to an Employee Share Scheme)  Equities  33575  GraceKennedy Limited  2003-11-06  Registered 

Ordinary Stock Units (pursuant to Employee Share Scheme)  Equities  60000  GraceKennedy Limited  2004-03-04  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  63347  GraceKennedy Limited  2005-04-12  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  48067  GraceKennedy Limited  2004-12-29  Registered 

Ordinary Shares (pursuant to its Director?s Stock Option Plan)  Equities  48000  GraceKennedy Limited  2004-09-30  Registered 

Ordinary Stock Units  Equities  584500000  Capital & Credit Merchant Bank Limited  2003-09-15  Registered 

Ordinary Shares (pursuant to Share Option for Non-Executive Directors and Excutive Management)  Equities  7000  RBTT Financial Holdings Limited  2008-03-25  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  97012  RBTT Financial Holdings Limited  2005-10-13  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  13193  RBTT Financial Holdings Limited  2005-10-13  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  19200  RBTT Financial Holdings Limited  2004-12-09  Registered 

Ordinary Share units (pursuant to Stock Option Plan for Non-Executive Directors and Executive Management)  Equities  24700  RBTT Financial Holdings Limited  2005-08-26  Registered 

Ordinary Share units(pursuant to Stock Option Plan for Non-Executive Directors and Executive Management)  Equities  36407  RBTT Financial Holdings Limited  2005-08-12  Registered 

Ordinary Share (pursuant to Share Option Plan for Non- Executive Directors and Executive Management)  Equities  19366  RBTT Financial Holdings Limited  2005-06-23  Registered 

Ordinary Share units (pursuant to Stock Option Plan for Non-Executive Management)  Equities  114106  RBTT Financial Holdings Limited  2005-07-28  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  56800  RBTT Financial Holdings Limited  2005-05-12  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non- Executive Directors and Executive Management)  Equities  22617  RBTT Financial Holdings Limited  2005-06-23  Registered 

Ordinary Stock Units (pursuant to a Bonus Issue of shares in 1998)  Equities  42750000  Scotiabank Trinidad & Tobago Limited  2005-02-17  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  70635  RBTT Financial Holdings Limited  2005-04-29  Registered 

Ordinary Shares (pursuant to Shares Option Plan for Non-Executive Directors and Executive Management)  Equities  123500  RBTT Financial Holdings Limited  2005-04-26  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  33858  RBTT Financial Holdings Limited  2005-10-13  Registered 

Ordinary Shares  Equities  74812500  Scotiabank Trinidad & Tobago Limited  1997-06-27  Registered 

Redeemable Preference Shares Pursuant to the Proposed Amalgamation of Royal Bank of Canada and RBTT Financial Holdings Limited  Equities  18,100,000  RBC Holdings (Trinidad and Tobago) Limited  2008-03-04  Registered 

Common Shares (pursuant to Proposed Amalgamation of Royal Bank of Canada & RBTT Financial Holdings Limited)  Equities  800000  Royal Bank of Canada  2008-06-13  Registered 

Redeemable Preference Shares (pursuant to the proposed Amalgamation of Royal Bank of Canada and RBTT Financial Holdings Limited)  Equities  800000  RBC Holdings (Trinidad and Tobago) Limited  2008-06-13  Registered 

Ordinary Shares (pursuant to Management Stock Option Plan)  Equities  30178  GraceKennedy Limited  2008-06-11  Registered 

Ordinary Stock Unit (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  40384  RBTT Financial Holdings Limited  2008-05-06  Registered 

Ordinary shares (pursuant to Executive Stock Option Plan)  Equities  200000  Prestige Holdings Limited  2008-04-14  Registered 

Cumulative Redeemable Preference Shares (pursuant to Proposed Amalgamation of CCFG & CCMB)  Equities  42,743,978  Capital & Credit Merchant Bank Limited  2008-04-08  Registered 

Ordinary shares (Pursuant to proposed amalgamation of CCFG & CCMB)  Equities  927565945  Capital and Credit Financial Group Limited  2008-04-08  Registered 

Ordinary Shares (pursuant to Stock Plan for Directors)  Equities  48,000  GraceKennedy Limited  2008-04-08  Registered 

Ordinary Shares (pursuant to Management Stock Option Plan)  Equities  57,878  GraceKennedy Limited  2008-04-08  Registered 

Ordinary Shares pursuant to Management Stock Option Plan  Equities  229,518  GraceKennedy Limited  2008-03-17  Registered 

Ordinary Shares pursuant to Stock Option Plan for Directors  Equities  1,167,380  GraceKennedy Limited  2008-03-17  Registered 

Ordinary Shares  Equities  10,319,819  Sagicor Financial Corporation  2008-03-10  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  44012  RBTT Financial Holdings Limited  2005-02-17  Registered 

Ordinary shares (pursuant to share Option plan for Non-Executive and Executive Management)  Equities  70029  RBTT Financial Holdings Limited  2005-01-13  Registered 

Ordinary Shares (pursuant to its Share Options Plan for Non-Directors? and Executive Management)  Equities  394312  RBTT Financial Holdings Limited  2004-09-15  Registered 

Ordinary shares (stock split)  Equities  137518420  Angostura Holdings Limited  1999-11-11  Registered 

Ordinary Shares  Equities  84751891  ANSA McAL Limited  1997-06-27  Registered 

6% Cumulative Preference Shares  Equities  1630  ANSA McAL Limited  1997-06-27  Registered 

Ordinary shares (under the Executive Share Option Plan)  Equities  410000  ANSA McAL Limited  2001-07-19  Registered 

Ordinary Shares (pursuant to Executive Stock Option Scheme)  Equities  1210000  ANSA McAL Limited  2004-05-27  Registered 

Ordinary shares (Executive stock option plan and stock split)  Equities  88917421  ANSA McAL Limited  1999-11-18  Registered 

Ordinary Shares  Equities  5161444  Berger Paints Trinidad Limited  1997-04-08  Registered 

Ordinary Shares (pursuant to a 27 for 1 Rights Issue at TT$0.20 per share)  Equities  1283408712  BWIA West Indies Airways Limited  2004-06-03  Registered 

Ordinary Shares (pursuant to exercise of options by Air West Indies Limited)  Equities  400000  BWIA West Indies Airways Limited  2002-03-21  Registered 

Ordinary shares (pursuant to share options)  Equities  309200  BWIA West Indies Airways Limited  2001-05-17  Registered 

Ordinary Stock Units (pursuant to Employee Stock Ownership Plan)  Equities  4300000  Capital & Credit Merchant Bank Limited  2005-09-27  Registered 

Ordinary shares (of which new issues - 12,000,000)  Equities  46824656  BWIA West Indies Airways Limited  2000-11-27  Registered 

Ordinary Shares  Equities  68759210  Angostura Holdings Limited  1997-04-08  Registered 

Ordinary Shares  Equities  14307123  Agostini's Limited  1997-07-24  Registered 

7% Cumulative Preference Shares  Equities  172232  Alstons Limited  1997-01-10  Registered 

Ordinary Shares (pursuant to Stock Option Plan for Non-Executive Directors and Management)  Equities  113000  RBTT Financial Holdings Limited  2004-11-18  Registered 

Ordinary Shares (under the Stock Option Plan for Non-Executive Directors and Management  Equities  2056826  RBTT Financial Holdings Limited  2001-08-30  Registered 

Ordinary Shares (rights issue)  Equities  22681305  RBTT Financial Holdings Limited  1998-10-29  Registered 

Ordinary Shares  Equities  170109790  RBTT Financial Holdings Limited  1999-05-27  Registered 

Ordinary Shares  Equities  147428485  RBTT Financial Holdings Limited  1998-07-31  Registered 

Ordinary Stock Units  Equities  3240154  FirstCaribbean International Bank Limited  2005-10-13  Registered 

Ordinary Shares  Equities  440309563  FirstCaribbean International Bank Limited  1997-07-24  Registered 

Ordinary Shares (pursuant to proposed business combination)  Equities  925745276  FirstCaribbean International Bank Limited  2002-08-15  Registered 

Ordinary shares  Equities  180500000  FirstCaribbean International Bank Limited  1999-07-08  Registered 

Ordinary shares (stock split)  Equities  7153561  Agostini's Limited  1998-11-26  Registered 

Ordinary shares  Equities  5365171  Agostini's Limited  1999-06-17  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  17500  Agostini's Limited  2003-08-28  Registered 

Ordinary Shares (pursuant to a 1 for 10 Rights Issue at US$0.33 per share)  Equities  58880000  Capital & Credit Merchant Bank Limited  2005-09-27  Registered 

Ordinary Stock Units (pursuant to a Management Stock Option Plan)  Equities  500000  Prestige Holdings Limited  2003-09-15  Registered 

Ordinary Shares (195,500 pursuant to Employee Share Purchase Plan; 88,674 pursuant to Executive Stock Option Plan)  Equities  284174  The Barbados Shipping & Trading Company Limited  2004-03-18  Registered 

Ordinary Stock Units (pursuant to Employee Share Purchase Plan)  Equities  5730  The Barbados Shipping & Trading Company Limited  2005-08-12  Registered 

Ordinary Shares (pursuant to Executive Stock Option Plan and Employee Share Purchase Plan)  Equities  213096  The Barbados Shipping & Trading Company Limited  2005-04-14  Registered 

Ordinary Stock Units (pursuant to Stock Option for Managers)  Equities  45300  The Barbados Shipping & Trading Company Limited  2005-08-05  Registered 

Ordinary Shares (pursuant to Executive Stock Option Plan)  Equities  4029  The Barbados Shipping & Trading Company Limited  2004-11-18  Registered 

Ordinary Shares (pursuant to Directors? Stock Plan and Employee Share Purchase Plan)  Equities  34336  The Barbados Shipping & Trading Company Limited  2004-06-21  Registered 

Ordinary Shares (pursuant to a bonus scheme)  Equities  150  The Barbados Shipping & Trading Company Limited  2002-08-15  Registered 

Ordinary Shares (pursuant to an Executive Stock Option Plan and Bonus Scheme)  Equities  242679  The Barbados Shipping & Trading Company Limited  2002-01-24  Registered 

Ordinary Shares (pursuant to an Executive Stock Option Plan)  Equities  16764  The Barbados Shipping & Trading Company Limited  2002-08-15  Registered 

Ordinary shares (under the employee share purchase plan)  Equities  107018  The Barbados Shipping & Trading Company Limited  2001-05-17  Registered 

Ordinary shares (issue of shares under ESOP)  Equities  43941  The Barbados Shipping & Trading Company Limited  2000-11-23  Registered 

Ordinary Shares pursuant to Executive Stock Option Plan  Equities  36000  The Barbados Shipping & Trading Company Limited  2004-03-18  Registered 

Ordinary Shares (540,000 pursuant to Employee Share Purchase Plan; and 140,000 pursuant to Executive Stock Option Plan)  Equities  680000  The Barbados Shipping & Trading Company Limited  2004-03-18  Registered 

Ordinary Stock Units (pursuant to a Bonus Issue of Shares in 1997)  Equities  47704081  Republic Bank Limited  2005-02-17  Registered 

Ordinary Shares (pursuant to an executive stock option)  Equities  380075  Republic Bank Limited  2003-01-23  Registered 

Series ?A? ordinary shares (pursuant to the transfer of the insurance business of First Life Insurance Limited to Life of Jamaica Limited, a subsidiary of Sagicor)  Equities  6104238  Sagicor Financial Corporation  2005-05-12  Registered 

Series ?A? Common Shares  Equities  29748  Sagicor Financial Corporation  2003-11-27  Registered 

Ordinary Shares  Equities  77916667  Republic Bank Limited  2000-09-18  Registered 

Series ?A? Common Shares (Prospectus Receipted for a Minimum of 60 Million and a Maximum of 85 Million)  Equities  260000000  Sagicor Financial Corporation  2002-12-19  Registered 

Ordinary Shares (pursuant to Employee Stock Option Plan)  Equities  10000  The Barbados Shipping & Trading Company Limited  2004-10-12  Registered 

Ordinary Shares (pursuant to Executive Stock Option Plan)  Equities  11000  The Barbados Shipping & Trading Company Limited  2004-10-12  Registered 

Ordinary Shares (pursuant to its Executive Stock Option Plan)  Equities  4998  The Barbados Shipping & Trading Company Limited  2004-07-20  Registered 

Ordinary shares (pursuant to Executive Stock Option Plan and Employee Share Purchase Plan)  Equities  62000  The Barbados Shipping & Trading Company Limited  2004-05-04  Registered 

Ordinary Shares pursuant to Executive Stock Option Plan  Equities  48334  The Barbados Shipping & Trading Company Limited  2004-04-15  Registered 

Ordinary shares (ESOP and bonus issue)  Equities  289700  The Barbados Shipping & Trading Company Limited  2001-01-11  Registered 

Ordinary shares (issue of additional shares under ESOP)  Equities  41928  The Barbados Shipping & Trading Company Limited  2000-09-28  Registered 

Ordinary shares (new issue of shares in part for executive stock option plans)  Equities  2578964  The Barbados Shipping & Trading Company Limited  2000-05-25  Registered 

Ordinary Shares  Equities  6139375  Guardian Media Limited (formerly Trinidad Publishing Company Limited)  1997-11-08  Registered 

Ordinary Shares  Equities  3696833  Valpark Shopping Plaza Limited  1997-07-24  Registered 

Ordinary Share units (pursuant to cross listing on the Trinidad & Tobago Stock Exchange)  Equities  33490261  Fortress Caribbean Property Fund  2005-09-08  Registered 

Ordinary shares  Equities  20000000  Add Venture Capital Fund Limited  1998-03-23  Registered 

Ordinary Shares as purchase consideration for shares in Trinidad & Tobago Insurance Limited (TATIL)  Equities  54605263  Ansa Merchant Bank Limited  2004-07-06  Registered 

Ordinary shares  Equities  7500000  Ansa Merchant Bank Limited  1997-11-10  Registered 

Ordinary shares  Equities  15500000  Ansa Merchant Bank Limited  1999-05-06  Registered 

Ordinary Shares (new issue)  Equities  6233440  Guardian Media Limited (formerly Trinidad Publishing Company Limited)  1998-05-08  Registered 

Ordinary Stock Units (pursuant to a Stock Split of shares 1998)  Equities  27627185  Guardian Media Limited (formerly Trinidad Publishing Company Limited)  2005-02-17  Registered 

Ordinary shares  Equities  900000  The Barbados Shipping & Trading Company Limited  2000-03-16  Registered 

Ordinary shares (Executive Stock Option Plan)  Equities  38428  The Barbados Shipping & Trading Company Limited  1999-10-07  Registered 

Ordinary shares  Equities  13715242  The Barbados Shipping & Trading Company Limited  1999-08-19  Registered 

Ordinary shares (pursuant to Executive Stock Option Plan; Bonus Issue and Stock Split)  Equities  27570761  The Barbados Shipping & Trading Company Limited  1999-03-11  Registered 

Ordinary shares(pursuant to Executive Stock Option Plan; Employee Share Purchase Plan and issue of New Shares to Neal & Massy  Equities  27806593  The Barbados Shipping & Trading Company Limited  1999-06-10  Registered 

Ordinary Shares (61,000 units under the Executive Stock Option Plan and 181,961 units in lieu of the Bonus Scheme)  Equities  242961  The Barbados Shipping & Trading Company Limited  2003-04-24  Registered 

Ordinary Shares  Equities  39000  The Barbados Shipping & Trading Company Limited  2003-07-08  Registered 

Ordinary shares (pursuant to a stock split)  Equities  42120000  The West Indian Tobacco Company Limited  2001-01-04  Registered 

Ordinary Stock Units (pursuant to and issue of shares to Commonwealth Development Corporation and CEMEX S.A DE C.V.)  Equities  9480437  Trinidad Cement Limited  2005-01-13  Registered 

Ordinary Shares  Equities  42120000  The West Indian Tobacco Company Limited  1997-07-24  Registered 

Ordinary Shares  Equities  200000000  Trinidad Cement Limited  1997-07-24  Registered 

Ordinary shares (The prospectus covered 15,000,000)  Equities  60000000  Prestige Holdings Limited  1999-01-28  Registered 

Ordinary Stock Units (pursuant to an Employee Share Scheme)  Equities  47475  GraceKennedy Limited  2003-03-13  Registered 

Ordinary Share (pursuant to a 19 for 1 Rights Issue at TT$40.00 per share)  Equities  10000000  Guardian Holdings Limited  2005-06-15  Registered 

Ordinary stock units (re: transfer of 200,000 shares in Guardian Insurance and 20,000 shares in Guardian General Ltd by RBTT)  Equities  29941117  Guardian Holdings Limited  2003-10-28  Registered 

Ordinary Shares (pursuant to Executive Stock Option Plan)  Equities  890077  Guardian Holdings Limited  2004-05-04  Registered 

Ordinary Shares (pursuant to exercise of executive stock options)  Equities  590000  Guardian Holdings Limited  2003-04-24  Registered 

Ordinary Shares (pursuant to exercise of stock options)  Equities  909168  Guardian Holdings Limited  2002-07-18  Registered 

Ordinary Shares (pursuant to exercise of executive stock options)  Equities  1219000  Guardian Holdings Limited  2002-12-19  Registered 

Ordinary Shares as purchase consideration for shares in N.E.M (West Indies) Insurance Limited  Equities  12829722  Guardian Holdings Limited  2001-09-20  Registered 

Ordinary shares (stock dividend)  Equities  62812500  Guardian Holdings Limited  2000-07-20  Registered 

Ordinary shares (pursuant to exercise of share options)  Equities  300000  Guardian Holdings Limited  2001-04-26  Registered 

Ordinary shares (rights issue)  Equities  19373077  Guardian Holdings Limited  2001-05-17  Registered 

Ordinary shares (executive share option plan)  Equities  300000  Guardian Holdings Limited  2000-04-13  Registered 

Ordinary shares  Equities  150410107  GraceKennedy Limited  1998-11-24  Registered 

Ordinary shares (stock split)  Equities  30082021  GraceKennedy Limited  1998-12-31  Registered 

Ordinary Stock Units (pursuant to an Employee Share Scheme)  Equities  358550  GraceKennedy Limited  2002-12-19  Registered 

Ordinary Stock Units (pursuant to an Employee Share Scheme)  Equities  1000  GraceKennedy Limited  2002-11-07  Registered 

Ordinary Stock Units (pursuant to an Employee Share Scheme)  Equities  503950  GraceKennedy Limited  2002-11-28  Registered 

Ordinary Shares (pursuant to an Employee Share Scheme)  Equities  1390429  GraceKennedy Limited  2002-07-30  Registered 

Ordinary Shares (pursuant to an Employee Share Scheme)  Equities  3153  GraceKennedy Limited  2002-07-04  Registered 

Ordinary Shares (pursuant to a Bonus Issue)  Equities  400898  GraceKennedy Limited  2002-02-07  Registered 

Ordinary Shares (pursuant to an Employee Share Scheme)  Equities  1332648  GraceKennedy Limited  2002-02-07  Registered 

Ordinary Shares (pursuant to an Employee Share Scheme)  Equities  39392  GraceKennedy Limited  2002-07-04  Registered 

Ordinary Shares (pursuant to a bonus issue)  Equities  44079109  GraceKennedy Limited  2001-12-20  Registered 

Ordinary Shares (pursuant to a share option scheme)  Equities  4485900  GraceKennedy Limited  2001-12-20  Registered 

Ordinary shares (bonus issue)  Equities  36098237  GraceKennedy Limited  2001-01-18  Registered 

Ordinary shares  Equities  31256250  Guardian Holdings Limited  1999-05-20  Registered 

Ordinary shares  Equities  475000  Guardian Holdings Limited  1999-04-29  Registered 

Ordinary Shares (pursuant to a 19 for 1 Rights Issue at TT$40.00 per share)  Equities  85192  Guardian Holdings Limited  2005-07-14  Registered 

Ordinary Stock Units (pursuant to reconciliation of number of shares registered with numbers of issued)  Equities  641  National Enterprises Limited  2004-12-09  Registered 

Ordinary Shares  Equities  100000000  National Enterprises Limited  2002-02-07  Registered 

Ordinary Stock Units (pursuant to reconciliation of number of shares registered with number of shares issued)  Equities  60100000  National Flour Mills Limited  2005-01-13  Registered 

Ordinary shares (new issue)  Equities  500000000  National Enterprises Limited  2001-01-18  Registered 

Ordinary shares (executive share option plan)  Equities  6500000  Neal & Massy Holdings Limited  2001-01-18  Registered 

Ordinary Shares  Equities  60100000  National Flour Mills Limited  1997-06-27  Registered 

Ordinary Shares  Equities  26417123  Point Lisas Industrial Port Development Corporation Limited  1997-04-08  Registered 

Ordinary Shares  Equities  103559462  Neal & Massy Holdings Limited  1997-07-24  Registered 

Ordinary Stock Units (pursuant to a Management Stock Option Plan)  Equities  500000  Prestige Holdings Limited  2004-02-19  Registered 

Ordinary Stock Units (pursuant to a 1 for 2 rights issue)  Equities  13208561  Point Lisas Industrial Port Development Corporation Limited  2003-05-22  Registered 

Ordinary Share Units (pursuant to Executive Share Option Plan)  Equities  150000  Republic Bank Limited  2005-07-13  Registered 

Ordinary Stock Units  Equities  2466762828  National Commercial Bank Jamaica Limited  2003-05-22  Registered 

Ordinary Shares  Equities  8065000  Mora Ven Holdings Limited  1997-10-27  Registered 

Ordinary Shares  Equities  30703125  Guardian Holdings Limited  1997-04-08  Registered 

8% Cumulative Participating Preference Shares  Equities  45590  L.J. Williams Limited  1997-07-24  Registered 

Ordinary stock units  Equities  1229251968  Jamaica Money Market Brokers Limited  2003-01-23  Registered 

Ordinary Stock Units  Equities  234134784  Jamaica Money Market Brokers Limited  2002-12-19  Registered 

Ordinary Shares  Equities  26243832  Unilever Caribbean Limited  1997-06-24  Registered 

Class B Ordinary Shares  Equities  19742074  L.J. Williams Limited  1997-07-24  Registered 

Class A Ordinary Shares  Equities  46166600  L.J. Williams Limited  1997-07-24  Registered 

Ordinary shares  Equities  35000000  Mega Insurance Company Limited  1998-12-17  Registered 

Ordinary Shares (pursuant to a stock option plan)  Equities  15000  Mora Ven Holdings Limited  2001-12-20  Registered 

Ordinary Shares (under the Share Option Plan)  Equities  15000  Mora Ven Holdings Limited  2001-08-16  Registered 

Ordinary shares (under the share Option Plan)  Equities  95000  Mora Ven Holdings Limited  2001-07-19  Registered 

Ordinary Shares  Equities  12000000  Readymix (West Indies) Limited  1997-04-08  Registered 

GraceKennedy Limited 207,192 Ordinary Shares pursuant to its Stock Option Plan for Managers  Equities  207,192  GraceKennedy Limited  2009-10-02  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non- Executive Directors and Executive Management)  Equities  26510  RBTT Financial Holdings Limited  2006-07-12  Registered 

Ordinary stock units pursuant to its Executive Stock Option Plan  Equities  87515  Guardian Holdings Limited  2005-12-08  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Directors & Executive Management)  Equities  5000  RBTT Financial Holdings Limited  2006-01-12  Registered 

Ordinary Shares (pursuant to 3 for 7 Rights Issue)  Equities  33392857  Republic Bank Limited  1998-06-18  Registered 

Ordinary Shares (pursuant to Executive Share Option Plan)  Equities  450000  Republic Bank Limited  2006-01-12  Registered 

Ordinary shares pursuant to the merger of Caribbean Communications Network Limited and The Nation Corporation  Equities  3000000  One Caribbean Media Limited  2006-08-03  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  86100  RBTT Financial Holdings Limited  2006-09-21  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  35000  Agostini's Limited  2006-09-14  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  37500  RBTT Financial Holdings Limited  2006-09-18  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  38363  GraceKennedy Limited  2006-09-14  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  31198  GraceKennedy Limited  2006-08-17  Registered 

Ordinary Shares  Equities  3240154  FirstCaribbean International Bank Limited  2005-10-13  Registered 

Ordinary Shares (pursuant to Executive Stock Compensation Plan)  Equities  6063895  Scotia Investments Jamaica Limited  2006-08-10  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management  Equities  11496  RBTT Financial Holdings Limited  2006-09-26  Registered 

Ordinary Shares (pursuant to Employee Share Purchase Plan)  Equities  10000  The Barbados Shipping & Trading Company Limited  2006-10-10  Registered 

Ordinary stock units (pursuant to Executive Stock Option Plan)  Equities  42,147  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

Ordinary Shares pursuant to Share Option Plan for Non-Executive Directors and Executive Management  Equities  37400  RBTT Financial Holdings Limited  2006-07-04  Registered 

Ordinary Shares pursuant to Share Opton Plan for Non-executive Directors and Executive Management  Equities  55440  RBTT Financial Holdings Limited  2006-07-04  Registered 

Ordinary Shares  Equities  1409820  Alstons Limited  2001-07-31  Registered 

Prestige Holdings Limited 23,681 ordinary shares pursuant to MSOP  Equities  23,681  Prestige Holdings Limited  2009-12-31  Registered 

Ordinary Shares (pursuant to Management Stock Option Plan)  Equities  16,154  GraceKennedy Limited  2008-01-23  Registered 

Common Shares (pursuant to the proposed amalagamation of Royal Bank of Canada and RBTT Financial Holdings Limited)  Equities  18,100,000  Royal Bank of Canada  2008-02-01  Registered 

7.75% Fixed Rate Bonds (67th Issue) due 2010  Equities  TT$75,000,000  The Home Mortgage Bank  2007-12-20  Registered 

Series A Shares pursuant to Long Term Incentive Plan  Equities  90561  Sagicor Financial Corporation  2006-06-30  Registered 

Ordinary Stock Units (pursuant to Executive Stock Otpion Plan)  Equities  5,000  Agostini's Limited  2008-01-14  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  127,500  Agostini's Limited  2008-01-14  Registered 

GraceKennedy Limited 260,586 Ordinarys Shares Pursuant to Managers Share Option Plan  Equities  260,586  GraceKennedy Limited  2009-10-29  Registered 

GraceKennedy Limited 4,800 Ordinarys Shares Pursuant to Employee Share Purchase Plan  Equities  4,800  GraceKennedy Limited  2010-07-01  Registered 

Agostini's Limited 29,526,008 ordinary shares  Equities  29526,008  Agostini's Limited  2010-07-20  Registered 

Sagicor Financial Corporation 438,183 Series A Common Shares pursuant to Long Term Incentive Plan  Equities  438,183  Sagicor Financial Corporation  2010-09-17  Registered 

Guardian Holdings Limited 29,695,313 Ordinary Shares  Equities  29695,313  Guardian Holdings Limited  2010-09-23  Registered 

Neal and Massy Holdings Limited 72,752 Ordinary Shares pursuant to Executive Share Option Plan  Equities  72,752  Neal & Massy Holdings Limited  2010-09-23  Registered 

Ordinary Shares (pursuant to Executive Stock Option Plan)  Equities  823,075  Guardian Holdings Limited  2007-11-05  Registered 

Ansa McAL Limited 86,250 ordinary shares pursuant to its Executive Stock Option Plan  Equities  86250  ANSA McAL Limited  2011-03-24  Registered 

Ordinary Shares  Equities  8000000  Ansa Merchant Bank Limited  1997-12-15  Registered 

Ordinary Shares (Pursuant to a 1 for 2 bonus issue)  Equities  30000  Scotiabank Trinidad & Tobago Limited  2006-10-10  Registered 

Ordinary Shares  Equities  3750000  Dynamic Equity Fund II Limited  2006-11-09  Registered 

Preference Shares  Equities  50000000  Dynamic Equity Fund II Limited  2006-11-09  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  535,166  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

Ordinary Shares (pursuant to Stock Option Plan for Managers)  Equities  32677  GraceKennedy Limited  2007-06-11  Registered 

Ordinary Stock Units (pursuant to Executive Stock Opton Plan 2004)  Equities  4000  The Barbados Shipping & Trading Company Limited  2007-05-16  Registered 

Orddinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  6800  RBTT Financial Holdings Limited  2007-07-04  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  10000  Agostini's Limited  2007-07-04  Registered 

Series A Common Shares (pursuant to Long-term Incentive Plan)  Equities  218858  Sagicor Financial Corporation  2007-07-11  Registered 

Ordinary Stock Units (pursuant to Employee Share Purchase Plan)  Equities  10,000  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

Ordinary Shares (pursuant to Management Stock Option Plan)  Equities  194196  GraceKennedy Limited  2007-07-18  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  38,500  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  117,850  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

RBTT Financial Holdings Limited 6,365 shares pursuant to Share Option Plan for Non-Executive Directors and Executive Management  Equities  6365  RBTT Financial Holdings Limited  2007-09-20  Registered 

Series A Common Shares (pursuant to Long-term Incentive Plan)  Equities  19,384  Sagicor Financial Corporation  2007-10-09  Registered 

Ordinary Shares (Pursuant to a 1 for 2 bonus issue)  Equities  58751250  Scotiabank Trinidad & Tobago Limited  2006-09-21  Registered 

Ordinary shares (pursuant to share option plan for Non-Executive Directors and Executive Management)  Equities  6365  RBTT Financial Holdings Limited  2007-09-20  Registered 

Ordinary shares (pursuant to share option plan for Non-Executive Directors and Executive Management  Equities  265,217  RBTT Financial Holdings Limited  2007-10-12  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  38,500  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

RBTT Financial Holdings Limited 11,502 ordinary shares pursuant to Share Option Plan for Non-Executive Directors and Executive Management  Equities  11502  RBTT Financial Holdings Limited  2007-04-27  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  42,147  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  117,850  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

Ordinary Shares pursuant to MSOP  Equities  200000  Prestige Holdings Limited  2006-11-30  Registered 

Ordinary Shares (pursuant to Management Stock Option Plan)  Equities  40,056  GraceKennedy Limited  2007-10-22  Registered 

Ordinary Shares pursuant to Management Stock Option Plan  Equities  51362  GraceKennedy Limited  2007-01-03  Registered 

Ordinary Shares pursuant to Stock Option Plan for Directors  Equities  81713  GraceKennedy Limited  2007-01-03  Registered 

Ordinary Shares pursuant to Stock Option Plan for Non-Executive Directors and Executive Management  Equities  40885  RBTT Financial Holdings Limited  2007-01-17  Registered 

Ordinary shares pursuant to Employee Share Purchase Plan  Equities  15000  The Barbados Shipping & Trading Company Limited  2007-02-28  Registered 

Ordinary shares pursuant to Bonus Scheme  Equities  131,016  The Barbados Shipping & Trading Company Limited  2007-02-28  Registered 

Ordinary shares (pursuant to Management Stock Option Plan  Equities  6000  RBTT Financial Holdings Limited  2007-04-05  Registered 

Ordinary shares (pursuant to Management Stock Option Plan  Equities  21120  RBTT Financial Holdings Limited  2007-04-05  Registered 

Ordinary shares (pursuant to Management Stock Option Plan  Equities  83794  GraceKennedy Limited  2007-03-22  Registered 

Ordinary shares (pursuant to stock option plan for directors)  Equities  794536  GraceKennedy Limited  2007-03-09  Registered 

Ordinary shares (pursuant to Management Stock Option Plan)  Equities  109811  GraceKennedy Limited  2007-03-09  Registered 

Ordinary Shares (pursuant to Stock Option Plan for Non-Executive Directors and Executive Management)  Equities  1000  RBTT Financial Holdings Limited  2007-05-04  Registered 

Ordinary Stock units pursuant to Employee Share Purchase Plan  Equities  10,422  The Barbados Shipping & Trading Company Limited  2007-05-04  Registered 

Ordinary Shares (pursuant to Stock Option Plan for Managers)  Equities  19,000  GraceKennedy Limited  2007-04-27  Registered 

Ordinary Shares (pursuant to Stock Option Plan for Managers)  Equities  65,681  GraceKennedy Limited  2007-05-02  Registered 

Ordinary Stock Units (pursuant to Employee Share Purchase Plan)  Equities  10000  The Barbados Shipping & Trading Company Limited  2007-10-12  Registered 

Trinidad Cement Limited 40,284,699 Ordinary Shares Re: Rights Issue (1 for 5.2)  Equities  40284699  Trinidad Cement Limited  2000-06-15  Registered 

Ordinary shares of J$.320 (pursuant to cross-listing on the Trinidad and Tobago Stock Exchange)  Equities  2,637,254,926  Supreme Ventures Limited  2008-08-29  Registered 

Ordinary Stock Units (pursuant to Employee Share Scheme)  Equities  1500  GraceKennedy Limited  2006-04-04  Registered 

Ordinary Stock Units (pursuant to Management Stock Option Plan)  Equities  600000  Prestige Holdings Limited  2006-03-16  Registered 

130,000 ordinary shares pursuant to Executive Stock Option Plan  Equities  130000  ANSA McAL Limited  2008-10-31  Registered 

88,607 ordinary shares pursuant to Management Stock Option Plan  Equities  88607  GraceKennedy Limited  2008-11-28  Registered 

127,300 ordinary shares pursuant to Employee Share Scheme  Equities  127300  GraceKennedy Limited  2008-11-28  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Employees)  Equities  1750  GraceKennedy Limited  2006-05-05  Registered 

GraceKennedy Limited 11,000 Ordinary Shares pursuant to MSOP  Equities  11,000  GraceKennedy Limited  2009-08-17  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  47000  The Barbados Shipping & Trading Company Limited  2005-12-05  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  13051  GraceKennedy Limited  2006-04-04  Registered 

Ordinary Stock Units (pursuant to Employee Share Scheme)  Equities  71750  GraceKennedy Limited  2006-02-16  Registered 

Ordinary Stock Units (Pursuant to Stock Option Plan for Managers)  Equities  146722  GraceKennedy Limited  2006-02-16  Registered 

Sagicor Financial Corporation 800,916 Series A Common Shares pursuant to Long Term Incentive Plan  Equities  800,916  Sagicor Financial Corporation  2009-08-03  Registered 

BCB Holdings Limited 103,642,984 Ordinary Shares pursuant to Cross-Listing  Equities  103,642,984  BCB Holdings Limited  2009-08-03  Registered 

Republic Bank Limited 213,756 ordinary shares pursuant to ESOP  Equities  213756  Republic Bank Limited  2009-07-14  Registered 

Prestige Holdings Limited 46,580 Ordinary Shares pursuant to ESOP  Equities  46,580  Prestige Holdings Limited  2009-07-14  Registered 

Series A Common Shares (pursuant to Long-term Incentive Plan)  Equities  1,050,751  Sagicor Financial Corporation  2008-09-18  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management)  Equities  10923  RBTT Financial Holdings Limited  2006-03-16  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  108584  GraceKennedy Limited  2006-01-12  Registered 

Ordinary Shares (pursuant to a 2 for 5 rights issue at TT$9.50 per share)  Equities  10,811,642  Agostini's Limited  2008-09-12  Registered 

Ordinary Stock Units (pursuant to Stock Option Plan for Managers)  Equities  168604  GraceKennedy Limited  2005-12-05  Registered 

Ordinary Stock Units (pursuant to Executive Stock Option Plan)  Equities  71000  The Barbados Shipping & Trading Company Limited  2006-02-16  Registered 

Ordinary Stock Units (pursuant to Employee Share Purchase Plan)  Equities  615  The Barbados Shipping & Trading Company Limited  2006-02-16  Registered 

Ordinary Stock Units (pursuant to Bonus Scheme)  Equities  90315  The Barbados Shipping & Trading Company Limited  2006-02-16  Registered 

Ordinary Share Units (pursuant to Merger with the Nation Corporation of Barbados)  Equities  27680682  One Caribbean Media Limited  2006-02-08  Registered 

Ordinary Stock Units (pursuant to Employee Share Purchase Plan)  Equities  350  The Barbados Shipping & Trading Company Limited  2006-04-04  Registered 

200,000 Ordinary Shares pursuant to Executive Share Option Plan  Equities  200,000  Republic Bank Limited  2008-08-22  Registered 

180,759 Ordinary Shares pursuant to Management Stock Option Plan  Equities  180759  GraceKennedy Limited  2008-08-22  Registered 

Ordinary Stock Units (pursuant to Management Share Option Plan)  Equities  249000  One Caribbean Media Limited  2006-03-16  Registered 

Ordinary Shares (pursuant to Management Share Option Plan)  Equities  250000  One Caribbean Media Limited  2006-05-29  Registered 

GraceKennedy Limited 400 Ordinary Shares pursuant to Employee Share Purchase Plan  Equities  400  GraceKennedy Limited  2009-08-17  Registered 

Series A Common Shares (pursuant to Long Term Incentive Plan for Executives)  Equities  1342027  Sagicor Financial Corporation  2006-05-15  Registered 

Oridnary Stock Units (pursuant to Executive Stock Option Plan0  Equities  8250  Agostini's Limited  2006-05-15  Registered 

Ordinary Stock Units (pursuant to Management Share Option Plan)  Equities  1039844  One Caribbean Media Limited  2006-01-12  Registered 

49,500 ordinary shares pursuant to Executive Stock Option Plan  Equities  49500  The Barbados Shipping & Trading Company Limited  2007-05-16  Registered 

Cumulative Participating Preference Shares 6% Re: Registration as a Reporting Issuer  Equities  29297  Guardian Media Limited (formerly Trinidad Publishing Company Limited)  1997-08-11  Registered 

Ordinary Shares (pursuant to SHare Option Plan for Non-Executive Directors and Executive Management  Equities  7000  RBTT Financial Holdings Limited  2006-04-04  Registered 

Ordinary Shares (pursuant to Share Option Plan for Non-Executive Directors and Executive Management  Equities  42946  RBTT Financial Holdings Limited  2006-05-08  Registered 

Ordinary Shares (pursuant to Share Plan for Non-Executive Directors and Executive Management  Equities  22300  RBTT Financial Holdings Limited  2006-05-05  Registered 

7.125% Fixed Rate Bond due 2015  Debt  TT$518,500,000  Caroni (1975) Limited  2003-03-27  Registered 

Trinidad and Tobago Mortgage Finance Company Limited Negotiable TT$175,000,000 Commercial Paper Notes  Debt  TT$175,000,000  Trinidad and Tobago Mortgage Finance Company Limited  2012-04-17  Registered 

9.0% 12 month Commercial Paper due 2003  Debt  TT$100,000,000  Caroni (1975) Limited  2002-01-10  Registered 

Citicorp Merchant Bank Limited US$7,078,576.50 (Face Value) Certificates of Participation in the Government of the Cayman Islands US$312 Million 5.95% Notes due 2019  Debt  US$7,078,576.50  Citicorp Merchant Bank Limited  2012-03-29  Registered 

9.65% Commercial Paper due October 2002  Debt  TT$95,000,000  Caroni (1975) Limited  2001-11-23  Registered 

Ansa Merchant Bank Limited TT$ 440,000,000.00 (Face Value) Certificates of Participation in GOTT TT$ 1.5 Billion 6.00% Fixed Rate Bond due 2031  Debt  TT$440,000,000  Ansa Merchant Bank Limited  2011-12-12  Registered 

The Home Mortgage Bank TT$ 200,000,000 Fixed Rate Bonds (76th Issue) to be issued in Four Tranches  Debt  TT$200,000,000  The Home Mortgage Bank  2011-12-12  Registered 

6.25% Fixed Rate Bond (series 2) due 2018  Debt  TT$400,000,000  Caroni (1975) Limited  2004-03-18  Registered 

6.45% Fixed Rate Bond due 2018  Debt  TT$489,300,000  Caroni (1975) Limited  2003-06-26  Registered 

Guaranteed Fixed Rate Bonds due 2012  Debt  TT$100,000,000  Caroni (1975) Limited  1999-08-26  Registered 

Guaranteed Fixed and Floating Rate Bonds due 2014  Debt  TT$402,500,000  Caroni (1975) Limited  1999-07-08  Registered 

Certificates of Interest in TT$1,161,666,667.67 Government of Trinidad and Tobago Fixed Rate Bonds due 2016-2022  Debt  TT$2,333,920,119.85  Citibank (Trinidad and Tobago) Limited  2002-09-26  Registered 

Certificates of Particiapation in bpTT TT$240 million 11.75% Fixed Rate Bond due 2021  Debt  TT$309,131,666.67  Citicorp Merchant Bank Limited  2004-12-29  Registered 

Certificates of Interest in Telecommunications Services of Trinidad & Tobago Limited 6.2250% Fixed Rate Bond due 2015  Debt  TT$1,326,812,500  Citicorp Merchant Bank Limited  2005-06-24  Registered 

Certificates of Interest in CLICO Investment Bank Limited Tranche 2 ? 7.675% Fixed Rate Bond due 2015  Debt  TT$880,645,672.57 (face value)  Citicorp Merchant Bank Limited  2005-06-29  Registered 

Certificates of Interest in US$15,000,000 Government of Trinidad and Tobago Bonds due 2006  Debt  US$27,000,000  Citibank (Trinidad and Tobago) Limited  1997-07-11  Registered 

Certificates of Interest in US$15,000,000 Government of Trinidad and Tobago Bonds due 2006  Debt  US$27,000,000  Citibank (Trinidad and Tobago) Limited  1997-07-19  Registered 

Certificates of Interest in US$10,000,000 Government of Trinidad and Tobago Bonds due 2006  Debt  US$17,600,000  Citibank (Trinidad and Tobago) Limited  1997-12-29  Registered 

Certificates of Interest in US$7,000,000 Government of Belize Bonds due 2008  Debt  US$11,606,875  Citibank (Trinidad and Tobago) Limited  1998-04-14  Registered 

Certificates of Interest in US$16,000,000 Petrotrin Bonds due 2017  Debt  US$24,499,999  Citibank (Trinidad and Tobago) Limited  1998-08-27  Registered 

Certificates of Interest in TT$127,402,718 Trinidad Cement Ltd. Bonds due 2023  Debt  US$357,051,157  Citibank (Trinidad and Tobago) Limited  1998-05-04  Registered 

Certificates of Interest in TT$86,213,000.00 Associated Brands Industries Limited 16.5% Fixed Rate Bonds due 2018  Debt  TT$128,026,305  Citibank (Trinidad and Tobago) Limited  1998-11-26  Registered 

Certificates of Interest in US$10,000,000 in St Kitts Urban Development Corporation Bonds due 2008  Debt  US$17,600,000  Citibank (Trinidad and Tobago) Limited  1999-02-25  Registered 

Certificates of Participation in US$45,000,000 Government of Trinidad and Tobago Floating Rate Guaranteed Bonds due 2008  Debt  US$83,637,300  Citibank (Trinidad and Tobago) Limited  1999-03-11  Registered 

Certificates of Interest in GOTT TT$250,000,000 11.25% Fixed Rate Bond due 2016; GOTT TT$250,000,000 10.75% Fixed Rate Bond due 2016; GOTT TT$500,000,000 7.15% Fixed Rate Bond due 2022  Debt  TT$2,333,920,119.85  Citibank (Trinidad and Tobago) Limited  2002-09-26  Registered 

Commercial Paper due May 2002  Debt  TT$100,000,000  Caroni (1975) Limited  2001-07-19  Registered 

Commercial Paper due December due 2001  Debt  TT$100,000,000  Caroni (1975) Limited  2001-06-29  Registered 

Certificates of Interest in TT$300,000,000 Airport Authority of Trinidad and Tobago 11.5% Fixed Rate Guaranteed Bonds due 2018  Debt  TT$990,000,000  Citibank (Trinidad and Tobago) Limited  1998-10-22  Registered 

Trinidad and Tobago Mortgage Finance Company Limited Tax Exempt Fixed Rate Debentures of up to TT$250,000,000.00 in Three Series  Debt  TT$250,000,000  Trinidad and Tobago Mortgage Finance Company Limited  2012-07-03  Registered 

7.45% Fixed Rate Serial Bonds due 2012- Series A  Debt  TT$300,000,000  First Citizens Bank Limited  2002-09-26  Registered 

Urban Development Corporation of Trinidad and Tobago TT$250 Million Bond  Debt  TT$250,000,000  Urban Development Corporation of Trinidad & Tobago Limited  2012-12-11  Registered 

5.75% Fixed Rate Bond due 2020  Debt  TT$193,000,000  Airports Authority of Trinidad and Tobago  2005-04-29  Registered 

10.50% Fixed Rate Bonds due 2012  Debt  TT$354,000,000  Angostura Limited  2002-11-07  Registered 

Urban Development Corporation of Trinidad and Tobago TT$200 Million Bond  Debt  TT$200,000,000  Urban Development Corporation of Trinidad & Tobago Limited  2012-12-11  Registered 

Citicorp Merchant Bank Limited TT$2,047,491,506.83 (Face Value) Certificates of Participation in the TT$2,500,000,000.00 Government of Trinidad and Tobago 5.20% Fixed Rate Bond due 2027  Debt  TT$2,047,491,506.83  Citicorp Merchant Bank Limited  2012-11-16  Registered 

Angostura Holdings Limited and Angostura Limited Commercial Paper of up to TT$170,000,000 (Semi-Fixed Rate) Notes  Debt  TT$170,000,000  Angostura Holdings Limited  2012-10-31  Registered 

Urban Development Corporation of Trinidad and Tobago Limited TT$213,000,000.00 4.35% Fixed Rate Bond due 2020   Debt  TT$213,000,000  Urban Development Corporation of Trinidad & Tobago Limited  2012-10-22  Registered 

The Home Mortgage Bank TT$354,285,000 Floating Rate Bonds (78th Issue) to be issued in Two Tranches  Debt  TT$354,825,000  The Home Mortgage Bank  2012-11-26  Registered 

Trinidad and Tobago Mortgage Finance Company Limited TT$600,000,000 Secured Fixed Rate Bonds  Debt  TT$600,000,000  Trinidad and Tobago Mortgage Finance Company Limited  2013-01-18  Registered 

12% Fixed Rate Bond due 2007 -Series A  Debt  TT$100,000,000  First Citizens Bank Limited  2000-02-10  Registered 

Certificates of Interest in Government of Grenada US$5 Million 9.37% Note due 2012  Debt  US$9,218,750  First Citizens Asset Management Limited  2003-08-07  Registered 

Certificates of Participation in TT$18 Million Warnerville Grain Mills Limited 18.5% Bonds due 2025  Debt  TT$101,250,000  Scotiabank Trinidad & Tobago Limited  2000-07-20  Registered 

6.75% Fixed Rate Callable Bond due 2014  Debt  TT$200,000,000  RBTT Financial Holdings Limited  2005-07-14  Registered 

Certificates of Participation in US$10,000,000 Republic of T&T Floating Rate Bonds due 2008  Debt  US$19,450,000  Scotiabank Trinidad & Tobago Limited  2000-07-27  Registered 

Certificates of Interest in the Government of St. Vincent & the Grenadines US$15,000,000 7% Fixed Rate Bond due 2014  Debt  US$20,906,250  Scotiabank Trinidad & Tobago Limited  2004-09-28  Registered 

of The Home Mortgage Bank TT$200,000,000 Floating Rate Bond (79th Issue)   Debt  TT$200,000,000  The Home Mortgage Bank  2013-01-22  Registered 

6.3% Fixed Rate Bond due 2011  Debt  TT$200,000,000  Scotiabank Trinidad & Tobago Limited  2005-07-14  Registered 

RBC Royal Bank (Trinidad & Tobago) Limited TT$750,000,000.00 Unsecured Subordinated (4.05-4.15%) Fixed Rate Bonds 2012-2027  Debt  TT$750,000,000  RBC Royal Bank (Trinidad & Tobago) Limited  2012-10-22  Registered 

First Citizens Investment Services Limited TT$42,096,409 (Face Value) Certificates of Interest in Government of Trinidad and Tobago Fixed Rate Bonds  Debt  TT$42,096,409  First Citizens Investment Services Limited  2012-10-11  Registered 

ANSA Merchant Bank Limited TT$564,860,000 (Face Value) Certificates of Participation in the Evolving TecKnologies and Enterprise Development Company Limited Loan   Debt  TT$564,860,000  Ansa Merchant Bank Limited  2012-12-10  Registered 

Citicorp Merchant Bank Limited Certificates of Participation in the Citigroup Funding Inc. TT$100 Million Medium Term Note due 2019  Debt  TT$100,000,000  Citicorp Merchant Bank Limited  2012-09-11  Registered 

National Insurance Property Development Company Limited TT$339,000,000.00 5.15% Fixed Rate Bond due 2025  Debt  TT$339,000,000  National Insurance Property Development Company Limited  2012-07-26  Registered 

6.00% Fixed Rate Bond due 2014  Debt  US$5,000,000  BWIA West Indies Airways Limited  2004-08-03  Registered 

Guardian Holdings Limited TT$300 Million Short Term Notes due 2013  Debt  TT$300,000,000  Guardian Holdings Limited  2012-06-06  Registered 

6.3% Transferable Loan Note due 2017  Debt  TT$222,900,000  BWIA West Indies Airways Limited  2005-07-14  Registered 

5.90% Fixed Rate Bond (series 1) due 2013  Debt  TT$319,000,000  Caroni (1975) Limited  2004-03-18  Registered 

5.55% Fixed Rate Bond due 2014  Debt  TT$131,000,000.00  Caroni (1975) Limited  2004-06-21  Registered 

National Insurance Property Development Company Limited TT$250,000,000.00 6.25% Fixed Rate Bond due 2032  Debt  TT$250,000,000  National Insurance Property Development Company Limited  2012-09-11  Registered 

11.65% Fixed Rate Bonds due 2020  Debt  TT$239,000,000  Airports Authority of Trinidad and Tobago  2000-07-13  Registered 

10.7% Fixed Rate Bonds due 2010  Debt  US$25,000,000  Angostura Limited  2000-07-20  Registered 

9.80% Fixed Rate Bonds due 2021  Debt  TT$129,121,531.50  Airports Authority of Trinidad and Tobago  2001-12-20  Registered 

First Citizens Bank Limited TT$65,245,507 (Face Value) Certificates of Interest in National Insurance Property Development Company Limited Fixed Rate Bonds  Debt  TT$65,245,507  First Citizens Bank Limited  2012-10-11  Registered 

Guaranteed Floating and Fixed Rate Bonds due 2014  Debt  TT$36,000,000  Caroni (1975) Limited  1999-08-05  Registered 

Government Guaranteed Fixed Rate Serial Bonds: Series A - $139 Mn 12% 10 yrs; Series B - $140.3 Mn 12.15% 15 yrs; Series C - $100 Mn 12.25% 20yrs  Debt  TT$379,300,000  Airports Authority of Trinidad and Tobago  2000-11-02  Registered 

Citicorp Merchant Bank Limited TT$335,226,431.51 (Face Value) Certificates of Participation in the Government of Trinidad and Tobago Treasury Notes due 2017   Debt  TT$335,226,431.51  Citicorp Merchant Bank Limited  2012-10-11  Registered 

12.625% Fixed Rate Bonds due 2016  Debt  TT$786,500,000  ANSA McAL Limited  2001-09-20  Registered 

The Home Mortgage Bank TT$250,000,000 Floating Rate Bonds (77th Issue) to be issued in Two Tranches  Debt  TT$250,000,000  The Home Mortgage Bank  2012-09-20  Registered 

ANSA Merchant Bank Limited TT$117,592,291.67 (Face Value) Certificates of Participation in the TT$270,000,000.00 Telecommunications Services of Trinidad and Tobago Limited Fixed Rate Bond  Debt  TT$117,592,291.67  Ansa Merchant Bank Limited  2012-04-19  Registered 

16.25% Fixed Rate Bond due 2023  Debt  TT$127,402,718  Trinidad Cement Limited  2005-09-08  Registered 

National Infrastructure Development Company Limited US$52,000,000 5.30% Fixed Rate Bond Issue due 2014  Debt  US$52,000,000  National Infrastructure Development Company Limited  2009-12-10  Registered 

RBTT Merchant Bank Limited TT$75,011,788.59 Certificates of Participation in the TT$71,515,000.00 Port Authority of Trinidad and Tobago Fixed Rate Loan  Debt  TT$75,011,788.59  RBC Merchant Bank (Caribbean) Limited  2009-05-15  Registered 

Scotiabank Trinidad and Tobago Limited TT $1,000,000,000 Mortgage Investment Certificates to be issued in two (2) Series: Series 2: TT$300 million for 3 to 20 years at more than 8.5%  Debt  TT$300,000,000  Scotiabank Trinidad & Tobago Limited  2009-02-26  Registered 

Scotiabank Trinidad and Tobago Limited TT $1,000,000,000 Mortgage Investment Certificates to be issued in two (2) Series: Series 1: TT$700 million for less than 3 years at 6% to 8.5%  Debt  TT$700,000,000  Scotiabank Trinidad & Tobago Limited  2009-02-26  Registered 

Water & Sewerage Authority TT$300,000,000 6.30% Fixed Rate Bond Issue due 2014  Debt  TT$300,000,000  Water & Sewerage Authority  2009-05-13  Registered 

Trinidad Cement Limited US$10 million 270 day Loan Note  Debt  US$10,000,000  Trinidad Cement Limited  2009-06-08  Registered 

Trinidad and Tobago Housing Development Corporation TT$500,000,000.00 8.25% Fixed Rate Bond due 2024  Debt  TT$500,000,000  Trinidad and Tobago Housing Development Corporation  2009-01-28  Registered 

Scotiabank (Trinidad & Tobago) Limited TT$277,216,388.89 Certificates of Participation in a TCL Leasing Limited TT$187,000,000 8.75% Secured Fixed Rate Bond due 2018  Debt  $277,216,388.89  Scotiabank Trinidad & Tobago Limited  2008-12-22  Registered 

ANSA Merchant Bank Limited TT $350,000,000 6.50% Fixed Rate Notes due 2015  Debt  TT$350,000,000  Ansa Merchant Bank Limited  2009-11-17  Registered 

Trinidad & Tobago Mortgage Finance Company Limited TT$320,693,000 6.00% Fixed Rate Bond Issue due 2014  Debt  TT$320,693,000  Trinidad and Tobago Mortgage Finance Company Limited  2009-11-13  Registered 

Agostini?s Limited TT$ 50,000,000 Notes at 9.25% due 2013  Debt  TT$50,000,000  Agostini's Limited  2009-11-17  Registered 

Educational Facilities Company Limited TT$400 Million 5.35% Fixed Rate Bond due 2016  Debt  TT$400,000,000.00  Education Facilities Company Limited  2009-10-16  Registered 

Trinidad and Tobago Mortgage Finance Company Limited TT$500,000,000 7.00% Fixed Rate Bond Issue due 2024  Debt  500,000,000.00  Trinidad and Tobago Mortgage Finance Company Limited  2009-09-15  Registered 

Certificates of Interest in Tranche A of Prestige Holdings Limited TT$80,000,000 Fixed Rate Bonds due 2018  Debt  TT$62,126,478  RBC Merchant Bank (Caribbean) Limited  2008-06-25  Registered 

Citicorp Merchant Bank Limited TT$523,235,317.43 (Face Value) Certificates of Participation in the National Infrastructure Development Company Limited TT $344,750,000 Fixed Rate Bond due 2024  Debt  TT$523,235,317.43  Citicorp Merchant Bank Limited  2009-08-12  Registered 

National Infrastructure Development Company Limited TT$344,750,000 6.70% Fixed Rate Bond Issue due 2024  Debt  $344,750,000.00  National Infrastructure Development Company Limited  2009-08-12  Registered 

TCL Leasing Limited TT$187,000,000 8.750% Secured Fixed Rate Bond due 2018  Debt  187,000,000  TCL Leasing Limited  2008-12-22  Registered 

Trinidad Cement Limited US$25,000,000 Medium Term Fixed Rate Note  Debt  US$25,000,000  Trinidad Cement Limited  2008-11-14  Registered 

8.70% Fixed Rate Bond due 2023  Debt  TT$700,000,000  Trinidad and Tobago Housing Development Corporation  2008-09-08  Registered 

Scotiabank Trinidad and Tobago Ltd TT$800,000,000 Fixed Rate Bond - Series A 8.35% Fixed Rate Bond due 2014  Debt  TT$500,000,000  Scotiabank Trinidad & Tobago Limited  2008-08-05  Registered 

Fixed Rate Bond due 2018  Debt  TT$80,000,000  Prestige Holdings Limited  2008-04-16  Registered 

Fixed Rate Bond due 2016  Debt  TT$300,000,000  Guardian Holdings Limited  2008-04-24  Registered 

Certificates of Participation in TT$200,000,000 of a Guardian Holdings Limited TT$300,000,000 Fixed Rate Bond due 2016  Debt  TT$350,400,000 (Face Value)  Citicorp Merchant Bank Limited  2008-04-25  Registered 

Certificates of Participation in Guardian Holdings Limited TT$300,000,000 Fixed Rate Bond due 2016  Debt  TT$350,400,000 (Face Value)  Guardian Holdings Limited  2008-04-25  Registered 

Fixed Rate Bond (68th Issue)  Debt  TT$78,520,000  The Home Mortgage Bank  2008-04-08  Registered 

8.35% Fixed Rate Bonds due 2014  Debt  TT$500,000,000  First Citizens Bank Limited  2008-07-22  Registered 

Scotiabank Trinidad and Tobago Ltd TT$800,000,000 Fixed Rate Bond - Series B 8.45% Fixed Rate Bond due 2015  Debt  TT$300,000,000  Scotiabank Trinidad & Tobago Limited  2008-08-05  Registered 

RBTT Merchant Bank Ltd TT$304,498,100 (face value) COI in Gulf City Ltd TT$300,000,000 Fixed Rate Bond due 2018  Debt  TT$121,317,896.41  RBC Merchant Bank (Caribbean) Limited  2008-08-05  Registered 

8.45% Fixed Rate Bond due 2015  Debt  TT$500,000,000  First Citizens Bank Limited  2008-09-30  Registered 

Certificates of Participation in Trinidad Cement Limited TT$100,000,000 8.50% Fixed Rate Bond due 2018  Debt  TT$144,625,000 (face value)  Citicorp Merchant Bank Limited  2008-02-15  Registered 

Loan Note  Debt  US$73,100,000  Urban Development Corporation of Trinidad & Tobago Limited  2008-09-19  Registered 

Certificates of Interest in Airports Authority of Trinidad and Tobago Fixed Rate Loan Note  Debt  US$23,798,982.15  RBC Merchant Bank (Caribbean) Limited  2008-04-10  Registered 

8.50% Secured Fixed Rate bond due 2023  Debt  TT$125,000,000  Urban Development Corporation of Trinidad & Tobago Limited  2008-04-08  Registered 

RBTT Merchant Bank Ltd TT$304,498,100 (face value) COI in Gulf City Ltd TT$300,000,000 Fixed Rate Bond due 2018  Debt  TT$67,442,161  RBC Merchant Bank (Caribbean) Limited  2008-08-05  Registered 

RBTT Merchant Bank Ltd TT$304,498,100 (face value) COI in Gulf City Ltd TT$300,000,000 Fixed Rate Bond due 2018  Debt  TT$115,738,088  RBC Merchant Bank (Caribbean) Limited  2008-08-05  Registered 

Certificates of Participation in RGM Securitized Certificates  Debt  TT$57,949,553.05  RBC Merchant Bank (Caribbean) Limited  2008-04-29  Registered 

RBTT Merchant Bank Limited TT$150,000,000 9.50% Fixed Rate Certificates of Participation in Fixed Rate Loan extended to Courts (Trinidad) Limited and Cobalt Financial Services (Trinidad) Limited  Debt  TT$150000000  RBC Merchant Bank (Caribbean) Limited  2008-08-28  Registered 

Citibank (Trinidad & Tobago) Limited US$114,010,600 (Face Value) Certificates of Participation in the Urban Development Corporation of Trinidad & Tobago Limited US$88 million 5.63% Secured Fixed Rate Bonds due 2021  Debt  US$114,010,600  Citibank (Trinidad and Tobago) Limited  2011-08-23  Registered 

Citicorp Merchant Bank Limited US$17,250,000 (Face Value) Certificates of Participation in the BBD$161,000,000 Barbados Agricultural Management Company Limited Bond  Debt  US$17,250,000.00  Citicorp Merchant Bank Limited  2011-08-05  Registered 

Citibank (Trinidad and Tobago) Limited TT$305,097,783.56 (Face Value) Certificates of Participation in Government of Trinidad and Tobago Treasury Notes due 2016  Debt  $305097,783.56   Citibank (Trinidad and Tobago) Limited  2011-07-26  Registered 

ANSA Merchant Bank Limited US$ 50,000,000.00 Medium Term Loan Notes Tranche 3 - US$15 Million 5.50% Notes due 2018  Debt  $15000,000.00   Ansa Merchant Bank Limited  2011-07-26  Registered 

ANSA Merchant Bank Limited US$ 50,000,000.00 Medium Term Loan Notes Tranche 2 - US$10 Million 5% Notes due 2016  Debt  $10000,000.00   Ansa Merchant Bank Limited  2011-07-26  Registered 

ANSA Merchant Bank Limited US$ 50,000,000.00 Medium Term Loan Notes Tranche 1 - US$25 Million 3.50% Notes due 2014  Debt  $25000,000.00   Ansa Merchant Bank Limited  2011-07-26  Registered 

Airports Authority of Trinidad and Tobago US$45,300,000 Fixed Rate Bond due 2019  Debt  US$45,300,000  Airports Authority of Trinidad and Tobago  2009-04-14  Registered 

Citibank (Trinidad and Tobago) Limited TT$286,530,490.63 (Face Value) Certificates of Participation in Government of Trinidad and Tobago Treasury Notes: Note A Certificates - Citibank (Trinidad and Tobago) Limited TT$146,434,415.56 (Face Value) Certificat  Debt  $146434,415.56   Citibank (Trinidad and Tobago) Limited  2011-06-08  Registered 

Urban Development Corporation of Trinidad & Tobago Limited US$88,000,000 5.63% Fixed Rate Bond Issue due 2021  Debt  US$88,000,000.00  Urban Development Corporation of Trinidad & Tobago Limited  2011-08-23  Registered 

Agostini?s Limited TT$50,000,000.00 8.00% Fixed Rate Bond due 2021  Debt  TT$50,000,000  Agostini's Limited  2011-09-30  Registered 

Citicorp Merchant Bank Limited TT$286,470,706.55 (Face Value) Certificates of Participation in TT$150,338,000.00 of the National Insurance Property Development Company Limited TT$500,000,000.00 6.05% Fixed Rate Bond due 2026  Debt  TT$286,470,706.55  Citicorp Merchant Bank Limited  2011-11-09  Registered 

Citicorp Merchant Bank Limited US$11,420,868.63 (Face Value) Certificates of Participation in the BBD$161,000,000 Barbados Agricultural Management Company Limited Fixed Rate Bond  Debt  US$11,420,868.63  Citicorp Merchant Bank Limited  2011-11-09  Registered 

Citibank (Trinidad and Tobago) Limited TT$286,530,490.63 (Face Value) Certificates of Participation in Government of Trinidad and Tobago Treasury Notes: b. Note B Certificates ? Citibank (Trinidad and Tobago) Limited TT$140,096,075.07 (Face Value) Certifi  Debt  $140096,075.07   Citibank (Trinidad and Tobago) Limited  2011-06-08  Registered 

Scotiabank Trinidad and Tobago Limited Certificates of Participation in the Government of Trinidad and Tobago 15 Year Term Receivables due to Petrotrin 2026  Debt  2,416,151,573.10  Scotiabank Trinidad & Tobago Limited  2011-10-14  Registered 

National Insurance Property Development Company Limited TT$500,000,000.00 6.05% Fixed Rate Bond due 2026  Debt  TT$500,000,000  National Insurance Property Development Company Limited  2011-10-14  Registered 

Telecommunications Services of Trinidad and Tobago TT$ 270,000,000 3.85% Fixed Rate Bond due 2017  Debt  TT$270,000,000  Telecommunications Services of Trinidad and Tobago Limited  2011-09-30  Registered 

Guardian Holdings Limited TT$ 50,000,000.00 Twelve Month Fixed Rate Commercial Paper Notes 2012  Debt  TT$50,000,000  Guardian Holdings Limited  2011-09-30  Registered 

First Citizens Bank Limited TT$72,083,099.49 (Face Value) Certificates of Interest in Public Transport Service Corporation 5.95% Fixed Rate Bond 2020   Debt  TT$72,083,099.49  First Citizens Bank Limited  2011-09-30  Registered 

ANSA Merchant Bank Limited TT$148,463,877.39 (Face Value) Certificates of Participation in the TT$141,000,000 Telecommunications Services of Trinidad and Tobago Limited Finance Lease  Debt  $148463,877.39   Ansa Merchant Bank Limited  2011-06-08  Registered 

National Insurance Property Development Company Limited TT$750,000,000.00 6.55% Fixed Rate Bond due 2030  Debt  $750000,000.00   National Insurance Property Development Company Limited  2011-05-02  Registered 

Scotiabank Trinidad and Tobago TT $88,287,781.00 (Face Value) Certificates of Participation in the National Information and Communication Technology Company Limited TT $80,951,856.00 Fixed Rate Loan Note Instrument  Debt  $88287,781.00   Scotiabank Trinidad & Tobago Limited  2011-03-29  Registered 

TCL TT$126 Million Notes to be issued in three tranches  Debt  TT$126,000,000  Trinidad Cement Limited  2010-08-16  Registered 

NMHL TT$350 Million 6.65% Fixed Rate Bond due 2020  Debt  TT$350,000,000  Neal & Massy Holdings Limited  2010-08-16  Registered 

NIPDEC TT$360 Million 6.10% Fixed Rate Bond due 2028  Debt  TT$360,000,000  National Insurance Property Development Company Limited  2010-08-13  Registered 

FCB TT$500 Million 5.25% Fixed Rate Bond due 2017  Debt  TT$500,000,000  First Citizens Bank Limited  2010-07-27  Registered 

NIDCO TT$153,800,000 5.85% Fixed Rate Bond due 2018  Debt  TT$153,800,000  National Infrastructure Development Company Limited  2010-07-01  Registered 

NIPDEC TT$500,000,000.00 6.25% Fixed Rate Bond due 2028  Debt  TT$500,000,000  National Insurance Property Development Company Limited  2010-03-01  Registered 

UDeCOTT TT$750 million 8.15% FRB due 2010  Debt  TT$750,000,000  Urban Development Corporation of Trinidad & Tobago Limited  2010-01-22  Registered 

Citicorp Merchant Bank Limited US$59,675,460.00 (Face Value) COPs in the NIDCO US$52,000,000 Fixed Rate Bond due 2014  Debt  US$59,675,460  Citicorp Merchant Bank Limited  2009-12-10  Registered 

RBTT Merchant Bank Limited TT$55,680,294.98 (Face Value) Series A and B CoPs in a TT$53,000,000 NIDCO Fixed Rate Loan  Debt  TT$55,680,294.98  RBC Merchant Bank (Caribbean) Limited  2009-12-31  Registered 

Scotiabank Trinidad and Tobago Limited TT $181,494,250.00 (Face Value) Certificates of Participation in the Evolving Tecknologies and Enterprise Development Company Limited TT $148,000,000.00 Fixed Rate Loan  Debt  $181494,250.00   Scotiabank Trinidad & Tobago Limited  2011-03-29  Registered 

Water and Sewerage Authority TT$1,335,900,000 6.95% Fixed Rate Bond due 2031  Debt  $1335900,000.00   Water & Sewerage Authority  2011-03-24  Registered 

Citicorp Merchant Bank Limited TT$3,192,801,000.00 (Face Value) Certificates of Participation in the Water and Sewerage Authority TT$1,335,900,000 6.95% Fixed Rate Bond due 2031  Debt  $3192801,000.00   Citicorp Merchant Bank Limited  2011-03-24  Registered 

Series 2 of Guardian Holdings Limited TT$1 Billion Secured 7.975% Fixed Rate Bond due 2023  Debt  $100000,000.00   Guardian Holdings Limited  2011-01-18  Registered 

Series 1 of Guardian Holdings Limited TT$1 Billion Secured 7.975% Fixed Rate Bond due 2023  Debt  $900000,000.00   Guardian Holdings Limited  2011-01-18  Registered 

Citicorp Merchant Bank Limited TT$1,458,469,166.66 (Face Value) Certificates of Participation in Series 1 of the Guardian Holdings Limited TT$1 Billion 7.975% Secured Fixed Rate Bonds due 2023  Debt  $1458469,166.66   Citicorp Merchant Bank Limited  2011-01-18  Registered 

Scotiabank (Trinidad & Tobago) Limited TT$360,000,000 Certificates of Participation in a Neal & Massy Holdings Limited TT$350,000,000 6.65% Fixed Rate Bond due 2020  Debt  TT$360,000,000  Scotiabank Trinidad & Tobago Limited  2010-09-23  Registered 

Certificates of Interest in Guardian Holdings Limited Fixed Rate Bond Issue due 2014 Series 1 & Series 2  Debt  TT$1,083,547,500.00  Citicorp Merchant Bank Limited  2004-12-07  Registered 

6.05% Fixed Rate Bond due 2014  Debt  TT$62,000,000  TCL Service Limited  2004-12-07  Registered 

Secured Floating Rate Bond due 2030 - Class A  Debt  US$2,855,000  Development Finance Limited  2000-07-20  Registered 

Secured Floating Rate Bond due 2030 - Class B  Debt  TT$37,000,000  Development Finance Limited  2000-07-20  Registered 

Secured Floating Rate Bnd due 2030 - Class C  Debt  TT$35,000,000  Development Finance Limited  2000-07-20  Registered 

Floating Rate Bonds 2003 - 2017  Debt  TT$35,000,000  Development Finance Limited  2003-04-28  Registered 

Floating Rate Bonds 2004 - 2014  Debt  TT$36,000,000  Development Finance Limited  2004-07-09  Registered 

7.45% Fixed Rate Bond due 2013 - Series B  Debt  TT$200,000,000  First Citizens Bank Limited  2002-09-26  Registered 

Floating Rate Bond due 2010 - Series B  Debt  TT$100,000,000  First Citizens Bank Limited  2000-02-10  Registered 

Floating Rate Bond due 2015 - Series C  Debt  TT$100,000,000  First Citizens Bank Limited  2000-02-10  Registered 

Series D - Floating Rate Note due 2011  Debt  TT$75,000,000  Ansa Merchant Bank Limited  2005-12-05  Registered 

TT$126,815,000 Secured Fixed Rate (Tax Free & Taxable) Bonds: Tranche A - 6.75 % Secured Fixed Rate Tax Free Bond due 2013  Debt  TT$46,815,000  The Home Mortgage Bank  2006-03-16  Registered 

TT$126,815,000 Secured Fixed Rate (Tax Free & Taxable) Bonds: Tranche B - 6.75 % Secured Fixed Rate Tax Free Bond due 2013  Debt  TT$80,000,000  The Home Mortgage Bank  2006-03-16  Registered 

TT$ 128,275,000 Secured Commercial Paper Tranche 1: 90- day Secured Commercial Paper  Debt  TT$30,000,000  Guardian Holdings Limited  2006-03-16  Registered 

TT$ 128,275,000 Secured Commercial Paper Tranche 2: 180- day Secured Commercial Paper  Debt  TT$50,000,000  Guardian Holdings Limited  2006-03-16  Registered 

TT$ 128,275,000 Secured Commercial Paper Tranche 3: 360- day Secured Commercial Paper  Debt  TT$48,275,000  Guardian Holdings Limited  2006-03-16  Registered 

7.75% Secured Callable Fixed Rate Bond due 2015  Debt  TT$91,714,725  Prestige Holdings Limited  2006-03-16  Registered 

Certificates of Interest in RBTT Bank (Jamaica) Limited due 2009  Debt  US$50,075,000 (Face Value)  RBC Merchant Bank (Caribbean) Limited  2006-04-26  Registered 

Floating Rate Note due 2010  Debt  US$27,000,000  Guardian Holdings Limited  2005-12-05  Registered 

6.10% Secured Fixed Rate Bonds due 2015  Debt  TT$271,4000,000  Water & Sewerage Authority  2003-07-22  Registered 

Zero-Coupon Certificate of Participation in Grenada Electricity Service Limited 8.8% Fixed Rate Bond 2001-2011  Debt  US$9,300,000 (face value)  Ansa Merchant Bank Limited  2005-07-14  Registered 

TT$1,381,000,000 Fixed Rated Bond: Tranche I TT$306,000,000 7% Fixed Rate Bond due 2025  Debt  TT$306,000,000  Trinidad and Tobago Housing Development Corporation  2005-08-17  Registered 

Certificates of Participation in BDS$10 Million Barbados Port Authority 8% Fixed Rate Bonds due 2012  Debt  BDS$11,231,302  RBTT Bank Barbados Limited  2002-05-23  Registered 

Certificates of Interest in Hotels and Resorts Limited US$6.2 Million Series II 9.75% Fixed Rate Bonds due 2009  Debt  US$12,245,000  RBTT Bank Barbados Limited  2000-07-13  Registered 

Series A Floating Rate Medium Term Loan Note due 2010  Debt  TT$25,000,000  Ansa Merchant Bank Limited  2005-07-14  Registered 

Series C ? Floating Rate Medium Term Loan Note due 2011  Debt  TT$50,000,000  Ansa Merchant Bank Limited  2005-09-08  Registered 

Class A -7.3% Fixed Rate Bond due 2012  Debt  TT$120,625,000  Angostura (Barbados) Limited  2005-07-14  Registered 

7.50% Fixed Rate Bonds due 2015  Debt  US$41,300,000  Phoenix Park Gas Processors Limited  2002-07-18  Registered 

Class B -7.15% Fixed Rate Bond due 2012  Debt  US$10,000,000  Angostura (Barbados) Limited  2005-07-14  Registered 

Class C ? Floating Rate Bond due 2012  Debt  US$75,000,000  Angostura (Barbados) Limited  2005-07-14  Registered 

Secured Fixed Rate Bond due 2024  Debt  TT$247,597,282  TCL Leasing Limited  1999-07-29  Registered 

Secured Fixed Rate Bond  Debt  US$67,600,000  TCL Service Limited  1999-08-05  Registered 

Class A 10.85% Fixed Rate Bond issue due 2011  Debt  US$70,000,000.00  Transjamaican Highway Limited  2005-01-13  Registered 

Class B 11.50% Fixed Rate Bond Issue due 2014  Debt  US$60,000,000.00  Transjamaican Highway Limited  2005-01-13  Registered 

Series B ? 6.00% Fixed Rate Medium Term Loan Note due 2011  Debt  TT$50,000,000  Ansa Merchant Bank Limited  2005-09-08  Registered 

5.45% Fixed Rate Bond Medium Term Note due 2006  Debt  TT$11,000,000  Port Authority of Trinidad and Tobago  2003-02-20  Registered 

Series 3 - 182 day Commercial Paper  Debt  TT$50,000,000  Angostura Limited  2007-05-10  Registered 

Cool Petroleum (St. Lucia) Limited IBC Tranche A US$20,000,000 9.00% Fixed Rate Bonds due 2017  Debt  US$20,000,000  BE TAG Antilles Group (St. Lucia) Limited  2007-11-22  Registered 

Cool Petroleum (St. Lucia) Limited Tranche B: US$20,000,000 9.00% Fixed Rate Bonds due 2017  Debt  US$20,000,000  BE TAG Antilles Group (St. Lucia) Limited  2007-11-22  Registered 

Cool Petroleum (St. Lucia) Limited Tranche C: US$20,000,000 7.65% Fixed Rate Bonds due 2017  Debt  US$20,000,000  BE TAG Antilles Group (St. Lucia) Limited  2007-11-22  Registered 

Citicorp Merchant Bank Limited US$30,541,902.40 Certificates of Interest in Tranche B of the Cool Petroleum (St. Lucia) Limited Fixed Rate Bonds due 2017  Debt  US$30,541,902.40  Citicorp Merchant Bank Limited  2007-11-22  Registered 

Certificates of Interest in RGM Ltd. TT$35,811,000 Fexed Rate Bond  Debt  TT$69,831,450 (face value)  RBC Merchant Bank (Caribbean) Limited  2000-02-29  Registered 

Certificates of Interest in Government of St. Lucia EC$63,000,000 Fixed Rate Bond  Debt  EC$97,878,776.59  RBC Merchant Bank (Caribbean) Limited  2000-06-27  Registered 

Certificates of Interest in Nevis Island Administration US$5,000,000 Fixed Rate Non-Callable Bond  Debt  US$7,946,875  RBC Merchant Bank (Caribbean) Limited  2000-07-12  Registered 

Certificates of Interest in RBTT Bank Limited TT$250,000,000 Bond  Debt  TT$461,312,500  RBC Merchant Bank (Caribbean) Limited  2000-09-28  Registered 

Certificates of Interest in Government of Trinidad and Tobago Lease Agreement with the National Football Stadium Company Limited  Debt  TT$766,950,084.97  RBC Merchant Bank (Caribbean) Limited  2000-11-03  Registered 

Republic Bank Limited TT$1,000,000,000 8.55% Fixed Rate Bond due 2017  Debt  TT$1,000,000,000  Republic Bank Limited  2007-12-11  Registered 

Loan Note  Debt  TT$295,000,000  ANSA McAL Limited  2007-04-12  Registered 

Series 2 - 150 day Commercial Paper  Debt  TT$45,500,000  Angostura Limited  2007-05-10  Registered 

Ten Year Fixed Rate Bond due 2018  Debt  US$13,400,000  Port Authority of Trinidad and Tobago  2007-08-24  Registered 

Medium Term Floating Noted due 2010  Debt  US$400,000,000  ANSA McAL Limited  2007-09-25  Registered