Order Re: Exemption for Scotiabank Caribbean Holdings Ltd and approval for fit and proper to be substantial shareholder

In the Matter of an Application by the Fitzwilliam, Stone, Furness-Smith & Morgan for Scotiabank Caribbean Holdings Ltd.’s Exemption from certain requirements of the Securities Industry (Take-Over) By-Laws, 2005 AND In the Matter of an Application Fitzwilliam, Stone, Furness-Smith & Morgan (“Fitzco”) for Scotiabank Caribbean Holdings Ltd. to be approved as fit and proper to …

Continue reading

Order Re: De-Registering of Schroder International Selection Fund Global Energy

In The Matter of an Application by Schroder International Selection Fund to the Trinidad and Tobago Securities and Exchange Commission for a Declaration that Schroder International Selection Fund is no longer a Reporting Issuer and the de-registering of Schroder International Selection Fund Global Energy AND In the Matter of Sections 71(1)(b) and …

Continue reading

Review and Revision of the Trinidad and Tobago Securities Industry Act 1995 and Related By-laws and Associated Legislation – Addendum to Inception Report

The purpose of this Addendum to the Inception Report (the “Addendum”) is to elaborate and provide greater detail to the recommendations made in the Inception Report and to address comments received from the TTSEC and market participants in Trinidad and Tobago. Review and Revision of the Trinidad and Tobago Securities …

Continue reading

Review and Revision of the Trinidad and Tobago Securities Industry Act 1995 and Related By-laws and Associated Legislation – Inception Report

The purpose of this Inception Report is to provide a starting point for the review, to give it shape and direction, and to provide the consultants’ preliminary views as to recommended legislative and policy changes within the scope of the mandate. Review and Revision of the Trinidad and Tobago Securities …

Continue reading