The Securities Act, 2012, allowed for the expansion of the Board of Commissioners to no more than nine (9) nor fewer than five (5) members including the Chairman, the Deputy Chairman, an attorney at law of at least ten (10) years standing and a representative from the Ministry of Finance. …
Our vision is “To be an innovative regulator of a thriving securities market, enabling economic development for the benefit of all.” Our mission is “Instilling confidence in the securities market by protecting investors, promoting sustainable market growth, and reducing systemic risk, through collaboration and innovation.”
The Securities Industry Act (SIA 1995) was proclaimed in 1997, ushering in a new regime in the securities market in Trinidad and Tobago and giving birth to the Securities and Exchange Commission (“the Commission”). In December 2012 the SIA 1995 was repealed and replaced by the Securities Act (SA 2012) “an …
