Domestic

MoU among CBTT, FIU and TTSEC

June 2019

This Memorandum of Understanding (“Memorandum”) is entered into among the Central Bank of Trinidad and Tobago (CBTT), the Financial Intelligence Unit (FIU) and the Trinidad and Tobago Securities and Exchange Commission (TTSEC).

This memorandum sets forth a statement of intent to consult, cooperate and exchange information in respect of the supervision and oversight of Regulated Persons and Unregulated Persons in a manner consistent with, and permitted by, the Laws, Regulations and Rules that govern the Authorities.

Through the mechanisms set up by this Memorandum, the Authorities agree to establish a formal basis for consultation, cooperation and information exchange to enable the Authorities to perform their respective duties and functions effectively according to the Laws and Regulations and Rules.

Read more here—> MoU among CBTT FIU and TTSEC – June 2019

 

Financial Intelligence Unit (FIU)

21st May 2014

On Wednesday May 21, the three regulators in the financial sector, the Trinidad and Tobago Securities and Exchange Commission (TTSEC), Financial Intelligence Unit (FIU) and the Central Bank of Trinidad and Tobago (CBTT), formalised an agreement concerning cooperation and information sharing. This agreement will result in greater co-ordination and co-operation in order to facilitate the investigation and prosecution of persons suspected of money laundering and terrorist financing as well as the criminal activity related thereto.

Some of the main issues which gave rise to the formal execution of this agreement were the absence of a formalised process for the sharing of information; the appearance of arbitrary and unauthorised requests for information; and the concern surrounding confidential information and resulting liability. This Memorandum therefore sets forth a statement of intent by these authorities to establish a framework to facilitate the exchange of information relating to their respective functions and duties. It is anticipated that co-operation will be achieved primarily through written requests, ongoing consultations, periodic meetings, training events and other practical arrangements as may be developed by the Authorities.

TTSEC and FIU MMOU sign

Executed MoU TTSEC and FIU

 

Securities Dealers Association of Trinidad and Tobago (SDATT)

8th January 2014

The Trinidad and Tobago Securities and Exchange Commission (TTSEC) conducted its first stakeholder outreach meeting for 2014 with the Securities Dealers Association of Trinidad and Tobago (SDATT) and executed a protocol governing their relationship at the Courtyard Marriott Hotel on January 8th, 2014.

sdatt mmou signing 08-jan-2014

Executed Protocol TTSEC and SDATT

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