SENIOR FINANCIAL RESEARCH OFFICER IN THE MARKET, REGULATION AND SURVEILLANCE DIVISION (MR&S)

A.    Job Summary

Perform and/or guide the review of activities/assignments to ensure registrants’ adherence to the Securities Act, 2012, its By-Laws, the Take-Over By Laws, 2005, relevant provisions of the Companies Act, 1995 and other applicable legislation and guidelines.  Provide critical support to the Director in driving the achievement of the Division’s operational and strategic mandate.

Full details here–> Senior Financial Research Officer (MR&S) – July 2022

 

FINANCIAL RESEARCH OFFICER IN THE DISCLOSURE, REGISTRATION AND CORPORATE FINANCE (DR&CF) DIVISION

A.    Job Summary

The Financial Research Officer contributes to the Commission’s objective of the development of the securities market while promoting investor protection by reviewing, analyzing and processing applications for registration of securities and registrants, as well as ongoing disclosure documents to ensure compliance with securities legislation, guidelines and policies.

Full details here—> Financial Research Officer (DRCF) – July 2022