Filing Obligations in the Securities Market

In previous articles, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) explained the various types of entities registered to conduct business activities in the securities market. Over the next two (2) articles, the TTSEC will discuss the filing obligations of these entities, specifically, the Reporting Issuer and Registrants. From September 2019 to September 2020, the securities market has shown significant growth of approximately 34% in the number of entities authorised to conduct business, as seen in Table 1.


Read more here—> Filing obligations in the securities market


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