Registrants Disclosure and Filing Obligations in the Securities Market

In this week’s article, we will discuss the disclosure and filing obligations of Registrants under section 51 of the Securities Act, 2012 (“SA 2012”). According to the legislation, Registrants are defined as persons registered or required to be registered under Part IV of the Act, these include entities conducting  business activities of Investment Advisers, Broker-Dealers and Underwriters.


Read more —–> Filing obiligations in the securities market


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