Local Mutual Fund

Documents to submit:

• Statement that the Sponsor has invested Initial Capital of TT$5 million
• Draft Prospectus
• Checklist for Prospectuses of Collective Investment Schemes
• Prospectus Filing Fees, TT$10,000 per fund.
• Trustee Deed/Declaration of Trust
• Custodianship Agreement
• Management Agreement
• Investment Adviser Agreement
• Custodian Agreement
• Administrative Services Agreement.
• Any other Legal Documents/Managerial Agreements constituting the fund

Note – The required submissions for registration include but are not limited to the above

September 28, 2006