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Author Archives: Natalie Millington-Walters

TTSEC- Investment Scam Alert

The TTSEC wishes to alert the general public regarding the evolving tactics of certain investment scams that have recently come to its attention.   Investment Scam Alert 2025 No.1

Natalie Millington-Walters •20 Feb 2025Notices, Uncategorized

PUBLIC NOTICE – Persons and Entities Not Registered with TTSEC

  The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. As part of its mandate to educate the public on the securities industry, we issue this Public Notice (“Notice”) to provide investors and the general public with essential information …

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Natalie Millington-Walters •19 Feb 2025Notices

Media Release – Investment Scammers Evolving Tactics

Media Release – Investment Scammers Evolving Tactics- Feb 18

Natalie Millington-Walters •18 Feb 2025Media Releases

TTSEC CEO Pays Courtesy Call on FSC Jamaica

The Financial Services Commission (FSC) of Jamaica hosted Mr. Kester Guy, Chief Executive Officer of the Trinidad and Tobago Securities Commission (TTSEC), during a courtesy call with Lt. Col. Keron Burrell, Executive Director of the FSC, on Friday, January 24, 2025.   See Media Release: Media Release -TTSEC CEO Pays …

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Natalie Millington-Walters •17 Feb 2025Media Releases
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    TTSEC

    • Home
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      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
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      • Complaints Online Form
      • Brochure – How to Complain
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