This week we look at Global Money Week (GMW) and its significance as an annual global awareness-raising campaign on the importance of ensuring that young people, from an early age, are financially informed and are acquiring the knowledge, skills, attitudes, and behaviours necessary to make sound financial decisions and achieve …
TCL – Material Litigation
In the Matter of Contraventions of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General) By-Laws, 2015 By Capital Markets Elite Group (Trinidad and Tobago) Limited Read more ->Contravention Order re Capital Markets …
SGEF-Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville
THE PORTFOLIO MANAGER BY-LAWS, 2021 PART I PRELIMINARY Draft Portfolio Manager By-laws 2021 – March 22nd 2021 for publication Revised Statement of Substance Purpose re Draft By-Laws for PM By-Laws 2021 – FINAL
In the Matter of Section 7(n) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of the Development and Implementation of a Centralized Repository and Registration System by the Trinidad and Tobago Securities and Exchange Commission Final – Order …
JMMBTTL – Change to Senior Officer – Devati Mooleedhar
In last week’s article, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) outlined the main disclosure and filing requirements of the Reporting Issuer. In this article, we will discuss the disclosure and filing obligations of Registrants under section 51 of the Securities Act, 2012 (“SA 2012”). According to the …
In previous articles, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) explained the various types of entities registered to conduct business activities in the securities market. Over the next two (2) articles, the TTSEC will discuss the filing obligations of these entities, specifically, the Reporting Issuer and Registrants. From …
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) today, Tuesday 22nd September, 2020, launched its online business solution to the securities market that is expected to revolutionise the way in which the securities industry is regulated. The Electronically Advanced Submission interface or EASi platform will enable market players to …
