PLD – Change to Board of Directors – Sheldon Baptiste
PLD – Change to Board of Directors- Sheldon Baptiste
Category Archives: Uncategorized
Media Release – Women Urged to Present With Confidence at TTSEC International Women’s Day Celebrations
Caption: Female Leaders of the TTSEC share a light moment with Guest Speaker Dr. Ingrid Lashley. From L – R: Ms. Lystra Lucillio – Deputy – Chief Executive Officer, Ms. Glenis Potts, General Counsel, Mrs. Hazel Ramsingh-Persad, Director Corporate Services, Dr. Ingrid Lashley, Corporate Governance Specialist, Ms. Angela D. Hordatt, …
TTSEC- Investment Scam Alert
The TTSEC wishes to alert the general public regarding the evolving tactics of certain investment scams that have recently come to its attention. Investment Scam Alert 2025 No.1
Contravention Order – Samaan Tree Fund – $1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Samaan Tree Fund Contravention Order – Samaan Tree Fund – $1,000.00
Stress Testing and the Securities Market
Stress Testing and the Securities Market
TTSEC Bi-Annual Market Newsletter Issue #33
TTSEC Market Newsletter – News and Updates from the Commission – Issue #33. This publication features articles on TTSEC Strategic Stakeholder Engagement Forum, Securities (Collective Investment Scheme) Bye-Laws, 2023, Risk Based Capital and Liquidity Requirements, Your Financial Shield – Understanding TTSE Contingency Fund & TTCD Settlement Assurance Fund, Beneficial Ownership, …
Circular Letter Re: Enhanced Risk-Based Supervision (RBS) Framework
Circular Re: Implementation of the Trinidad and Tobago Securities and Exchange Commission’s Enhanced Risk-Based Supervision Framework The Trinidad and Tobago Securities and Exchange Commission (“the TTSEC”) has enhanced its framework for the risk-based supervision (“RBS”) of persons registered under Section 51(1) of the Securities Act, Chapter 83:02 of the Laws …
Circular Letter – Notification of Prescribed form for Transmission of Sensitive Personal Info
NOTIFICATION OF PRESCRIBED FORM FOR TRANSMISSION OF SENSITIVE PERSONAL INFORMATION UNDER THE TAX INFORMATION EXCHANGE AGREEMENTS (UNITED STATES OF AMERICA) ACT 2017 (“TIEAA”) Reference is made to section 17(3) of the Tax Information Exchange Agreements (United States of America) Act, 2017 (“TIEAA”) which requires a reporting financial institution to notify …
Significance of Global Money Week
This week we look at Global Money Week (GMW) and its significance as an annual global awareness-raising campaign on the importance of ensuring that young people, from an early age, are financially informed and are acquiring the knowledge, skills, attitudes, and behaviours necessary to make sound financial decisions and achieve …
TCL – Material Litigation
TCL – Material Litigation