Circular Letter Re: Enhanced Risk-Based Supervision (RBS) Framework

Circular Re: Implementation of the Trinidad and Tobago Securities and Exchange Commission’s Enhanced Risk-Based Supervision Framework

The Trinidad and Tobago Securities and Exchange Commission (“the TTSEC”) has enhanced its framework for the risk-based supervision (“RBS”) of persons registered under Section 51(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”).
The revised framework includes emerging risks, such as: the impact of climate change, cyber security risk, and the separation of risk/impact assessments.


Continue reading—> 20230704 Circular Letter – RBS


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