The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) today, Tuesday 22nd September, 2020, launched its online business solution to the securities market that is expected to revolutionise the way in which the securities industry is regulated. The Electronically Advanced Submission interface or EASi platform will enable market players to …
Are you worried about your future and whether you will have enough money to live comfortably during your retirement years? Have you ever thought about increasing your wealth and investing in the local securities market? Are you interested in investing, but don’t know how or where to start? Without the …
CMBL – Change of Senior Officer – Rozette Maharaj
STATEMENT OF SUBSTANCE & PURPOSE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’s DRAFT BY LAWS 2020 for creation of a PORTFOLIO MANAGER Statement of Substance Purpose re Draft By-Laws for PM
In The Matter of Sections 51(1) (a), 155(1A) (c) and 159(10) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In The Matter of an Application by Mondial (Trinidad) Limited, a Registered Investment Adviser, for Exemption from Registering as a Broker-Dealer …
Mark Twain once exhorted, “You’re never wrong to do the right thing”. This remains sound guidance and very much applicable when participating in the capital markets. Market actors are fully cognisant of the types of conduct and behaviours, which while falling short of the ambit of the law, are outright …
In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the act”) and Part VIII of the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Rules”) And In the Matter of the application for, and purchase of, 659,588 First Citizens …
In the Matter of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago (“the Act”) and Part VIII of the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Rules”) And In The Matter of the application for, and purchase of, 659,588 First Citizens …
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By KCL Capital Market Brokers Limited Contravention Order re KCL Capital Market Brokers Limited – $9,000.00
The Commission hereby provides notice that a draft of the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”) and a Statement of Substance and Purpose are now available for comment (send to: cisby-laws@ttsec.org.tt). These Draft CIS By-Laws are being proposed under section …
