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Author Archives: TTSEC

TTSE Weekly Bulletin 24th December 2014

TTSE Weekly Bulletin 24-12-14.pdf –

TTSEC •24 Dec 2014Weekly Bulletin TTSE Weekly Bulletin 24-12-14.pdf

SBTTGFI – Change to Board of Directors – Marcel Schroder

SBTTGFI – Change to Board of Directors – Marcel Schroder

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TTSEC •23 Dec 2014Material Change Filings, material change, SBTTGFI

SBTTFIF – Change to Board of Directors – Marcel Schroder

SBTTFIF – Change to Board of Directors – Marcel Schroder

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TTSEC •23 Dec 2014Material Change Filings, material change, SBTTFIF

Massy – Change to Board of Directors – Robert Riley

Massy – Change to Board of Directors – Robert Riley

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TTSEC •23 Dec 2014Material Change Filings, Massy, Material Changes

TTSE Weekly Bulletin 19-12-14

TTSE Weekly Bulletin 19-12-14

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TTSEC •22 Dec 2014Material Change material change

UCL- Change to Executive Management (Ms. Shelly Ann Simon Mc Kell)

UCL- Change to Executive Management (Ms. Shelly Ann Simon Mc Kell)

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TTSEC •19 Dec 2014Material Change material change

TTSE Weekly Bulletin 19th December 2014

TTSE Weekly Bulletin 19-12-14.pdf –

TTSEC •19 Dec 2014Weekly Bulletin TTSE Weekly Bulletin 19-12-14.pdf

FFL – Change to the Board of Directors (Mr. Marting Daly S.C.)

FFL – Change to the Board of Directors (Mr. Marting Daly S.C.)

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TTSEC •18 Dec 2014Material Change material change

Order re Barclays Wealth and Investment Management

In the Matter of an Application by Barclays Wealth and Investment Management for the removal of Barclays Investment Funds (Luxembourg) from the Commission’s Register of Mutual Funds

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TTSEC •16 Dec 2014Orders Barclays, order, TTSEC

Order re de-registration of Trinidad Select Index Fund

In the Matter of an Application by JMMB Securities Limited for the de-registration of Trinidad Select Index Fund Limited as a Reporting Issuer and a Collective Investment Scheme

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TTSEC •16 Dec 2014Orders de-registration, order, TTSEC
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  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
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      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
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    • Publications and Research
      • Annual Reports
      • Published Articles
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      • COVID-19
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