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Author Archives: TTSEC

Order re CXN fees exemption

In the Matter of an Exemption from Initial Registration Fees in respect of Applications by Foreign Securities Companies, Brokers and Traders that wish to Trade on the Trinidad and Tobago Stock Exchange via the Caribbean Exchanges Network Arrangement.

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TTSEC •11 Mar 2013Orders CXN, order

International Women s Day message

In commemoration of International Women’s Day and in an effort to raise the level of awareness with regard to women and investing, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) is pleased to provide this article.

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TTSEC •8 Mar 2013Investor Articles Adults, International Women's Day, investing, Investor Education, TTSEC, women, women as investors

Market Activity Report – March 2013

Market Activity Report March 2013.pdf

TTSEC •1 Mar 2013Market Activity Report

Media release – IE competition

The TTSEC, the country’s securities market regulator, has partnered with the Trinidad and Tobago Stock Exchange Limited (TTSE) to host an investor education competition for youths of Trinidad and Tobago who are between the ages of 18 to 25 years.

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TTSEC •18 Feb 2013Media Releases competition, Investor Education, securities market, TTSE, TTSEC

Order for settlement re Life Settlements Funds Ltd.

In The Matter of a Contravention of
Section 64(3) of the Securities Industry Act, No.32 of 1995

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TTSEC •8 Feb 2013Orders (Contraventions) contravention, order, settlement

Order for Grace Kennedy Ltd re exemption of Take over by-laws

In the Matter of an Application by Grace Kennedy Limited for an Exemption from Take Over By-Laws 11, 12, 13, 14 and 16 pursuant to an applicant under Take Over By-Law 5 of the Security Industries Take Over By-Laws 2005

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TTSEC •8 Feb 2013Orders exemption, Grace Kennedy, order, TTSEC

Market Activity Report – February 2013

Market Activity Report February 2013.pdf

TTSEC •1 Feb 2013Market Activity Report

CLICO Order for exemption from CIS guidelines

The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only

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TTSEC •18 Jan 2013Orders CIS, Guidelines, orders, TTSEC

The proclamation of the Securities Act 2012

The Trinidad and Tobago Securities and Exchange Commission advises the public and all Market Actors that The Securities Act, 2012
was proclaimed by His Excellency, The President of the Republic of Trinidad and Tobago on December 28, 2012

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TTSEC •7 Jan 2013Media Releases legislation, media release, Securities Act

Market Activity Report – January 2013

Market activity report january 2013

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TTSEC •1 Jan 2013Reports market activity report
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    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
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