Tag Archives: CIS
Order re: Exemption of Trust Form CIS from Certain Disclosure Requirements
In the Matter of Section 155 (1A)(c) of the Securities Act, Chap. 83:02 and In the Matter of an exemption of Trust-Form Collective Schemes from certain reporting and disclosure requirements under the Act and Guidelines, the delegation of exemptive powers to the Chief Executive Officer and certain matters related thereto. …
CLICO Order for exemption from CIS guidelines
The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only
Proposed Collective Investment Scheme By-Laws 2007
These By-Laws may be cited as the Collective Investment Scheme By-Laws
Amendment to Policy Guideline 11.1
This is the amendment to Policy Guideline 11.1. All other provisions of the 1998 guideline remain as originally issued.
Promotion Presentation standards for Collective Investment Schemes
Advertisements and promotional material exhibiting performance information are key marketing tools in the promotion of securities issued by Collective Investment Schemes (“CISs”) to the investing public.