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Tag CIS

Tag Archives: CIS

What is a Security?

Over the years market actors have been evolving their products and services to keep abreast of changes in the securities market. This is necessary to meet the increasing demands of investors for various types of securities. In this article, we will  explain what is a security and also discuss the …

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Nicole Bachan •14 Oct 2020Published Articles Bonds, CIS, Collective Investment Schemes, Mutual Funds, securities, Security, Stocks, TTSEC

Order re: Exemption of Trust Form CIS from Certain Disclosure Requirements

In the Matter of Section 155 (1A)(c) of the Securities Act, Chap. 83:02 and In the Matter of an exemption of Trust-Form Collective Schemes from certain reporting and disclosure requirements under the Act and Guidelines, the delegation of exemptive powers to the Chief Executive Officer and certain matters related thereto. …

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Nicole Bachan •13 Nov 2018Orders CIS, exemption, order, Trus, TTSEC

CLICO Order for exemption from CIS guidelines

The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only

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TTSEC •18 Jan 2013Orders CIS, Guidelines, orders, TTSEC

Proposed Collective Investment Scheme By-Laws 2007

These By-Laws may be cited as the Collective Investment Scheme By-Laws

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TTSEC •14 Apr 2008Proposed By-Laws by-laws, CIS

Amendment to Policy Guideline 11.1

This is the amendment to Policy Guideline 11.1. All other provisions of the 1998 guideline remain as originally issued.

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TTSEC •31 Oct 2007Guidelines amendment, CIS, designated territory, Guideline, TTSEC

Promotion Presentation standards for Collective Investment Schemes

Advertisements and promotional material exhibiting performance information are key marketing tools in the promotion of securities issued by Collective Investment Schemes (“CISs”) to the investing public.

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TTSEC •27 Jun 2005Guidelines CIS, presentation standards
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    TTSEC

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