Attached are Guidance Documents to complement the Securities (Collective Investment Schemes) Bye-Laws, 2023 (the “Bye-laws”). These market guidance documents covers: The content of the constituent documents for collective investment schemes; Promotion Presentation Standards for collective investment schemes; The content of Key Facts Statements for collective investment schemes; and The content …
Over the years market actors have been evolving their products and services to keep abreast of changes in the securities market. This is necessary to meet the increasing demands of investors for various types of securities. In this article, we will explain what is a security and also discuss the …
In the Matter of Section 155 (1A)(c) of the Securities Act, Chap. 83:02 and In the Matter of an exemption of Trust-Form Collective Schemes from certain reporting and disclosure requirements under the Act and Guidelines, the delegation of exemptive powers to the Chief Executive Officer and certain matters related thereto. …
The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only
These By-Laws may be cited as the Collective Investment Scheme By-Laws
This is the amendment to Policy Guideline 11.1. All other provisions of the 1998 guideline remain as originally issued.
Advertisements and promotional material exhibiting performance information are key marketing tools in the promotion of securities issued by Collective Investment Schemes (“CISs”) to the investing public.
