Onboarding Guidelines-Joint Regulatory Guidance – COVID-19 Measures
JOINT REGULATORY GUIDANCE ON COMPLYING WITH AML/CFT VERIFICATION REQUIREMENTS IN LIGHT OF COVID-19 MEASURES Trinidad and Tobago and the […]
JOINT REGULATORY GUIDANCE ON COMPLYING WITH AML/CFT VERIFICATION REQUIREMENTS IN LIGHT OF COVID-19 MEASURES Trinidad and Tobago and the […]
Sale and Repurchase Agreements Guidelines-July 2018
The proposed amendments to the Repurchase Agreement Guidelines of April, 2012 (the “proposed amended Guidelines”) are being made pursuant to
The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only
As the designated \’Supervisory Authority\’ under the Financial Obligations Regulations 2010, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) reminds all securities dealers and investment advisors
of their obligations
On April 23rd 2012, the Trinidad & Tobago Securities & Exchange Commission launched the Repurchase Agreement Guidelines to participants in the securities market.
The Commission wishes to advise that the effective implementation date of the Repurchase Agreement Guidelines is July 23rd 2012.
The Commission recognizes the need for the regulation of the Repurchase Agreement Market, not only due to the mandate of the Commission under the Securities Industry Act, 1995 to ensure the orderly development of the capital market, but also as a result of the size of the industry and the potential systemic risks that are posed to the financial system if the market is left unregulated.
The Trinidad and Tobago Securities and Exchange Commission has published its Guidelines for Repurchase agreements(Repos) which take effect from May 3rd 2010. These guidelines were developed after consultation with the market.