Order for settlement re La Brea Industrial Development Company Limited
In The Matter of a Contravention of
Section 64 (3) of the Securities Industry Act, 1995 By La Brea Industrial Development Company Limited
Author Archives: TTSEC
TTSEC obtains Judgment in case involving Securities Laws violations
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) recorded a landmark victory last week when High Court Judge Madame Justice Judith Jones handed down her ruling in a case brought by the TTSEC against Lawrence Cole, Alpha Savings and Trust Ltd. and others.
Decision in High Court matter re TTSEC vs Lawrence Cole et al
Having investigated complaints from investors regarding the actions of Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operatives the TTSEC has received a judgement in the High Court against the defendants
High Court order re Lawrence Cole, Alpha Savings and Trust Ltd., et al
The Trinidad and Tobago Securities and Exchange Commission has received judgment in the matter brought in the High Court against Lawrence Cole, Alpha Savings and Trust Ltd and other related entities
Order for settlement re National Enterprises Limited
In The Matter of a Contravention of
Section 66 (2) of the Securities Industry Act, No. 32 of 1995 And By-Law 55(1) of the Securities Industry By-Laws, 1997 By National Enterprises Limited
Order re Ansa Merchant Bank Ltd.
In the Matter of an Application By ANSA Merchant Bank Limited And In the Matter of The Securities Industry Act, No. 32 of 1995
Order for settlement re Nestle Trinidad and Tobago Limited
In The Matter of a Contravention of Section 64 (3) of the Securities Industry
Act No. 32 of 1995 By Nestle Trinidad and Tobago Limited
Public Notice
Over the period April 1, 2010 to March 31st 2011 certain entities’ registrations with the Commission expired.
Market Activity Report – April 2011
Market Activity Report April 2011.pdf
Registrant Listing
The Commission has provided a listing of companies and individuals registered to sell securities as at March 31st 2011