Circular Letter re TIEAA Guidelines – Period of Review for Internal and External Audit Reports

CIRCULAR LETTER ISSUED TO: BROKER-DEALERS, UNDERWRITERS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 PERIOD OF REVIEW FOR INTERNAL/EXTERNAL AUDIT REVIEWS PURSUANT TO SECTIONS 8.1 and 8.3 OF THE GUIDELINES ON THE IMPLEMENTATION OF THE TAX INFORMATION EXCHANGE AGREEMENTS, 2017 (“TIEAA GUIDELINES”)   Circular Letter re TIEAA Guidelines – Period of …

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TIEAA Circular Letter

CIRCULAR LETTER ISSUED TO: BROKER-DEALERS, UNDERWRITERS AND INVESTMENT ADVISERS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 GUIDELINES ON THE IMPLEMENTATION OF THE TAX INFORMATION EXCHANGE AGREEMENTS (UNITED STATES OF AMERICA) ACT 2017 (“TIEAA”) (“GUIDELINES”)   TIEAA Circular Letter