NOTIFICATION OF PRESCRIBED FORM FOR TRANSMISSION OF SENSITIVE PERSONAL INFORMATION UNDER THE TAX INFORMATION EXCHANGE AGREEMENTS (UNITED STATES OF AMERICA) ACT 2017 (“TIEAA”) Reference is made to section 17(3) of the Tax Information Exchange Agreements (United States of America) Act, 2017 (“TIEAA”) which requires a reporting financial institution to notify …
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By National Flour Mills Limited Contravention Order re National Flour Mills Limited – $1,000
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Telecommunications Services of Trinidad and Tobago Limited Contravention Order re TSTT – $5,000
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Flour Mills Limited Contravention Order re National Flour Mills Limited – $11,600
In the Matter of the Contravention of Section 136(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Allison Mais Contravention Order re Allison Mais – $14,700
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By L.J. Williams Limited Contravention Order re L.J. Williams Limited – $1,000
CIRCULAR LETTER ISSUED TO: BROKER-DEALERS, UNDERWRITERS AND INVESTMENT ADVISERS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 GUIDELINES ON THE IMPLEMENTATION OF THE TAX INFORMATION EXCHANGE AGREEMENTS (UNITED STATES OF AMERICA) ACT 2017 (“TIEAA”) (“GUIDELINES”) TIEAA Circular Letter
This publication of the Trinidad and Tobago Securities and Exchange Commission provides an overview of the securities market for the period July to December 2021. View the full publication here—> Securities Market Bulletin – Issue 9
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) advises the public of certain amendments to the Securities Act Chapter 83:02 (“the Act”) of the Laws of the Republic Of Trinidad and Tobago. A new Section 165A has been inserted after the existing Section 165 of the Act to provide for …
TTSEC – Trinidad and Tobago Securities and Exchange Commission advises the public of certain amendments to the Securities Act Chapter 83:02 (“the Act”) of the Laws of the Republic of Trinidad and Tobago. A new Section 165A has been inserted after the existing Section 165 of the Act to provide …
