In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 210 [Bargains Put-Through the Market] and the repeal and replacement of Rule 227 [Closing of Market] of …
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT, CHAPTER 22:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO In compliance with Sections 7, 8 and 9 of the Freedom of Information Act (the “FOIA”). In accordance with Sections 7, 8 and …
Notice for Written Comments TTSE Rule 203 STATEMENT OF SUBSTANCE AND PURPOSE- Rule 203 – Ex Condition Trading
CIRCULAR LETTER ISSUED TO: BROKER-DEALERS, UNDERWRITERS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 PERIOD OF REVIEW FOR INTERNAL/EXTERNAL AUDIT REVIEWS PURSUANT TO SECTIONS 8.1 and 8.3 OF THE GUIDELINES ON THE IMPLEMENTATION OF THE TAX INFORMATION EXCHANGE AGREEMENTS, 2017 (“TIEAA GUIDELINES”) Circular Letter re TIEAA Guidelines – Period Of …
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago & By-Law 47(c) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re WASA – $1,472,800.00
In the Matter of the Contravention of By-Law 40 of the Securities (General) By-Laws, 2015 By B3V Holdings Limited Contravention Order re B3V Holdings – $6,400.00
In the Matter of the Contravention of section 65(1) of the Securities Act, Chapter 83:02of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re WASA – $1,139,600.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority Contravention Order re WASA – $40,200.00
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Water and Sewerage Authority Contravention Order re WASA – $256,800.00
NOTIFICATION OF PRESCRIBED FORM FOR TRANSMISSION OF SENSITIVE PERSONAL INFORMATION UNDER THE TAX INFORMATION EXCHANGE AGREEMENTS (UNITED STATES OF AMERICA) ACT 2017 (“TIEAA”) Reference is made to section 17(3) of the Tax Information Exchange Agreements (United States of America) Act, 2017 (“TIEAA”) which requires a reporting financial institution to notify …
