Contravention Order re Scotia Caribbean Income Fund Inc. – $10,800.00 – 31st August 2021

In the Matter of the Contravention of 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By Scotia Caribbean Income Fund Inc.   Read More >>> Contravention Order re Scotia Caribbean Income Fund …

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Contravention Order re National Enterprises Limited – $183,600.00 – 31st August 2021

In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By National Enterprises Limited   Read More >>>>Contravention Order re National Enterprises Limited – $183,600.00 – …

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Contravention Order re National Enterprises Limited – $210,800.00 – 31st August 2021

In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Enterprises Limited   Read more >>> Contravention Order re National Enterprises Limited – $210,800.00 …

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Contravention Order re Bourse Securities Limited – $6,400.00 – 31st August 2021

In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General), By-Laws 2015 By Bourse Securities Limited   Read more->Contravention Order re Bourse Securities Limited – $6,400.00 – 31st …

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Contravention Order re Sagicor Finacial Company Limited – $25,200.00 – 17th August 2021

In the Matter of the Contravention of Section 64(1)(c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Sagicor Financial Company Limited.   Read More >>> Contravention Order re Sagicor Finacial Company Limited – $25,200.00 – 17th August 2021