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Contraventions

Category Archives: Orders (Contraventions)

Contravention Order Re: FCL Financial Limited By Law 27

In The Matter of the Contravention of By-Law 27(1)(d) of the Securities (General) By-Laws 2015 By FCL Financial Limited Contravention Order re FCL Financial Limited By Law 27

Nicole Bachan •20 Apr 2018Contraventions, Orders, Orders (Contraventions) contravention, order, TTSEC

Contravention Order re: L.J. Williams Limited

In The Matter of the Contravention of Section 61(2) of the Securities Act, 2012 By L.J. Williams Limited Contravention Order re L.J. Williams Limited

Nicole Bachan •18 Apr 2018Contraventions, Orders, Orders (Contraventions) contravention, LJ Williams, order, TTSEC

Contravention Order re: Water and Sewerage Company of Trinidad and Tobago

In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 By Water and Sewerage Authority of Trinidad and Tobago   Contravention Order re Water and Sewerage Company of Trinidad and Tobago

Nicole Bachan •28 Mar 2018Contraventions, Orders, Orders (Contraventions) order, TTSEC Contravention, WASA

Contravention Order re: Colonial Life Insurance Company (Trinidad) Limited

In The Matter of the Contravention of  Section 136(2) of the Securities Act, 2012 by Colonial Life Insurance Company (Trinidad) Limited Contravention Order re Colonial Life Insurance Company (Trinidad) Limited  

Nicole Bachan •23 Feb 2018Contraventions, Orders, Orders (Contraventions) Colonial Life Insurance, contravention, order, TTSEC

Contravention Order re: Water and Sewerage Authority Filing Revised Registration Statement

In The Matter of the Contravention of Section 61(2) of the  Securities Act, 2012 by Water and Sewerage Authority Contravention Order re WASA

Nicole Bachan •22 Feb 2018Contraventions, Orders, Orders (Contraventions) contravention, Contravention Order, order, TTSEC, Water and Sewerage Authority

Contravention Order re: The National Football Stadium Company Limited SA TT$1,500.00

In The Matter of the Contravention of Section 64 (1)(a)  of the Securities Act, 2012 By The National Football Stadium Company Limited Contravention Order re The National Football Stadium Company Limited Sect 64 SA

Nicole Bachan •16 Feb 2018Contraventions, Orders, Orders (Contraventions) contravention, National Football Stadium, order, Settlement Agreement, TTSEC

Contravention Order re: The National Football Stadium Company Limited Admin Fine TT$30,900.00

In The Matter of the Contravention of Section 64 (1)(a)  of the Securities Act, 2012  By The National Football Stadium Company Limited Contravention Order re The National Football Stadium Company Limited Admin Fine

Nicole Bachan •16 Feb 2018Contraventions, Orders, Orders (Contraventions) Administrative Fine, contravention, Fine, National Football Stadium, order, TTSEC

Contravention Order re: The National Football Stadium Company Limited Admin Fine

In The Matter of the Contravention of Section 64 (1)(a) of the Securities Act, 2012 By The National Football Stadium Company Limited Contravention Order re The National Football Stadium Company Limited Sect 64 Admin Fine

Nicole Bachan •16 Feb 2018Contraventions, Orders, Orders (Contraventions) contravention, national Footbal Stadium, order, TTSEC

Contravention Order re: Stephen Burris By-Law 67(2)

In The Matter of the Contravention of By-Law 67(2) of The  Securities (General) By-Laws, 2015 By Stephen Burris Contravention Order re Stephen Burris

Nicole Bachan •6 Feb 2018Contraventions, Orders, Orders (Contraventions) contravention, order, Stephen Burris, TTSEC

Contravention Order re: Haroon Husain Section 87 (1)(a)

In The Matter of the Contravention of Section 87(1)(a) of the Securities Act, 2012 By Haroon Husain Contravention Order re Haroon Husain

Nicole Bachan •6 Feb 2018Contraventions, Orders, Orders (Contraventions) contravention, Haroon Husain, order, TTSEC
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    TTSEC

    • Home
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