Trader in Securities

Documents to be submitted for renewal of registration:

  • Renewal fee of TT$5,000;
  • Registration Statement Form No. 2 (To be dated and signed by the individual and supervising Broker);
  • A statement signed by the individual stating that he/she has no interests, direct or indirect which may conflict with or be likely to affect the conduct and integrity of his/her business as a Trader in Securities;
  • A statement signed by the individual indicating that there is no bankruptcy order made against him/her that remains undischarged;¬†and
  • Two passport size photos

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