Trader in Securities
Documents to be submitted for renewal of registration:
- Renewal fee of TT$5,000;
- Registration Statement Form No. 2 (To be dated and signed by the individual and supervising Broker);
- A statement signed by the individual stating that he/she has no interests, direct or indirect which may conflict with or be likely to affect the conduct and integrity of his/her business as a Trader in Securities;
- A statement signed by the individual indicating that there is no bankruptcy order made against him/her that remains undischarged; and
- Two passport size photos