Documents to submit:

• Form No. 2 dated and signed by Applicant and Supervising Broker
• Registration fee of TT$5,000.00
• Police Certificate of Character
• A statement indicating that there is no bankruptcy order made against him that remains undischarged
• A statement signed by the applicant stating that he/she has no interests, direct or indirect which may conflict with or likely to affect the conduct and integrity of his business as a trader
• A letter from the company advising:
  • the effective date of employment of the applicant
  • stating the applicant’s position in the company
  • that he/she is under the direction and supervision of a broker (state the broker’s name) employed with them
• Two passport sized photographs

Note – The required submissions for registration include but are not limited to the above

December 31, 2008