In The Matter of a Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General), By-Laws 2015 By Firstline Securities Limited. Order – Firstline Securities Limited- $154,000.00
In The Matter of a Contravention of Section 56(4) of the Securities Act Chapter 83:02 and By-Law 53(2) of the Securities (General), By-Laws 2015 of the Laws of the Republic of Trinidad and Tobago By NCB Merchant Bank (Trinidad and Tobago) Limited. Order – NCB Merchant Bank (Trinidad and …
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law47(c) of the Securities (General) By-Laws, 2015 By Nestle Trinidad and Tobago Limited. Order – Nestle Trinidad and Tobago Limited – $2,000.00
In the Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) by Law 2015 By Trinidad and Tobago NGL Limited. Order – Trinidad and Tobago NGL Limited – $28,500.00
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) by Law 2015 By Trinidad and Tobago NGL Limited. Order – Trinidad and Tobago NGL Limited- $19,500.00
In The Matter of a Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Furness Trinidad Limited. Order- Furness Trinidad Limited – $16,250.00..pdf
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Samaan Tree Fund. Order – Samaan Tree Fund – $1,000.00
In the Matter of the Contraventions of Section 64(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Sports Company of Trinidad and Tobago. Order – The Sports Company of Trinidad and Tobago – $26,000.00
In the Matter of an Application by Sagicor Financial Company Limited for an exemption from the requirements of By-Laws 11 – 16 of the Take-Over By-Laws in respect of a renewal of Sagicor Financial Company Limited’s Normal Course Issuer Bid (“NCIB”). Order- Takeover-By-Laws- Sagicor Financial Company Ltd
In the Matter of an Application by Readymix (West Indies) Limited for the Trinidad and Tobago Securities and Exchange Commission to deem that its ordinary shares are not or were not part of a distribution to the public pursuant to Section 6(3) of the Companies Act, Chapter 81:01 of the …
