In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.
TTSE Weekly Bulletin 17-04-14.pdf –
14-Apr-2014 8:00 AM – 14-Apr-2014 8:00 AM Venue: Trinidad Hilton and Conference Centre In an effort to bring clarity and certainty to the regulation of the Securities Market following the passage of the Securities Act 2012, the Trinidad & Tobago Securities Exchange Commission (TTSEC) wishes to engage its registrants in …
In the matter of the exemption of none-reporting Issuers from the Registration Requirements of Section 61 (1) and 62(1) of the Securities Act, 2012 Order Granting Exemption Pursuant to ESOPs
Market Outreach Series- Material Change Seminar
Market Outreach Series- Material Change Seminar
On Wednesday April 09, at the offices of the Financial Services Commission in Barbados, SEC Chairman, Professor Patrick Watson signed the Caribbean Group of Securities Regulators’ (CGSR) Multilateral Memorandum of Understanding (MMoU) for the Exchange of Information and Cooperation and Consultation.
TTSE Weekly Bulletin 11-04-2014.pdf –
9-Apr-2014 9:00 AM – 9-Apr-2014 11:00 AM Venue: Financial Service Commission, Barbados Another significant agreement has been signed between the Trinidad and Tobago Securities and Exchange Commission and a securities group. On Wednesday April 09, at the offices of the Financial Services Com-mission in Barbados, SEC Chairman, Professor Patrick Watson …
