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Author Archives: TTSEC

Order for settlement re UDECOTT

In the Matter of Contraventions of Sections 64 (3), 66 (2) and 66 (1) (a) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1) of the Securities Industry By-Laws, 1997 By Urban Development Corporation of Trinidad and Tobago

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TTSEC •15 Jun 2011Orders (Contraventions) contravention, order, settlement

Annual Report 2010

In accordance with the provisions of Section 20 (1) of the Securities Industry Act, 1995, the TTSEC hereby submits its Annual Report for the financial year ended September 30, 2010 together with a copy of the Annual Audited statement of Accounts.

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TTSEC •10 Jun 2011Annual Reports reports

Judgment re BWIA share valuation

The Court of Appeal has ruled that four thousand former BWIA minority shareholders were not entitled for the court to determine the fair value of their shares.

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TTSEC •3 Jun 2011Decisions / Settlements court decisions

Market Activity Report – June 2011

Market Activity Report June 2011.pdf

TTSEC •1 Jun 2011Market Activity Report

Market Activity Report – May 2011

Market Activity Report May 2011.pdf

TTSEC •1 May 2011Market Activity Report

Order for settlement re Dynamic Equity Venture Fund Limited April 2011

In the Matter of Contraventions of Section 66 (3) of the Securities Industry Act, 1995
By Dynamic Equity Venture Fund Limited

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TTSEC •28 Apr 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re First Citizens Asset Management Limited

In The Matter of a Contravention of Section 66(1) (a) of the Securities Industry Act Chap. 83:02 (“the Act”)By First Citizens Asset Management Limited

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TTSEC •28 Apr 2011Orders (Contraventions) contravention, order, settlement

Order 2 for settlement re Scotia DBG Investments Limited

In The Matter of a Contravention of
Section 64 (3) of the Securities Industry Act, 1995 By Scotia DBG Investments Limited

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TTSEC •28 Apr 2011Orders (Contraventions) contraventions, order, settlement

Orders for settlement re Scotia DBG Caribbean Income Fund Inc.

In The Matter of a Contravention of
Section 66 (1) (a) of the Securities Industry Act, 1995 By Scotia DBG Caribbean Income Fund Inc.

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TTSEC •28 Apr 2011Orders (Contraventions) contravention, order, settlement

Order 1 for settlement re Scotia DBG Investments Limited

In The Matter of a Contravention of
Section 66 (2) of the Securities Industry Act, 1995 And By-Law 55 (1) of the Securities Industry By-Laws, 1997
By Scotia DBG Investments Limited

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TTSEC •28 Apr 2011Orders (Contraventions) contravention, order, settlement
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  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
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    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
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    • Filings
      • Material Change
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    • MMRF Forms
      • CBTT
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    • Legal Framework
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