You Invest. We protect. Everyone Benefits!
Facebook YouTube LinkedIn RSS
About EASiFINTECH
  • Home
  • menu-icon-ttsec-2About Us
    • Vision and Mission
    • Powers and Functions
    • Board of Commissioners
    • Past Board Members
    • Divisional Profiles
    • Investor Complaints
    • Career Opportunities
    • Current Vacancies
    • Factsheets
    • Contact Us
    • Cooperation
      • International
      • Domestic
      • Close
    • Close
  • registrationRegistration
    • Registered Companies, Individuals
    • Manual Registration and Renewal
    • Checklists for Registration and Renewal of Registration
    • Close
  • menu-icon-filingFilings
    • Material Change
    • Documents Filed-Securities Registrations
    • Registrants’ Financial Statements
    • Close
  • mmrf_formsMMRF Forms
    • CBTT
    • SRO
    • Close
  • menu-icon-legalLegal Framework
    • By-Laws
    • Contraventions
    • Decisions / Settlements
    • Guidelines
    • Legislation
    • Notices
    • Notices of Hearing
    • Orders
    • Proposed By-Laws
    • Proposed Guidelines
    • Proposed Legislation
    • Rules
    • Draft Policies
    • CIS Bye-Laws
    • Procurement
    • Close
  • menu-icon-amlAML-CFT
    • Beneficial Ownership
    • Checklist for the approval of Compliance Officers
    • Fit & Proper Criteria for Approval of Compliance Officers
    • AML-CFT FAQs
    • Compliance Officer Application Form
    • Public Statements
    • AML-CFT Updates
    • Draft Policies
    • Close
  • protection-shieldInvestor Protection
    • Complaints Procedure
    • Complaints Online Form
    • Brochure – How to Complain
    • Fraud Awareness
    • Glossary of Terms
    • Investor Alerts
    • Close
  • menu-icon-publicationsPublications and Research
    • Annual Reports
    • Published Articles
    • Circular Letters
    • COVID-19
    • Market Newsletter
    • Securities Market Bulletin
    • Weekly Bulletin
    • CIS Data and Statistics
    • Reports
    • Guidance
    • List of Registrants
    • Brochures/Calendar
    • Approved Designated Foreign Jurisdictions
    • FOIA Statement
    • Research
    • Close
  • menu-icon-mediaMedia Room
    • Media Releases
    • Events
    • Speeches/Presentations
    • Audio
    • Photos
    • Videos
    • Close
 
    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos

Author Archives: TTSEC

TTSEC Chairman addresses CGSR meeting

The recent global financial crisis has taught us many lessons. One of which is the importance for regulators to operate in an independent environment, free from any influence so that they can effectively perform their functions.

Continue reading

TTSEC •25 Nov 2010Media Releases CGSR, media release

Opening Remarks

CGSR 7th Annual Meeting and Conference

Continue reading

TTSEC •25 Nov 2010Speeches CGSR, Speech

Market Activity Report – November 2010

Market Activity Report November 2010.pdf

TTSEC •1 Nov 2010Market Activity Report

Order for settlement re TSTT Ltd.

In the Matter of a Contravention of Section 66 (2) of the Securities Industry Act, 1995 and By-law 55 (1) of The Securities Industry By-Laws, 1997 By Telecommunications Services of Trinidad and Tobago Limited

Continue reading

TTSEC •22 Oct 2010Orders (Contraventions) contravention, order, settlement

Order for settlement re Dynamic Equity Fund II Ltd.

In the Matter of Contraventions of Section 66 (3) of the Securities Industry Act, 1995
By Dynamic Equity Fund II Limited

Continue reading

TTSEC •22 Oct 2010NULL contravention, order, settlement

Developer Test

Test

Continue reading

TTSEC •18 Oct 2010NULL test

Order for settlement re Development Finance Ltd.

In The Matter of a Contravention of Section 65(1) of the Securities Industry Act, 1995
By Development Finance Limited

Continue reading

TTSEC •18 Oct 2010Orders (Contraventions) contravention, order, settlement

Order for settlement re Add Venture Capital Fund Limited

In The Matter of the Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2)
Of the Securities Industry Act, 1995 and of
By-Laws 55 (1) and 56 (1) of the Securities Industry By-Laws, 1997 by Add Venture Capital Fund Limited

Continue reading

TTSEC •14 Oct 2010Orders (Contraventions) contravention, order, settlement

Feature address

Opening of UTC Customer Service Centre,

Continue reading

TTSEC •4 Oct 2010Speeches Chairman, feature address, TTSEC, UTC

Market Activity Report – October 2010

Market Activity Report October 2010.pdf

TTSEC •1 Oct 2010Market Activity Report
«‹7273747576›»
Investor Education Get Answers and Tools Lodge a Complaint Useful Links
Follow us on
  • Facebook
  • YouTube
  • Twitter
  • LinkedIn
  • Our Blog
  • Android App
  • IOS App
  • RSS
  • Contact Information
  • Privacy Policy
  • Career Opportunities
  • Terms of Use
  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos