In the Matter of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago (“the Act”) and Part VIII of the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Rules”) And In The Matter of the application for, and purchase of, 659,588 First Citizens …
In the Matter of Contravention of Sections 64(1) and 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015 by Public Transport Service Corporation Order re PTSC – $103,000
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By JMMB BANK (T&T) Limited JMMBTT – $3000
In the Matter of Contravention of By-Law 28 of the Securities (General) By-Laws 2015 by ANSA Securities Limited Order re Ansa Securities Ltd – $11,900
In the Matter of Contravention of By-Law 28 of the Securities (General) By-Laws 2015 by Ansa Merchant Bank Limited Order re Ansa Merchant Bank – $28,900
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By PORT AUTHORITY OF TRINIDAD AND TOBAGO Contravention Order re Port Authority of Trinidad and Tobago – $1,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By National Enterprises Limited Contravention Order re National Enterprises Limited – $14,000.000
In the Matter of the Contravention of Section 64(1)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Guardian Asset Management and Investment Services Limited Contravention Order re GAMISL – $2,000.00
In The Matter of the Contravention of Section 64(1)(c) of the Securities Act, 2012 by National Flour Mills Limited. Contravention Order re National Flour Mills – $16,800.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015. Contravention Order re Guardian Group Trust – $62,050.00
