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Contraventions

Category Archives: Orders (Contraventions)

Contravention Order re National Maintenance Training and Security Company Limited

In The Matter of the Contravention of Section 64(1)(c) of the Securities Act Chap. 83:02 by National Maintenance Training and Security Company Limited Contravention Order – MTS

Nicole Bachan •3 Apr 2017Contraventions, Orders, Orders (Contraventions), Uncategorized Contravention Order, MTS, TTSEC

Contravention Order re National Insurance Property Development Co Ltd

In The Matter of the Contravention of Sections 64(1)(a) and 64(1)(c) of the Securities Act, 2012 by National Insurance Property Development Company Limited Contravention Order – NIPDEC (late filing MCR and copy of published Notice)

Nicole Bachan •3 Apr 2017Contraventions, Orders, Orders (Contraventions) Contravention Order, NIPDEC, TTSEC

Contravention Order re Fortress OAM Overseas Fund Limited

In The Matter of the Contravention of Section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-laws 2015 by Fortress OAM Overseas Fund Limited  Contravention Order Fortress OAM Overseas Fund Limited

Nicole Bachan •3 Apr 2017Contraventions, Orders, Orders (Contraventions) Contravention Order, Fortress OAM, TTSEC

Contravention Order re KCL Capital Market Brokers Limited

In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-laws 2015 by KCL Capital Market Brokers Limited Contravention Order – KCL

Nicole Bachan •3 Apr 2017Contraventions, Orders, Orders (Contraventions) Contravention Order, KCL, TTSEC

Contravention Order Re UDECOTT Late Filing

In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Urban Development Corporation of Trinidad and Tobago Limited Contravention Order UDECOTT    

Nicole Bachan •3 Apr 2017Contraventions, Orders, Orders (Contraventions) Contravention Order, TTSEC, UDECOTT

Contravention Order re One Caribbean Media Limited

In The Matter of a Contravention of Section 64(1)(c) of the Securities Act, 2012 By One Caribbean Media Limited Contravention Order -OCM

Nicole Bachan •30 Jan 2017Orders, Orders (Contraventions) contravention, OCM, order, TTSEC

Contravention Order re Infinity Financial Engineering Limited

In The Matter of the Contravention of By-Law 40 of the Securities (General) By-Laws Chapter 83:02 by Infinity Financial Engineering Limited Contravention Order IFEL

Nicole Bachan •23 Jan 2017Contraventions, Orders, Orders (Contraventions) contravention, IFEL, order, TTSEC

Contravention Order – TIDCO

In The Matter of the Contravention of Section 61(2) of the Securities Act 2012 by Tourism and Industrial Development Company of Trinidad and Tobago Limited Contravention Order TIDCO

Nicole Bachan •23 Jan 2017Contraventions, Orders, Orders (Contraventions) contravention, order, TIDCO, TTSEC

Contravention Order WASA

In The Matter of the Contravention of section 66(1) of the Securities Act, 2012 Chapter 83:02 by The Water and Sewage Authority Contravention Order WASA

Nicole Bachan •13 Jan 2017Contraventions, Orders, Orders (Contraventions) contravention, order, TTSEC, WASA

Settlement Order re Murphy Clarke Financial Limited

In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Murphy Clarke Financial Limited. Order- Murphy Clarke Financial Limited  

Rachael Rampersad •6 Jan 2017Contraventions, Orders, Orders (Contraventions) contravention, Murphy Clarke, order, TTSEC
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    TTSEC

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