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Tag order

Tag Archives: order

Summary of Order

On May 12, 2014 the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) through its Pre Hearing Conference Panel constituted under Rules made in accordance with section 21 of the Securities Act 2012 made the following order.

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TTSEC •18 Jul 2014Orders (Contraventions) contravention, order, TTSEC

Order for appointment of Panels under the Hearing and Settlement rules

In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.

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TTSEC •17 Apr 2014Orders hearing panel, order, TTSEC

Order re delisting of ten year fixed rate GOTT Bond

The Trinidad and Tobago Stock Exchange is granted an order authorizing the de-listing of the TT$250M GOTT Bond pursuant to S 45(1) of the Act

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TTSEC •15 Jan 2014Orders bond, de-listing, order, TTSE, TTSEC

Order re the de-listing of BCB Holdings

The Commission granted an Order authorizing the TTSE to de-list the shares of BCB Holdings from its official list pursuant to S 45 (1) of the Act

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TTSEC •15 Jan 2014Orders de-listing, order, TTSE, TTSEC

Order re extension of transitional period

The Board of Commissioners of the TTSEC has published an order extending the transitional period provided for at Section 53 of the SA 2012, for one year from January 2014

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TTSEC •18 Dec 2013Orders order, SA 2012, TTSEC

Order re appointment of a Hearing panel

In the Matter of Section 21 of the Securities Act 2012 and in the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements

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TTSEC •14 Nov 2013Orders hearing panel, order, TTSEC

Order re CXN fees exemption

In the Matter of an Exemption from Initial Registration Fees in respect of Applications by Foreign Securities Companies, Brokers and Traders that wish to Trade on the Trinidad and Tobago Stock Exchange via the Caribbean Exchanges Network Arrangement.

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TTSEC •11 Mar 2013Orders CXN, order

Order for settlement re Life Settlements Funds Ltd.

In The Matter of a Contravention of
Section 64(3) of the Securities Industry Act, No.32 of 1995

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TTSEC •8 Feb 2013Orders (Contraventions) contravention, order, settlement

Order for Grace Kennedy Ltd re exemption of Take over by-laws

In the Matter of an Application by Grace Kennedy Limited for an Exemption from Take Over By-Laws 11, 12, 13, 14 and 16 pursuant to an applicant under Take Over By-Law 5 of the Security Industries Take Over By-Laws 2005

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TTSEC •8 Feb 2013Orders exemption, Grace Kennedy, order, TTSEC

Order for settlement re BCB Holdings

In the matter of contraventions of Section 64(3)of the Securities Industry Act, 1995 by BCB Holdings Ltd.

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TTSEC •19 Nov 2012Orders (Contraventions) contravention, order, settlement
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    TTSEC

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