Order for settlement re Flavorite Foods Ltd.
In the matter of a contravention of Section 66 (3)of the Securities Industry Act 1995 by Flavorite Foods Ltd.
Author Archives: TTSEC
Order for settlement re Flavorite Foods Ltd. II
In a matter of a contravention of Section 66 (3) of the Securities Industry Act 1995 by Flavorite Foods Ltd.
Order for settlement re Unilever Caribbean Ltd.
In the matter of the contravention of Secition 66(3) of the Securities Industry Act 1995 by Unilever Caribbean Ltd.
Order for settlement re GraceKennedy Ltd
In the matter of contraventions of section 66(3) of the Securities Industry Act 1995, by GraceKennedy Ltd.
The future of AML-CFT in the regulation of the securities industry- A Trinidad and Tobago perspective
AML/CFT Compliance Forum for the Securities Sector
Market Activity Report – September 2012
September 2012 Market Activity Report.pdf
Proposed Legislation
The Commission would like to thank everyone who submitted feedback or attended the Public consultations on the Draft Securities Bill. The revised draft legislation is attached.
TTSEC reminds market actors of their obligations
As the designated ‘Supervisory Authority’ under the Financial Obligations Regulations 2010, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) reminds all securities dealers and investment advisors
of their obligations
TTSEC launches Investor Education competition
The Trinidad and Tobago Securities and Exchange Commission (the Commission) has launched a competition for youths between 14 and 17 years old resident in Trinidad and Tobago. This investor education competition, which runs from July 25 to August 24,
TTSEC announces implementation of Repo guidelines
On April 23rd 2012, the Trinidad & Tobago Securities & Exchange Commission launched the Repurchase Agreement Guidelines to participants in the securities market.
The Commission wishes to advise that the effective implementation date of the Repurchase Agreement Guidelines is July 23rd 2012.