You Invest. We protect. Everyone Benefits!
Facebook YouTube LinkedIn RSS
About EASiFINTECH
  • Home
  • menu-icon-ttsec-2About Us
    • Vision and Mission
    • Powers and Functions
    • Board of Commissioners
    • Past Board Members
    • Divisional Profiles
    • Investor Complaints
    • Career Opportunities
    • Current Vacancies
    • Factsheets
    • Contact Us
    • Close
  • easi-logo-trans-blue-52×50-1
    • About EASi
    • EASi Login
    • EASi FAQs
    • EASi Helpdesk
    • EASi Videos
    • Registered Companies, Individuals
    • Manual Registration and Renewal
    • Checklists for Registration and Renewal of Registration
    • Close
  • menu-icon-filingFilings
    • Material Change
    • Close
  • mmrf_formsMMRF Forms
    • CBTT
    • SRO
    • Close
  • menu-icon-legalLegal Framework
    • By-Laws
    • Contraventions
    • Decisions / Settlements
    • Guidelines
    • Legislation
    • Notices
    • Notices of Hearing
    • Orders
    • Proposed By-Laws
    • Proposed Guidelines
    • Proposed Legislation
    • Rules
    • Close
  • menu-icon-amlAML-CFT
    • Checklist for the approval of Compliance Officers
    • Fit & Proper Criteria for Approval of Compliance Officers
    • AML-CFT FAQs
    • Compliance Officer Application Form
    • Public Statements
    • AML-CFT Updates
    • Close
  • menu-icon-cooperationCooperation
    • International
    • Domestic
    • Close
  • menu-icon-publicationsPublications and Research
    • Annual Reports
    • Published Articles
    • Circular Letters
    • COVID-19
    • Market Newsletter
    • Securities Market Bulletin
    • Weekly Bulletin
    • CIS Data and Statistics
    • Reports
    • Guidance
    • List of Registrants
    • Brochures
    • Approved Designated Foreign Jurisdictions
    • Close
  • menu-icon-mediaMedia Room
    • Media Releases
    • Events
    • Speeches/Presentations
    • Audio
    • Photos
    • Videos
    • Close
 
    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
    • EASi
      • About EASi
      • EASi Login
      • EASi FAQs
      • EASi Helpdesk
      • EASi Videos
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
    • AML-CFT
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
    • Cooperation
      • International
      • Domestic
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures
      • Approved Designated Foreign Jurisdictions
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos
Tag Regulation

Tag Archives: Regulation

Overview of the Philosophical and Overarching Changes in the Regulation of the Securities Market in Trinidad and Tobago

AMCHAM T&T’s Securities Legislation Conference

Continue reading

TTSEC •27 Jun 2013Speeches legislation, Patrick Watson, Regulation, securities market, Speech, TTSEC

The future of AML-CFT in the regulation of the securities industry- A Trinidad and Tobago perspective

AML/CFT Compliance Forum for the Securities Sector

Continue reading

TTSEC •15 Sep 2012Speeches AML-CFT, Regulation, securities industry, Speech

TTSEC announces implementation of Repo guidelines

On April 23rd 2012, the Trinidad & Tobago Securities & Exchange Commission launched the Repurchase Agreement Guidelines to participants in the securities market.

The Commission wishes to advise that the effective implementation date of the Repurchase Agreement Guidelines is July 23rd 2012.

Continue reading

TTSEC •23 Jul 2012Media Releases Guidelines, Regulation, Repo, securities market, TTSEC

Role and function of the TTSEC

The Trinidad and Tobago Securities and Exchange Commission was established by the Securities Industry Act, 1995 (‘SIA 95’). The Commission’s role is to regulate the securities market in the twin-island Republic of Trinidad and Tobago.

Continue reading

TTSEC •11 May 2012Investor Articles investor article, Regulation, SIA 95. TTSEC. securities, TTSEC

How does the Commission regulate the market

The TTSEC regulates the market by registering all securities issued to the public

Continue reading

TTSEC •3 Jan 2012Investor Articles Investor Education, registration, Regulation, TTSEC

The Role of the Securities and Exchange Commission in Regulation

Annual General Meeting of the Institute of Internal Auditors

Continue reading

TTSEC •26 May 2010Speeches Regulation, Role of SEC

Presentation to Panel Discussion at the 4th JSE Investment and Capital Markets Conference 2009

Presentation to Panel Discussion at the 4th JSE Investment and Capital Markets Conference 2009

Continue reading

TTSEC •29 Jan 2009Speeches Regulation

TTSEC Stakeholder meeting on Depositary Receipts

TTSEC Stakeholder meeting on Depositary Receipts

Continue reading

TTSEC •9 Apr 2008Speeches Depositary Receipts, Guidelines, Regulation

Status of Securities Regulation in the Caribbean

Status of Securities Regulation in the Caribbean

Continue reading

TTSEC •30 Nov 2005Speeches Caribbean, Regulation

First Regional Seminar for Caribbean Regulators and Market Actors

First Regional Seminar for Caribbean Regulators and Market Actors

Continue reading

TTSEC •21 Oct 2004Speeches Regulation
12
Investor Education Get Answers and Tools Lodge a Complaint Useful Links
Follow us on
  • Facebook
  • YouTube
  • Twitter
  • LinkedIn
  • Our Blog
  • Android App
  • IOS App
  • RSS
  • Contact Information
  • Privacy Policy
  • Career Opportunities
  • Terms of Use
  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Back
    • EASi
      • About EASi
      • EASi Login
      • EASi FAQs
      • EASi Helpdesk
      • EASi Videos
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
      • Back
    • Filings
      • Material Change
      • Back
    • MMRF Forms
      • CBTT
      • SRO
      • Back
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Back
    • AML-CFT
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Back
    • Cooperation
      • International
      • Domestic
      • Back
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures
      • Approved Designated Foreign Jurisdictions
      • Back
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos
      • Back