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Author Archives: TTSEC

Order 2 for settlement re Dynamic Equity Fund II Ltd.

In the Matter of a Contravention of By-law 56(1) of The Securities Industry By-laws, 1997
By Dynamic Equity Fund II Limited

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re PTSC

In the Matter of a Contravention of By-law 56(1) of The Securities Industry By-Laws, 1997
By Public Transport Service Corporation

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re Jamaica Select Fund Limited

In The Matter of a Contravention of Section 66 (2) of the Securities Industry Act, No. 32 of 1995 And By-Law 55(1) of the Securities Industry By-Laws, 1997 By Jamaica Select Fund Limited

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Market Activity Report – February 2011

Market Activity Report February 2011.pdf

TTSEC •1 Feb 2011Market Activity Report

Media Release JSE Investments and Capital Markets Conference

Ms. Deborah Thomas Felix, Chairman of the Trinidad and Tobago Securities and Exchange Commission, was among regional regulators attending the Jamaican Stock Exchange’s three day Investments and Capital Markets Conference

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TTSEC •27 Jan 2011Media Releases Chairman, conference, media release

How will the Dodd-Frank Act affect the Caribbean region?

Jamaica Stock Exchange Investments and Capital Markets Conference

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TTSEC •27 Jan 2011Speeches Chairman, feature address, Speech

Jamaican Stock Exchange Investments and Capital Markets Conference

25-Jan-2011 7:30 PM – 27-Jan-2011 7:30 PM Venue: Jamaica Pegasus Hotel Panel discussion led by TTSEC Chairman Ms. Deborah Thomas-Felix

TTSEC •25 Jan 2011Events

Jamaican Stock Exchange Investments and Capital Markets Conference

25-Jan-2011 7:30 PM – 27-Jan-2011 4:30 PM Venue: Jamaica Pegasus Hotel TTSEC Chairman Deborah Thomas-Felix leads a panel discussion by regional regulators on the impact of US financial regulatory reforms on the region.

TTSEC •25 Jan 2011Events

Order for de-registration of Angostura (Barbados) Limited

In The Matter of an Application by
Angostura (Barbados) Limited

to the Trinidad and Tobago Securities and Exchange Commission
for a Declaration that Angostura (Barbados) Limited
is no Longer a Reporting Issuer

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TTSEC •19 Jan 2011Orders de-registration, order

Market Activity Report – January 2011

Market Activity Report January 2011.pdf

TTSEC •1 Jan 2011Market Activity Report
«‹7071727374›»
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    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
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      • Research
    • Media Room
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      • Events
      • Speeches/Presentations
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