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Orders

Category Archives: Orders

Order Re: Contravention Order – TSTT

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws by Telecommunications Services of Trinidad and Tobago Limited tstt-contravention-order

Nicole Bachan •4 Oct 2016Orders Contravention Order, TSTT, TTSEC

Order Re: Development of a Micro and Macro Prudential Reporting Framework

In the Matter of Section 7(n) of the Securities Act 2012 And In the Matter of the Development of a Micro and Macro Prudential Reporting Framework by the Trinidad and Tobago Securities and Exchange Commission MMRF Order

Nicole Bachan •5 Sep 2016Orders MMRF, order, TTSEC

Order Re: De-registration of TCL Leasing Ltd and TCL Service Ltd as Reporting Issuers

In the Matter of Section 71 of the Securities Act 2012 And In the Matter of an Application for the de-registration of TCL Leasing Limited and TCL Service Limited as Reporting Issuers. de-registration-of-tcl-leasing-ltd-and-tcl-service-ltd-as-reporting-issuers

Nicole Bachan •10 Aug 2016Orders order, TCL Leasing Ltd, TCL Service Ltd, TTSEC

Order Re: De-registration of Supreme Ventures as a Reporting

In the Matter of Section 71 of the Securities Act 2012 And In the Matter of an Application for the de- registration of Supreme Ventures Limited as a Reporting Issuer. De-registration of Supreme Ventures as a Reporting Issuer

Nicole Bachan •10 Aug 2016Orders order, Supreme Ventures, TTSEC

Order Re: De-registration of Stallion Property Trust as a Reporting Issuer

TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION In the Matter of Section 71 of the Securities Act 2012 and In the Matter of an Application for the de-registration of Stallion Property Trust as a Reporting Issuer and Collective investment Scheme. De-registration of Stallion Property Trust as a Reporting Issuer and …

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Nicole Bachan •10 Aug 2016Orders order, Stallion Property Trust, TTSEC

Order Re:De-registration of LABIDCO as a Reporting Issuer

TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION In the Matter of Section 71 of the Securities Act 2012 and in the Matter of an Application for the de-registration of La Brea Industrial Development Company Limited as a Reporting Issuer. De-registration of LABIDCO

Nicole Bachan •10 Aug 2016Orders LABIDCO, order, TTSEC

Order Re: Delisting of Flavorite Foods Limited’s Shares

In the Matter of Section 45 of the Securities Act 2012 and In the Matter of an Application for the delisting of the Ordinary Shares of Flavorite Foods Limited from the Official List of the Trinidad and Tobago Stock Exchange. Delisting of shares – Flavorite Foods Ltd

Nicole Bachan •10 Aug 2016Orders delisting, Flavorite Foods, order, TTSEC

Order Re: The Procedure for updating the list of Designated Foreign Jurisdictions

In the Matter of section 4(9)(a) of the Securities Act, 2012 and The Procedure for updating the list of Designated Foreign Jurisdictions. ORDER – Designated Foreign Jurisdictions Listing Appendix I-Order DFJ

Nicole Bachan •3 Aug 2016Legislation, Orders Order; Designated Foreign Jurisdictions; TTSEC

Order Re: Appointment of a Hearing Panel and a Settlement Panel

In the Matter of Section 21 of the Securities Act 2012 and In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008. Appointment of Settlement Panel, Hearing Panel

Nicole Bachan •3 Aug 2016Legislation, Orders Hearing and Settlement Panel, order, TTSEC

Order Re: Consolidated Delegation of Powers

In the Matter of Section 8 of the Securities Act, 2012 AND In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Chief Executive Officer AND In the Matter of the consolidation of all responsibilities, powers and functions previously delegated to the Chief …

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Nicole Bachan •27 Jul 2016Legislation, Orders Order; Delegation of Powers; TTSEC
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    TTSEC

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