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Orders

Category Archives: Orders

Order Re: Jamaica Money Market Brokers Limited Scheme of Arrangement

In the Matter of an Application for the Registration of the Jamaica Money Market Brokers Scheme of Arrangement between Jamaica Money market Brokers Limited and its existing Shareholders with the Jamaica Money Market Brokers Group JMMB Scheme of Arrangement Order

Nicole Bachan •6 Mar 2015Orders JMMB, order, TTSEC

Order Re: Lawrence Cole, Alpha Savings and Trust Limited et al in receivership

In the High Court matter between the TTSEC and Lawrence Cole, Alpha Savings and Trust Ltd. etc. and Angus P. Young Receiver, pursuant to the order of the Honourable Madam Justice Jones made on the 9th of December 2011.

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TTSEC •3 Feb 2015Orders orders, TTSEC

Order re Barclays Wealth and Investment Management

In the Matter of an Application by Barclays Wealth and Investment Management for the removal of Barclays Investment Funds (Luxembourg) from the Commission’s Register of Mutual Funds

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TTSEC •16 Dec 2014Orders Barclays, order, TTSEC

Order re de-registration of Trinidad Select Index Fund

In the Matter of an Application by JMMB Securities Limited for the de-registration of Trinidad Select Index Fund Limited as a Reporting Issuer and a Collective Investment Scheme

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TTSEC •16 Dec 2014Orders de-registration, order, TTSEC

Order re de-registration of Jamaica Select Index Fund Ltd

In the Matter of an Application by JMMB Securities Limited for the de-registration of Jamaica Select Index Fund Limited as a Reporting Issuer and a Collective Investment Scheme

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TTSEC •16 Dec 2014Orders de-registration, order, TTSEC

FNCU Order to Delist

FNCU order to delist

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TTSEC •28 Jul 2014Orders delist, FNCU

Delegation of powers

Delegation of Powers

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TTSEC •30 Apr 2014Orders Delegation, Legal, orders

Order for appointment of Panels under the Hearing and Settlement rules

In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.

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TTSEC •17 Apr 2014Orders hearing panel, order, TTSEC

Order Granting Exemption Pursuant to ESOPs

In the matter of the exemption of none-reporting Issuers from the Registration Requirements of Section 61 (1) and 62(1) of the Securities Act, 2012 Order Granting Exemption Pursuant to ESOPs

TTSEC •14 Apr 2014Orders ESOP, Exemptions, orders

Order re delisting of ten year fixed rate GOTT Bond

The Trinidad and Tobago Stock Exchange is granted an order authorizing the de-listing of the TT$250M GOTT Bond pursuant to S 45(1) of the Act

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TTSEC •15 Jan 2014Orders bond, de-listing, order, TTSE, TTSEC
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    TTSEC

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