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Orders

Category Archives: Orders

Order re the de-listing of BCB Holdings

The Commission granted an Order authorizing the TTSE to de-list the shares of BCB Holdings from its official list pursuant to S 45 (1) of the Act

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TTSEC •15 Jan 2014Orders de-listing, order, TTSE, TTSEC

Order re extension of transitional period

The Board of Commissioners of the TTSEC has published an order extending the transitional period provided for at Section 53 of the SA 2012, for one year from January 2014

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TTSEC •18 Dec 2013Orders order, SA 2012, TTSEC

Order re appointment of a Hearing panel

In the Matter of Section 21 of the Securities Act 2012 and in the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements

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TTSEC •14 Nov 2013Orders hearing panel, order, TTSEC

Order re CXN fees exemption

In the Matter of an Exemption from Initial Registration Fees in respect of Applications by Foreign Securities Companies, Brokers and Traders that wish to Trade on the Trinidad and Tobago Stock Exchange via the Caribbean Exchanges Network Arrangement.

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TTSEC •11 Mar 2013Orders CXN, order

Order for Grace Kennedy Ltd re exemption of Take over by-laws

In the Matter of an Application by Grace Kennedy Limited for an Exemption from Take Over By-Laws 11, 12, 13, 14 and 16 pursuant to an applicant under Take Over By-Law 5 of the Security Industries Take Over By-Laws 2005

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TTSEC •8 Feb 2013Orders exemption, Grace Kennedy, order, TTSEC

CLICO Order for exemption from CIS guidelines

The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only

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TTSEC •18 Jan 2013Orders CIS, Guidelines, orders, TTSEC

Order to delist Bond

In the matter of an application by the TTSE to delist a $674.301M Government of Trinidad and Tobago 7.80% Fixed rate bond

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TTSEC •26 Sep 2012Orders bond, delisting, GORTT, order, TTSE, TTSEC

Order to delist Savinvest India Asia Fund

In the matter of an application by the TTSE to delist the units of the Savinvest India Asia Fund

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TTSEC •26 Sep 2012Orders delisting, GORTT, order, Savinvest, TTSE, TTSEC

Order re the de-listing of Supreme Ventures Limited

The Trinidad and Tobago Stock Exchange Ltd. is granted an order to de-list Supreme Ventures limited

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TTSEC •28 Apr 2012Orders delisting, order, TTSE, TTSEC

Order re Ansa Merchant Bank Ltd.

In the Matter of an Application By ANSA Merchant Bank Limited And In the Matter of The Securities Industry Act, No. 32 of 1995

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TTSEC •14 Apr 2011Orders order
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    TTSEC

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