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Tag order

Tag Archives: order

Contravention Re National Enterprises Limited

In The Matter of the Contravention of  Section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 by National Enterprises Limited Order – NEL – $1,000 (LB)

Nicole Bachan •21 Sep 2017Contraventions, Orders, Orders (Contraventions), Uncategorized contravention, NEL, order, TTSEC

Contravention Order Re Notice of Material Change -Trinidad and Tobago Housing Development Corporation

In The Matter of the Contravention of Section 64(1)(c) of the Securities Act, 2012 and  By TRINIDAD AND TOBAGO HOUSING DEVELOPMENT CORPORATION HDC Order – Material Change contravention $6,000

Nicole Bachan •21 Sep 2017Contraventions, Orders, Orders (Contraventions) contravention, HDC, order, TTSEC

Order Re: Confirmation of Delegation of Powers, TTSEC

In the Matter of Section 8 of the Securities Act, 2012 AND In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Chief Executive Officer CONFIRMATION OF THE DELEGATION OF POWERS Order- Confirmation Delegation of Powers – 18.9.2017

Nicole Bachan •18 Sep 2017Orders CEO, order, Powers, TTSEC

Order Re: TTSE to De-List GORTT $29.5M Floating Rate Bond

In the Matter of Section 45 (1) of the Securities Act 2012 and In the Matter of Section 159 (10) of the Securities Act 2012, and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and …

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Nicole Bachan •3 Aug 2017Orders delisting, order, TTSE, TTSEC

Contravention Order re One Caribbean Media

In The Matter of the Contravention of section 63 (a) of the Securities Act, 2015 and By-Law 47 (c) of the Securities (General) By-laws, 2015 by One Caribbean Media Limited. Contravention Order re One Caribbean Media Limited  

Rachael Rampersad •2 Aug 2017Contraventions, Orders, Orders (Contraventions) contravention, OCM, One Caribbean Media, order, TTSEC

Contravention Order re Readymix Limited

In The Matter of the Contravention of section 63 (a) of the Securities Act 2012 and By-Law 47 (c) of the Securities (General) By-laws, 2015 by Readymix (West Indies) Limited. TTSEC Order re Readymix    

Rachael Rampersad •2 Aug 2017Contraventions, Orders, Orders (Contraventions) contravention, order, Readymix, TTSEC

Contravention Order re Sagicor Life Incorporated

In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 by Sagicor Life Incorporated. TTSEC Order re Sagicor Life Incorporated  

Rachael Rampersad •2 Aug 2017Contraventions, Orders, Orders (Contraventions) contravention, order, Sagicor Life, TTSEC

Contravention Order re National Flour Mills

In The Matter of the Contravention of Section 65 (1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015. TTSEC Order re National Flour Mills  

Rachael Rampersad •2 Aug 2017Contraventions, Orders, Orders (Contraventions) contravention, National Flour Mills, order, TTSEC

Order Re: Exemptions to NCBJ and NCBFG

In the Matter of Section 155(1A)(c) of the Securities Act 2012 and  An Application by the National Commercial Bank Jamaica Limited for exemptions from the requirement to register shares and the payment of a market access fee Order granting exemptions to NCBJ and NCBFG

Nicole Bachan •31 Jul 2017Orders NCBJ, order, TTSEC

Order Re: TTSE – Rescission of Rule 200(3)

In the Matter of Section 40 of the Securities Act, 2012 And  In the Matter of By-Law 61 (2) of the Securities (General) By-Laws, 2015 And In the matter of an application by the Trinidad and Tobago Stock Exchange Limited for the Rescission of Rule 200 (3) of the Trading …

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Nicole Bachan •29 Jun 2017Orders order, Rescission, TTSE, TTSEC
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    TTSEC

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