You Invest. We protect. Everyone Benefits!
Facebook YouTube LinkedIn RSS
About EASiFINTECH
  • Home
  • menu-icon-ttsec-2About Us
    • Vision and Mission
    • Powers and Functions
    • Board of Commissioners
    • Past Board Members
    • Divisional Profiles
    • Investor Complaints
    • Career Opportunities
    • Current Vacancies
    • Factsheets
    • Contact Us
    • Cooperation
      • International
      • Domestic
      • Close
    • Close
  • registrationRegistration
    • Registered Companies, Individuals
    • Manual Registration and Renewal
    • Checklists for Registration and Renewal of Registration
    • Close
  • menu-icon-filingFilings
    • Material Change
    • Documents Filed-Securities Registrations
    • Registrants’ Financial Statements
    • Close
  • mmrf_formsMMRF Forms
    • CBTT
    • SRO
    • Close
  • menu-icon-legalLegal Framework
    • By-Laws
    • Contraventions
    • Decisions / Settlements
    • Guidelines
    • Legislation
    • Notices
    • Notices of Hearing
    • Orders
    • Proposed By-Laws
    • Proposed Guidelines
    • Proposed Legislation
    • Rules
    • Draft Policies
    • CIS Bye-Laws
    • Procurement
    • Close
  • menu-icon-amlAML-CFT
    • Beneficial Ownership
    • Checklist for the approval of Compliance Officers
    • Fit & Proper Criteria for Approval of Compliance Officers
    • AML-CFT FAQs
    • Compliance Officer Application Form
    • Public Statements
    • AML-CFT Updates
    • Draft Policies
    • Close
  • protection-shieldInvestor Protection
    • Complaints Procedure
    • Complaints Online Form
    • Brochure – How to Complain
    • Fraud Awareness
    • Glossary of Terms
    • Investor Alerts
    • Close
  • menu-icon-publicationsPublications and Research
    • Annual Reports
    • Published Articles
    • Circular Letters
    • COVID-19
    • Market Newsletter
    • Securities Market Bulletin
    • Weekly Bulletin
    • CIS Data and Statistics
    • Reports
    • Guidance
    • List of Registrants
    • Brochures/Calendar
    • Approved Designated Foreign Jurisdictions
    • FOIA Statement
    • Research
    • Close
  • menu-icon-mediaMedia Room
    • Media Releases
    • Events
    • Speeches/Presentations
    • Audio
    • Photos
    • Videos
    • Close
 
    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos
Tag order

Tag Archives: order

Order re: Contravention Order for Settlement re National Flour Mills

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws By National Flour Mills Limited Contravention Order NFM  

Nicole Bachan •28 Oct 2016Contraventions, Orders contravention, National Flour Mills, order, TTSEC

Order re: Contravention Order for Settlement re FCL Financial Limited

In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-laws Chapter 83:02 by FCL Financial Limited contravention-order-fcl-financial-limited

Nicole Bachan •28 Oct 2016Contraventions, Orders contravention, FCL Financial Limited, order, TTSEC

Order re: Contravention Order for Settlement re Education Facilities Company Limited

In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 by Education Facilities Company Limited contravention-order-efcl

Nicole Bachan •28 Oct 2016Orders contravention, EFCL. TTSEC, order

Order for Settlement re One Caribbean Media Limited

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws 2015 contravention-order-ocm

Nicole Bachan •13 Oct 2016Orders (Contraventions) contraventions, One Caribbean Media, order, TTSEC

Order re: Contravention Order for Settlement re One Caribbean Media Limited

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws 2015 by One Caribbean Media Limited contravention-order-ocm

Nicole Bachan •13 Oct 2016Contraventions, Orders contravention, OCM, order, TTSEC

Order Re: De-Listing of GORTT Bond

In the Matter of Section 45(1) of the Securities Act 2012 And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and Tobago seven (7) year 6.20% Fixed Rate Bond Due June 30, 2016. de-list-gortt-bond-due-june-30th-2016

Nicole Bachan •4 Oct 2016Orders bond, de-listing, GORTT, order, TTSEC

Order for Settlement re Telecommunications Services of Trinidad and Tobago Limited

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws by Telecommunications Services of Trinidad and Tobago Limited tstt-contravention-order

Nicole Bachan •29 Sep 2016Orders (Contraventions) contravention, order, TSTT, TTSEC

Order Re: Development of a Micro and Macro Prudential Reporting Framework

In the Matter of Section 7(n) of the Securities Act 2012 And In the Matter of the Development of a Micro and Macro Prudential Reporting Framework by the Trinidad and Tobago Securities and Exchange Commission MMRF Order

Nicole Bachan •5 Sep 2016Orders MMRF, order, TTSEC

Order Re: De-registration of TCL Leasing Ltd and TCL Service Ltd as Reporting Issuers

In the Matter of Section 71 of the Securities Act 2012 And In the Matter of an Application for the de-registration of TCL Leasing Limited and TCL Service Limited as Reporting Issuers. de-registration-of-tcl-leasing-ltd-and-tcl-service-ltd-as-reporting-issuers

Nicole Bachan •10 Aug 2016Orders order, TCL Leasing Ltd, TCL Service Ltd, TTSEC

Order Re: De-registration of Supreme Ventures as a Reporting

In the Matter of Section 71 of the Securities Act 2012 And In the Matter of an Application for the de- registration of Supreme Ventures Limited as a Reporting Issuer. De-registration of Supreme Ventures as a Reporting Issuer

Nicole Bachan •10 Aug 2016Orders order, Supreme Ventures, TTSEC
«‹2526272829›»
Investor Education Get Answers and Tools Lodge a Complaint Useful Links
Follow us on
  • Facebook
  • YouTube
  • Twitter
  • LinkedIn
  • Our Blog
  • Android App
  • IOS App
  • RSS
  • Contact Information
  • Privacy Policy
  • Career Opportunities
  • Terms of Use
  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos