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Tag TTSEC

Tag Archives: TTSEC

World Consumer Rights Day 2013

For the past three years, Consumers International (CI), the world federation of consumer groups, has been focusing its annual commemorations on the financial services sector.

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TTSEC •13 Mar 2013Investor Articles consumer, Investor Education, TTSEC, World Consumer Rights Day

International Women s Day message

In commemoration of International Women’s Day and in an effort to raise the level of awareness with regard to women and investing, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) is pleased to provide this article.

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TTSEC •8 Mar 2013Investor Articles Adults, International Women's Day, investing, Investor Education, TTSEC, women, women as investors

Media release – IE competition

The TTSEC, the country’s securities market regulator, has partnered with the Trinidad and Tobago Stock Exchange Limited (TTSE) to host an investor education competition for youths of Trinidad and Tobago who are between the ages of 18 to 25 years.

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TTSEC •18 Feb 2013Media Releases competition, Investor Education, securities market, TTSE, TTSEC

Order for Grace Kennedy Ltd re exemption of Take over by-laws

In the Matter of an Application by Grace Kennedy Limited for an Exemption from Take Over By-Laws 11, 12, 13, 14 and 16 pursuant to an applicant under Take Over By-Law 5 of the Security Industries Take Over By-Laws 2005

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TTSEC •8 Feb 2013Orders exemption, Grace Kennedy, order, TTSEC

CLICO Order for exemption from CIS guidelines

The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only

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TTSEC •18 Jan 2013Orders CIS, Guidelines, orders, TTSEC

Securities Bill 2012

The Securities Bill 2012 was introduced on Wednesday November 7 2012 and seeks to protect investors from unfair and improper practices, foster fair and efficient capital markets, promote confidence in the securities industry and reduce systemic risk.

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TTSEC •7 Nov 2012Uncategorized proposed legislation, Securties Bill, TTSEC

Winners of TTSEC Investor Education Essay competition

From July 23 to August 24, young people from various secondary schools around Trinidad and Tobago, participated in the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC) first Investor Education Competition for youth between the ages of 14 and 17 years

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TTSEC •3 Nov 2012Media Releases competition, Investor Education, securities market, TTSEC

IOSCO EMC- Technical note on the development of Corporate bonds in emerging markets

COSRA meeting

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TTSEC •29 Oct 2012Speeches Corporate bonds, COSRA, IARC, Speech, TTSEC

Investor Education, Advocacy and Rights -Peru

COSRA meeting

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TTSEC •29 Oct 2012Speeches COSRA, IARC, Investor Education, Speech, TTSEC

Investor Education – A key factor in Capital Market development

COSRA meeting

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TTSEC •29 Oct 2012Speeches COSRA, IARC, Investor Education, Speech, TTSEC
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  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
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      • Complaints Online Form
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      • Research
    • Media Room
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