Repo guidelines
Launch of the Repo and AML-CFT guidelines
Tag Archives: TTSEC
AML-CFT guidelines
Launch of the Repo and AML-CFT guidelines
Repurchase Agreement Guidelines 2012
The Commission recognizes the need for the regulation of the Repurchase Agreement Market, not only due to the mandate of the Commission under the Securities Industry Act, 1995 to ensure the orderly development of the capital market, but also as a result of the size of the industry and the potential systemic risks that are posed to the financial system if the market is left unregulated.
TTSEC elected as third representative to the IARC
At a recently concluded meeting of regional and international securities regulators in Buenos Aires – Argentina, Trinidad and Tobago, through the Trinidad and Tobago Securities and Exchange Commission (TTSEC), was elected as the third representative of the Inter-American Regional Committee of the International Organisation of Securities Commissions (IOSCO) for the period 2012-2014.
TTSEC updates its Registrant Listing
In accordance with the Securities Industry Act (SIA 95), the Trinidad and Tobago Securities and Exchange Commission (TTSEC) advises the public that the list of persons and entities registered with the Commission to conduct business in the securities market, has been updated as at March 30, 2012.
Professor Watson appointed as TTSEC Chairman
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) announces the appointment of Professor Patrick K. Watson as its Chairman.
Notice re appointment of a receiver re TTSEC vs Welthecon
Members of the public are asked to note that the court has appointed a receiver in the matter of the TTSEC vs Welthecon et al
Media Release re Welthecon
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) obtained an order from High Court Judge The Honourable Mr. Justice Rajkumar appointing a receiver-manager over the affairs of Welthecon Investment Managers Ltd., Pierre Finance Investments Ltd.
What action can the TTSEC take
The Commission operates under the Securities Industry Act (SIA 1995)
TTSEC Investor Education calendar 2012
The TTSEC has provided a calendar full of investor education tips for the benefit of all stakeholders