Act No. 12 of 2019 – AN ACT to amend the Financial Institutions Act, Chap. 79:09, the Securities Act, Chap. 83:02 and the Insurance, Act No. 4 of 2018. This Act may be cited as the Miscellaneous Provisions (Financial Institutions, Securities and Insurance) Act, 2019. Securities amendment 12 of 2019
In the Matter of Section 40 of the Securities Act 2012 And In the Matter of an Application to amend the Small and Medium Enterprise Market Listing Requirements of the Trinidad and Tobago Stock Exchange Limited Order for the Amendment of the TTSE SME Listing Requirements
The Trinidad and Tobago Stock Exchange Limited filed a copy of proposed amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2 and a concise statement of the substance and purpose for the amendments pursuant to section 40(1) of the SIA for approval by the Trinidad and Tobago Securities and Exchange Commission (“the Commission”);
The T&T Stock Exchange proposes to amend the Stock Exchange Rule 405 (1) and the Horizon Trading Rule 12.8 with respect to the price band
that the Commission issued a temporary order dated the 4th day of December 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (“SIA”) in respect of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has recommended to the Minister of Finance an amendment to the Securities Industry By-Laws, 1997 (“the By-Laws”) pursuant to section 131 of the Securities Industry Act, 1995 (“the Act”).
This is the amendment to Policy Guideline 11.1. All other provisions of the 1998 guideline remain as originally issued.