Guideline for De-Registration of Reporting Issuers and CIS – 2022
Guideline for the De-registration of Reporting Issuers and CIS 2022
Category Archives: Legislation
Act No. 16 of 2021 – (Finance (No. 2) Act, 2021)
AN ACT to make provisions of a financial nature and other related matters [Assented to 17th December, 2021] ENACTED by the Parliament of Trinidad and Tobago as follows: 1. This Act may be cited as the Finance (No. 2) Act, 2021. Read the full Act here —>Act No. 16 …
Miscellaneous Provisions Act 2020, Miscellaneous Amendments Act 2020
Miscellaneous Amendments Act 2020 Legal Notice No. 92 of 2020
Act No. 12 of 2019 – AN ACT to amend the Financial Institutions Act, Chap. 79:09, the Securities Act, Chap. 83:02 and the Insurance, Act No. 4 of 2018
Act No. 12 of 2019 – AN ACT to amend the Financial Institutions Act, Chap. 79:09, the Securities Act, Chap. 83:02 and the Insurance, Act No. 4 of 2018. This Act may be cited as the Miscellaneous Provisions (Financial Institutions, Securities and Insurance) Act, 2019. Securities amendment 12 of 2019
Order Re: The Procedure for updating the list of Designated Foreign Jurisdictions
In the Matter of section 4(9)(a) of the Securities Act, 2012 and The Procedure for updating the list of Designated Foreign Jurisdictions. ORDER – Designated Foreign Jurisdictions Listing Appendix I-Order DFJ
Order Re: Appointment of a Hearing Panel and a Settlement Panel
In the Matter of Section 21 of the Securities Act 2012 and In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008. Appointment of Settlement Panel, Hearing Panel
Order Re: Consolidated Delegation of Powers
In the Matter of Section 8 of the Securities Act, 2012 AND In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Chief Executive Officer AND In the Matter of the consolidation of all responsibilities, powers and functions previously delegated to the Chief …
The Securities Act 2012 (as Amended)
On September 10, 2014 the President of the Republic of Trinidad and Tobago assented to the Securities (Amendment) Act, 2014, Act No. 9 of 2014, which amended the Securities Act, 2012 (“SA 2012”).
Unofficial Consolidated Securities Act, 2012
Please be advised that this is an unofficial consolidation of the Securities Act, 2012, as amended by the Securities (Amendment) Act 2014, and there may be errors. The Commission shall post the official consolidation once it is received from the LRC.
Hansard from the 9th Sitting of the Senate – 3rd Session – 10th Parliament
Hansard from the 9th Sitting of the Senate – 3rd Session – 10th Parliament