Trinidad and Tobago Securities and Exchange Commission (TTSEC) joined the rest of the world in celebrating Global Money Week (GMW) 2021, from 22nd – 31st March, 2021, under the theme, ‘Take care of yourself, take care of your money’, with several activities focusing on financial education and financial literacy. …
Wise investing can help an individual protect his/her investments and also increase the probability of growing that capital. Portfolio management becomes essential for a wise investor when making investment decisions. While investments introduce some risk, it also offers an investor some financial security. Portfolio management involves building and overseeing a …
In The Matter of Sections 51 (1) (a), 155 (1A) (c) and 159 (10) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and in the Matter of an Application by Aspire Fund Management Company Limited, a Registered Investment Adviser, for Exemption from …
In the Matter of Section 45 (1) and 45 (2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-list Sagicor Financial Corporation Limited from its Official …
In the Matter of Section 45 (1) and Section 45 (2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and in the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the De-Listing of Government of the Republic …
In the Matter of Section 45(1) and Section 45(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and in the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the De-Listing of Government of the Republic of Trinidad …
In the Matter of Contraventions of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Sagicor Funds Incorporated. Contravention Order re Sagicor Funds Incorporated – $48,000.00
In the Matter of the Contravention of Section 64(1)(c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Sagicor Financial Corporation Limited. Contravention Order re Sagicor Financial Corporation – $36,800.00
In the Matter of the Contravention of By Law 48(1) of the Securities (General) By Laws 2015 by Republic Wealth Management Limited. Contravention Order re Republic Wealth Management Limited – $1,000.00
In the Matter of the Contraventions of Section 136 (2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Nigel Edwards. Contravention Order re Nigel Edwards – $20,000.00
