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Author Archives: Nicole Bachan

Order Re: TTSE to De-List GORTT $29.5M Floating Rate Bond

In the Matter of Section 45 (1) of the Securities Act 2012 and In the Matter of Section 159 (10) of the Securities Act 2012, and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and …

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Nicole Bachan •3 Aug 2017Orders delisting, order, TTSE, TTSEC

Order Re: Exemptions to NCBJ and NCBFG

In the Matter of Section 155(1A)(c) of the Securities Act 2012 and  An Application by the National Commercial Bank Jamaica Limited for exemptions from the requirement to register shares and the payment of a market access fee Order granting exemptions to NCBJ and NCBFG

Nicole Bachan •31 Jul 2017Orders NCBJ, order, TTSEC

Order Re: TTSE – Rescission of Rule 200(3)

In the Matter of Section 40 of the Securities Act, 2012 And  In the Matter of By-Law 61 (2) of the Securities (General) By-Laws, 2015 And In the matter of an application by the Trinidad and Tobago Stock Exchange Limited for the Rescission of Rule 200 (3) of the Trading …

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Nicole Bachan •29 Jun 2017Orders order, Rescission, TTSE, TTSEC

Contravention Order re Fortress OAM Overseas Fund Limited

In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 and By-Law 47(c) of the Securities (General) By-laws 2015 by Fortress OAM Overseas Fund Limited Fortress OAM Overseas Fund Ltd.

Nicole Bachan •13 Jun 2017Contraventions, Orders, Orders (Contraventions) Contravention Order, Fortress OAM Overseas Fund Limited, order, TTSEC

Contravention Order re CIBC Private Client Fund Limited

In The Matter of the Contravention of Section 63(a) of the Securities Act, 2012 and By-Law 47(c) of the Securities (General) By-Laws, 2015 and In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by CIBC Private Client Fund Limited CIBC Private Client Fund Ltd.

Nicole Bachan •13 Jun 2017Contraventions, Orders, Orders (Contraventions) CIBC, Contravention Order, order, TTSEC

Contravention Order re Berger Paints Trinidad Limited

In The Matter of the Contravention of Section 64(1)(c) of the Securities Act, 2012 By Berger Paints Trinidad Limited Berger Paints Trinidad Ltd.

Nicole Bachan •6 Jun 2017Contraventions, Orders, Orders (Contraventions) Berger Paints, Contravention Order, TTSEC

Legislation and Enforcement

TTSEC 18th Quarterly Market Newsletter

SEC 18th Quarterly Newsletter 

Nicole Bachan •1 Jun 2017Market Newsletter Issue #18, Market Newsletter, TTSEC

RE: TTSEC Celebrates 2nd National Investor Education Month

The Trinidad and Tobago Securities and Exchange Commission (TTSEC) celebrated its 20th anniversary on May 2nd and simultaneously launched its 2nd annual National Investor Education (IE) Month with the theme ‘Save Today. Invest for Tomorrow’. TTSEC Celebrates National IE Month

Nicole Bachan •31 May 2017Media Releases TTSEC; IE Month; Investor Education

Annual Report 2016

SEC Annual Report 2016

Nicole Bachan •23 May 2017Annual Reports Annual Report 2016, TTSEC

Contravention Order re Scotia Caribbean Income Fund Inc.

In The Matter of the Contravention of Section 66 (1) of the Securities Act by Scotia Caribbean Income Fund Inc. Contravention Order re Scotia Caribbean Income Fund Inc

Nicole Bachan •28 Apr 2017Contraventions, Orders, Orders (Contraventions) contravention, order, Scotia Caribbean Income Fund, TTSEC
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    TTSEC

    • Home
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