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Author Archives: Nicole Bachan

Order for Settlement re One Caribbean Media Limited

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws 2015 contravention-order-ocm

Nicole Bachan •13 Oct 2016Orders (Contraventions) contraventions, One Caribbean Media, order, TTSEC

Order re: Contravention Order for Settlement re One Caribbean Media Limited

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws 2015 by One Caribbean Media Limited contravention-order-ocm

Nicole Bachan •13 Oct 2016Contraventions, Orders contravention, OCM, order, TTSEC

RE: Notice for Written Comments – TTSE Capital Requirements Rule

IN THE MATTER OF SECTION 40 OF THE SECURITIES ACT, 2012 AND AMENDMENTS TO THE TRINIDAD AND TOBAGO STOCK EXCHANGE LIMITED’S CAPITAL REQUIREMENT RULE notice-for-written-comments-ttse-capital-requirements-rule

Nicole Bachan •5 Oct 2016Notices Capital Requirement Rule; TTSE, comments, Notice, TTSEC

Re: Notice for Written Comments – SME Listing Requirements

IN THE MATTER OF SECTION 40 OF THE SECURITIES ACT, 2012 AND AMENDMENTS TO THE TRINIDAD AND TOBAGO STOCK EXCHANGE LIMITED’S SMALL AND MEDIUM SIZED ENTERPRISE MARKET LISTING REQUIREMENTS notice-for-written-comments-sme-listing-req

Nicole Bachan •5 Oct 2016Notices comments, Notice, SME, TTSEC

Order Re: De-Listing of GORTT Bond

In the Matter of Section 45(1) of the Securities Act 2012 And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and Tobago seven (7) year 6.20% Fixed Rate Bond Due June 30, 2016. de-list-gortt-bond-due-june-30th-2016

Nicole Bachan •4 Oct 2016Orders bond, de-listing, GORTT, order, TTSEC

Order Re: Contravention Order – TSTT

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws by Telecommunications Services of Trinidad and Tobago Limited tstt-contravention-order

Nicole Bachan •4 Oct 2016Orders Contravention Order, TSTT, TTSEC

Order for Settlement re Telecommunications Services of Trinidad and Tobago Limited

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws by Telecommunications Services of Trinidad and Tobago Limited tstt-contravention-order

Nicole Bachan •29 Sep 2016Orders (Contraventions) contravention, order, TSTT, TTSEC

Statement of Substance and Purpose – Proposed Amendment to Capital Requirement Rule

The TTSE is proposing to implement a risk based approach for determining the capital requirements for its member firms with the purpose of strengthening the management of risk. This approach will allow for member firms to be capitalized based on the riskiness of the assets on their balance sheet. This …

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Nicole Bachan •29 Sep 2016Rules Rules, TTSEC

Statement of Substance and Purpose – Proposed Amendment to SME Market Listing Requirements

In the 2011-2012 National Budget, the Minister of Finance announced plans by the Government of the Republic of Trinidad and Tobago (the Government) to provide small and medium enterprises with an avenue for raising capital on the local capital market in order to reduce their reliance on bank financing. In …

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Nicole Bachan •29 Sep 2016Rules Rules, SME, TTSEC

RE: TTSEC Focuses on Investor Education Among Youth

The Trinidad and Tobago Securities and Exchange Commission (the Commission) hosted an investor education (IE) session for over 140 secondary school students and teachers in North Trinidad on September 14, 2016. The IE session, was held in the Central Bank Auditorium, and attended by the following six secondary schools: Corpus …

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Nicole Bachan •14 Sep 2016Media Releases Investor Education, media release, TTSEC
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