PUBLIC NOTICE Persons and Entities Not Registered with TTSEC The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. As part of its mandate to educate the public on the securities industry, we issue this Public Notice (“Notice”) to provide …
The role of the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) includes the protection of investors and fostering the orderly growth and development of the local capital market. Our Mission is “instilling confidence in the securities market by protecting investors, promoting sustainable market growth, and reducing systemic risk, through collaboration …
TTSEC Market Newsletter – News and Updates from the Commission – Issue #35. This publication features articles on “Raising Capital Responsibly – Your Guide to Limited Offerings” , Strengthening the Fight Against Financial Crime , National Online Study, The impact of Finfluencers and much more. Click to read: TTSEC Market …
Circular Letter to: Self-Regulatory Organisations Registrants STATUS UPDATE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’S (THE “COMMISSION”) ENFORCEMENT PROCEEDINGS We write to provide an update on the status of enforcement proceedings currently under review by the Staff of the Commission, including those relating to the late filing of disclosures …
The study makes many high-level suggestions and advocates for the implementation of globally linked but locally adapted corporate governance practices. Furthermore, the paper seeks to help the TTSEC in developing a securities market that can stand as a regional leader in corporate governance excellence and long-term sustainability. Research Paper …
This working paper explores the growing importance of regulating climate risk and Environmental, Social, and Governance (ESG) matters within the financial sector. It examines the evolving regulatory landscape, key initiatives, challenges and implications for financial markets in Trinidad and Tobago. The Role of Regulators in the Regulation of Climate …
In the Matter of Sections 7(1)(n),7(1)(h) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of an Enforcement Moratorium on the Securities (Collective Investment Schemes) Bye-Laws, 2023. Order- CIS Bye-Laws Moratorium
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) proudly commemorates our 9th Annual National Investor Education Month this May under the theme “Investing in Knowledge. Investing in Community.” Throughout the month, the TTSEC will host a series of nationwide initiatives aimed at empowering the public with essential investing knowledge and …
TAKE NOTICE that on the 17th day of June 2024, the Trinidad and Tobago Stock Exchange Limited (“the TTSE”), a duly registered Self-Regulatory Organisation under section 36 of the Securities Act, 2012 (“the Act”), filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a concise Statement of …
In accordance with Section 35 of the Securities Act Ch 83:02, the Trinidad and Tobago Stock Exchange Limited (TTSE) hereby proposes the amendment of Rule 224 Trading Sessions for approval by the Trinidad and Tobago Securities and Exchange Commission (TTSEC). As a self-regulatory organisation operating the only securities exchange in …
