Circular Letter to: Self-Regulatory Organisations Registrants STATUS UPDATE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’S (THE “COMMISSION”) ENFORCEMENT PROCEEDINGS We write to provide an update on the status of enforcement proceedings currently under review by the Staff of the Commission, including those relating to the late filing of disclosures …
The study makes many high-level suggestions and advocates for the implementation of globally linked but locally adapted corporate governance practices. Furthermore, the paper seeks to help the TTSEC in developing a securities market that can stand as a regional leader in corporate governance excellence and long-term sustainability. Research Paper …
This working paper explores the growing importance of regulating climate risk and Environmental, Social, and Governance (ESG) matters within the financial sector. It examines the evolving regulatory landscape, key initiatives, challenges and implications for financial markets in Trinidad and Tobago. The Role of Regulators in the Regulation of Climate …
In the Matter of Sections 7(1)(n),7(1)(h) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of an Enforcement Moratorium on the Securities (Collective Investment Schemes) Bye-Laws, 2023. Order- CIS Bye-Laws Moratorium
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) proudly commemorates our 9th Annual National Investor Education Month this May under the theme “Investing in Knowledge. Investing in Community.” Throughout the month, the TTSEC will host a series of nationwide initiatives aimed at empowering the public with essential investing knowledge and …
TAKE NOTICE that on the 17th day of June 2024, the Trinidad and Tobago Stock Exchange Limited (“the TTSE”), a duly registered Self-Regulatory Organisation under section 36 of the Securities Act, 2012 (“the Act”), filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a concise Statement of …
In accordance with Section 35 of the Securities Act Ch 83:02, the Trinidad and Tobago Stock Exchange Limited (TTSE) hereby proposes the amendment of Rule 224 Trading Sessions for approval by the Trinidad and Tobago Securities and Exchange Commission (TTSEC). As a self-regulatory organisation operating the only securities exchange in …
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION UPDATED 2025 FREEDOM OF INFORMATION ACT, CHAPTER 22:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO PUBLISHED WITH THE APPROVAL OF THE HONOURABLE MINISTER OF FINANCE In compliance with Sections 7, 8 and 9 of the Freedom …
Brothers Alario and Antonio Andalcio, sixth and fifth form pupils respectively of El Dorado East Secondary School, took top prizes in the Trinidad and Tobago Securities and Exchange Commission’s (“TTSEC”) inaugural National Secondary Schools Investing Competition: “Invest.Learn.Grow”. The prize-giving ceremony was held today Friday April 11,2025, at the TTSEC’s Offices …
This issue of the SMB focuses on the outputs of Registrant’s MMRF submissions for the second half of 2023. Over the period, ending December 2023, the market reported significant changes as compared to the period ending December 2022. Read more here: Securities Market Bulletin- Issue 12
