Media Release- TTSEC brings 4th and Final Investor Education Roadshow to Diego Martin Community

The Trinidad and Tobago Securities and Exchange Commission (TTSEC), in collaboration with the Diego Martin Borough Corporation and key financial sector stakeholders, successfully hosted the fourth and final leg of its 2025 Investor Education Community Outreach Roadshow on Wednesday, September 10, 2025. The event took place at the Diego Martin …

Continue reading

PUBLIC NOTICE – Persons and Entities Not Registered with the TTSEC- August 18th 2025

PUBLIC NOTICE Persons and Entities Not Registered with TTSEC The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. As part of its mandate to educate the public on the securities industry, we issue this Public Notice (“Notice”) to provide …

Continue reading

PUBLIC NOTICE – Persons and Entities Not Registered with the TTSEC

The role of the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) includes the protection of investors and fostering the orderly growth and development of the local capital market.  Our Mission is “instilling confidence in the securities market by protecting investors, promoting sustainable market growth, and reducing systemic risk, through collaboration …

Continue reading

Circular Letter – Status Update on TTSEC’s Enforcement Proceedings

Circular Letter to: Self-Regulatory Organisations Registrants STATUS UPDATE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’S (THE “COMMISSION”) ENFORCEMENT PROCEEDINGS We write to provide an update on the status of enforcement proceedings currently under review by the Staff of the Commission, including those relating to the late filing of disclosures …

Continue reading

The Role of Regulators in the Regulation of Climate Risk and ESG Matters

This working paper explores the growing importance of regulating climate risk and Environmental, Social, and Governance (ESG) matters within the financial sector. It examines the evolving regulatory landscape, key initiatives, challenges and implications for financial markets in Trinidad and Tobago.   The Role of Regulators in the Regulation of Climate …

Continue reading

Media Release- Promoting a Culture of Investing: National Investor Education Month 2025

Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) proudly commemorates our 9th  Annual National Investor Education Month this May under the theme “Investing in Knowledge. Investing in Community.” Throughout the month, the TTSEC will host a series of nationwide initiatives aimed at empowering the public with essential investing knowledge and …

Continue reading