Order for Settlement re Unilever Caribbean Limited
In The Matter of the Contravention of Section 64(1)(a) of the Securities Act Chap. 83:02 by Unilever Caribbean Limited contravention-order-unilever
Category Archives: Orders (Contraventions)
Order for Settlement re National Flour Mills Limited
In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws By National Flour Mills Limited contravention-order-nfm
Order for Settlement re FCL Financial Limited
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-laws Chapter 83:02 by FCL Financial Limited contravention-order-fcl-financial-limited
Order for Settlement re Education Facilities Company Limited
In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 by Education Facilities Company Limited contravention-order-efcl
Order for Settlement re One Caribbean Media Limited
In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws 2015 contravention-order-ocm
Order for Settlement re Telecommunications Services of Trinidad and Tobago Limited
In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws by Telecommunications Services of Trinidad and Tobago Limited tstt-contravention-order
Order for Settlement re National Insurance Board of Trinidad and Tobago
In The Matter of a Contravention of Section 136 (2) of the Securities Act, 2012 (as amended) By the National Insurance Board of Trinidad and Tobago AND In The Matter of Rule 61 and Rule 62 of Securities Industry (Hearings And Settlements) Practice Rules, 2008 NIBTT Order
Summary of Order
On May 12, 2014 the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) through its Pre Hearing Conference Panel constituted under Rules made in accordance with section 21 of the Securities Act 2012 made the following order.
Order for settlement re Life Settlements Funds Ltd.
In The Matter of a Contravention of
Section 64(3) of the Securities Industry Act, No.32 of 1995
Order for settlement re BCB Holdings
In the matter of contraventions of Section 64(3)of the Securities Industry Act, 1995 by BCB Holdings Ltd.