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Orders

Category Archives: Orders

Order Re: De-Registration of Scotia Funds

In the Matter of Sections 71(1)(b) and 155(1A) of the Securities Act 2012 (“the Act”) In the Matter of an Application by the Scotia Funds for the de-registration of Scotia Funds as Reporting Issuers and Collective Investment Schemes De-Registration of Scotia Funds

Nicole Bachan •17 Nov 2015Orders order, Scotia Funds, TTSEC

Order Re: Trinidad and Tobago Unit Trust Corporation

In the Matter of an Application for Registration of the Trinidad and Tobago Unit Trust Corporation Calypso Macro Index Fund. TTSEC Order for UTC Macro Fund

Rachael Rampersad •29 Oct 2015Orders order, TTSEC, TTUTC

Order Re: De-Registration of Assuria Life T&T

In the Matter of an Application by Assuria Life (T&T) Ltd for de-registration as a Reporting Issuer pursuant to S. 71(1)(b) of the Securities Act 2012 (“the Act”)  Deregistration of Assuria Life (T&T) Ltd

Nicole Bachan •29 Oct 2015Orders Assuria Life T&T, orders, TTSEC

Order Re: De-Registration of Jamaica Money Market Brokers Limited

In the Matter of an Application by Jamaica Money Market Brokers Limited for de-registration as a Reporting Issuer pursuant to S. 71(1)(b) of the Securities Act 2012 (“the Act”) TTSEC Order re Deregistration of JMMB

Rachael Rampersad •22 Oct 2015Orders deregistration, JMMB, orders, TTSEC

Order Re: The List of Designated Foreign Jurisdictions

In the Matter of Section 4 (9) (a) of the Securities Act, 2012 AND the Approved List pf Designated Foreign Jurisdictions Designated Foreign Jurisdictions Listing 24.08.2015

Nicole Bachan •24 Aug 2015Orders designate foreign jurisdictions, order, TTSEC

Order Re: Stallion Property Trust

In The Matter of an Application for Registration of the Stallion Property Trust as a Reporting Issuer and Collective Investment Scheme. TTEC Order re Stallion Property Trust

Rachael Rampersad •25 Jun 2015Orders orders, Stallion, TTSEC

Order Re: National Insurance Board of T&T

In the matter of an allegation that the National Insurance Board of Trinidad and Tobago contravened the Securities Industry (Take-Over) By-Laws 2015. TTEC Order re NIBTT June 2015

Rachael Rampersad •25 Jun 2015Orders NIBTT, order, TTSEC

Order Re: De-Registration of TRS St. Lucia

In the Matter of Section 71 of the Securities Act 2012 And In the Matter of an Application for the de-registration of TRS St. Lucia Limited as a Reporting Issuer De-registration of TRS St. Lucia

Nicole Bachan •25 Jun 2015Orders TRS St. Lucia, TTSEC. Order

Order Re: De-Registration of Capital and Credit Financial Group Limited

In the Matter of Section 71 of the Securities Act 2012 And In the Matter of an Application for the de-registration of Capital and Credit Financial Group Limited as a Reporting Issuer De-Registration of CCFG Limited

Nicole Bachan •13 May 2015Orders CCFG, order, TTSEC

Order Re: De-Registration of UTC (Cayman) SPC Limited as a Reporting Issuer and a Collective Investment Scheme

In the Matter of Sections 71 and 155(1A)(e) of the Securities Act 2012 And In the Matter of an Application by the Trinidad and Tobago Unit Trust Corporation for the de-registration of UTC (Cayman) SPC Limited as a Reporting Issuer and a Collective Investment Scheme De-Registration UTC (Cayman) SPC Limited

Nicole Bachan •13 May 2015Orders order, TTSEC, UTC (Cayman) SPC Limited
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    TTSEC

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