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Tag TTSEC

Tag Archives: TTSEC

Securities (General) By-Laws 2014 LRC approved

Securities (General) By-Laws 2014 LRC approved

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TTSEC •12 Sep 2014By-Laws by-laws, SA2012, TTSEC

Concise Statement of Substance and Purpose & Securities (General) By-Laws 2014

Please be advised that the updated draft of the proposed Securities (General) By-laws, 2014 are now available for comment.

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TTSEC •12 Sep 2014By-Laws by-laws, SA2012, TTSEC

Summary of Order

On May 12, 2014 the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) through its Pre Hearing Conference Panel constituted under Rules made in accordance with section 21 of the Securities Act 2012 made the following order.

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TTSEC •18 Jul 2014Orders (Contraventions) contravention, order, TTSEC

Notice of Hearing – Re de-listing FNCU Venture Capital Company Limited

TAKE NOTICE that the Trinidad and Tobago Securities And Exchange Commission will convene a hearing to consider an application by the Trinidad and Tobago Stock Exchange for de-listing FNCU Venture Capital Company Limited in accordance with section 45 (1) of the Securities Act 2012.

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TTSEC •30 Jun 2014Notices of Hearing hearing, TTSEC

Media Release – TTSEC to conduct second Webinar

The Trinidad and Tobago Securities and Exchange Commission (TTSEC) will host its second free investment webinar on Wednesday July 02 at 12 noon.

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TTSEC •25 Jun 2014Media Releases Investor Education, TTSEC, webinar

TTSEC signs MOU with FIU

On May 21, the three regulators in the financial sector, the TTSEC, FIU and the CBTT, formalised an agreement concerning cooperation and information sharing.

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TTSEC •27 May 2014Media Releases CBTT, FIU, MOU, TTSEC

Media Release – Re-election to IARC

On Thursday May 08, at a meeting of regional and international securities regulators in Mexico City, Mexico, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) was re-elected as the third rep-resentative of the Inter-American Regional Committee of the International Organization of Securities Commissions (IOSCO) for the period 2014-2016.

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TTSEC •13 May 2014Media Releases IARC, IOSCO, media release, TTSEC

Order for appointment of Panels under the Hearing and Settlement rules

In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.

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TTSEC •17 Apr 2014Orders hearing panel, order, TTSEC

The Registration Process

Market Outreach Series- Material Change Seminar

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TTSEC •14 Apr 2014Speeches material change, registration, seminar, TTSEC

Material Change Guidance

Market Outreach Series- Material Change Seminar

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TTSEC •14 Apr 2014Speeches material change, registration, seminar, TTSEC
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  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
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        • International
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    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
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      • Legislation
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